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Director trade at Palantir Technologies (PLTR) under 10b5-1 plan

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Palantir Technologies director Lauren Elaina Friedman Stat reported selling 3,400 shares of Class A common stock on January 2, 2026 at a price of $181.35 per share in an open‑market transaction. The sale was executed under a pre‑arranged Rule 10b5‑1 trading plan entered into on September 4, 2025, which is designed to follow regulatory guidelines for planned insider trades.

After this transaction, the director beneficially owns 58,687 shares of Palantir Class A common stock directly. In addition, 50,794 shares are held indirectly through the director’s spouse and 7,335 shares are held indirectly through a 2025 gift trust for a child, for which the director serves as trustee. These indirect positions reflect ongoing family and trust holdings separate from the directly held shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Stat Lauren Elaina Friedman

(Last) (First) (Middle)
C/O PALANTIR TECHNOLOGIES INC.
1200 17TH STREET, FLOOR 15

(Street)
DENVER CO 80202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Palantir Technologies Inc. [ PLTR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/02/2026 S(1) 3,400 D $181.35 58,687 D
Class A Common Stock 50,794 I By spouse
Class A Common Stock 7,335 I By child's 2025 gift trust(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a Rule 10b5-1 trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on September 4, 2025.
2. These shares are held of record by the Reporting Person's spouse's child's 2025 gift trust, of which the Reporting Person serves as trustee.
Remarks:
This Form 4 has been compiled based on applicable requirements to reflect the specific transactions described herein and is not intended to disclose or describe all shares and/or other equity securities owned or beneficially held by the Reporting Person. For additional details regarding the Reporting Person's overall stock and equity holdings, please see the Issuer's Proxy Statement filed with the Securities and Exchange Commission on April 25, 2025, including under the heading "Security Ownership Of Certain Beneficial Owners And Management" (subject to the definitions, explanations, and time periods described therein).
/s/ Justin V. Laubach, under power of attorney 01/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Palantir (PLTR) report for Lauren Elaina Friedman Stat?

Palantir reported that director Lauren Elaina Friedman Stat sold 3,400 shares of Class A common stock in an open‑market transaction on January 2, 2026.

At what price were the Palantir (PLTR) shares sold in this Form 4 filing?

The director’s sale of Palantir Class A common stock was executed at a price of $181.35 per share.

Was the Palantir (PLTR) insider sale made under a Rule 10b5-1 plan?

Yes. The filing states the shares were sold under a Rule 10b5‑1 trading plan that was entered into on September 4, 2025 and is intended to meet the affirmative defense conditions of Rule 10b5‑1(c).

How many Palantir (PLTR) shares does the director own after the reported sale?

Following the sale, the director holds 58,687 Palantir Class A shares directly, 50,794 shares indirectly through a spouse, and 7,335 shares indirectly through a 2025 gift trust for a child.

What does the Form 4 say about the Palantir (PLTR) gift trust holdings?

The filing notes that 7,335 shares of Palantir Class A common stock are held by the reporting person’s spouse’s child’s 2025 gift trust, for which the director serves as trustee.

What is the reporting person’s role at Palantir (PLTR)?

The reporting person, Lauren Elaina Friedman Stat, is identified as a director of Palantir Technologies Inc.

Palantir Technologies Inc

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Software - Infrastructure
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United States
DENVER