Were Alexander D. Moore’s Palantir (PLTR) share sales made under a Rule 10b5-1 plan?

Yes. The filing states Moore sold Palantir Class A shares pursuant to a Rule 10b5-1 trading plan entered on December 11, 2025. Such plans pre-schedule trades, providing an affirmative defense under Rule 10b5-1(c) when properly implemented and followed.

Director at Palantir (NYSE: PLTR) sells 16,000 shares in 10b5-1 plan

Filing Impact

(Very High)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Palantir Technologies director Alexander D. Moore sold 16,000 shares of Class A Common Stock in multiple open-market transactions on April 15, 2026 under a pre-arranged Rule 10b5-1 trading plan entered into on December 11, 2025. The trades were executed at weighted-average prices within disclosed ranges. After these sales, he directly owns 1,140,978 Palantir Class A shares.

Insider Trade Summary 10b5-1

Net Seller: 16,000 shares ($2,230,580)

Net Sell 8 txns

Insider Moore Alexander D.

Role Director

Sold 16,000 shs ($2.23M)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	500	$135.704	$68K
Sale	Class A Common Stock	1,037	$136.6768	$142K
Sale	Class A Common Stock	3,603	$137.8116	$497K
Sale	Class A Common Stock	2,353	$138.734	$326K
Sale	Class A Common Stock	3,353	$139.732	$469K
Sale	Class A Common Stock	1,596	$140.4554	$224K
Sale	Class A Common Stock	3,342	$142.0014	$475K
Sale	Class A Common Stock	216	$142.414	$31K

Holdings After Transaction: Class A Common Stock — 1,156,478 shares (Direct)

Footnotes (1)

The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a Rule 10b5-1 trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on December 11, 2025. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $135.17 to $135.99. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) through (8) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $136.18 to $137.12. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) through (8) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $137.21 to $138.20. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) through (8) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $138.21 to $139.2098. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) through (8) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $139.228 to $140.2258. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) through (8) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $140.23 to $141.1869. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) through (8) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $141.3034 to $142.259. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) through (8) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Key Figures

Shares sold: 16,000 shares Holdings after sale: 1,140,978 shares Individual sale blocks: 8 transactions +2 more

5 metrics

Shares sold 16,000 shares Total Class A Common Stock sold on April 15, 2026

Holdings after sale 1,140,978 shares Direct Class A Common Stock owned after transactions

Individual sale blocks 8 transactions Number of separate open-market sale entries reported

Single block prices (examples) $135.7040–$142.4140/share Weighted-average prices for two reported sale line items

Trading plan date December 11, 2025 Date Rule 10b5-1 trading plan was entered

Key Terms

Rule 10b5-1 trading plan, weighted average sale price, open market sales, Class A Common Stock, +1 more

5 terms

Rule 10b5-1 trading plan regulatory

"sold shares of Class A Common Stock in the open market pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average sale price financial

"The price reported above reflects the weighted average sale price of trades"

open market sales financial

"This transaction represents sales executed in multiple open market sales"

Class A Common Stock financial

"The Reporting Person sold shares of Class A Common Stock in the open market"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

affirmative defense conditions regulatory

"trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c)"

Form 4 Insider Transactions: What Each Field Means →

04/17/2026 - 08:06 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Moore Alexander D.

(Last)

(First)

(Middle)

C/O PALANTIR TECHNOLOGIES INC.

19505 BISCAYNE BOULEVARD, SUITE 2350

(Street)

AVENTURA

FLORIDA

33180

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Palantir Technologies Inc. [ PLTR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	04/15/2026		S⁽¹⁾		500	D	$135.704⁽²⁾	1,156,478	D
Class A Common Stock	04/15/2026		S⁽¹⁾		1,037	D	$136.6768⁽³⁾	1,155,441	D
Class A Common Stock	04/15/2026		S⁽¹⁾		3,603	D	$137.8116⁽⁴⁾	1,151,838	D
Class A Common Stock	04/15/2026		S⁽¹⁾		2,353	D	$138.734⁽⁵⁾	1,149,485	D
Class A Common Stock	04/15/2026		S⁽¹⁾		3,353	D	$139.732⁽⁶⁾	1,146,132	D
Class A Common Stock	04/15/2026		S⁽¹⁾		1,596	D	$140.4554⁽⁷⁾	1,144,536	D
Class A Common Stock	04/15/2026		S⁽¹⁾		3,342	D	$142.0014⁽⁸⁾	1,141,194	D
Class A Common Stock	04/15/2026		S⁽¹⁾		216	D	$142.414	1,140,978	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a Rule 10b5-1 trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on December 11, 2025.

2. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $135.17 to $135.99. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) through (8) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

3. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $136.18 to $137.12. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) through (8) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

4. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $137.21 to $138.20. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) through (8) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

5. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $138.21 to $139.2098. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) through (8) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

6. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $139.228 to $140.2258. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) through (8) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

7. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $140.23 to $141.1869. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) through (8) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

8. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $141.3034 to $142.259. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) through (8) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Remarks:

This Form 4 has been compiled based on applicable requirements to reflect the specific transactions described herein and is not intended to disclose or describe all shares and/or other equity securities owned or beneficially held by the Reporting Person. For additional details regarding the Reporting Person's overall stock and equity holdings, please see the Issuer's Proxy Statement filed with the Securities and Exchange Commission on April 25, 2025, including under the heading "Security Ownership Of Certain Beneficial Owners And Management" (subject to the definitions, explanations, and time periods described therein).

	/s/ Justin V. Laubach, under power of attorney	04/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Palantir (PLTR) report for Alexander D. Moore?

Palantir reported that director Alexander D. Moore sold 16,000 shares of Class A Common Stock in multiple open-market transactions on April 15, 2026, under a pre-arranged Rule 10b5-1 trading plan. These trades are disclosed in a Form 4 insider filing.

How many Palantir (PLTR) shares does Alexander D. Moore hold after this Form 4?

After the reported sales, Alexander D. Moore directly holds 1,140,978 shares of Palantir Class A Common Stock. This figure reflects his position following the 16,000 shares sold across several open-market transactions disclosed in the Form 4 filing.

At what prices did Alexander D. Moore sell his Palantir (PLTR) shares?

The Form 4 notes that Moore’s sales were executed in multiple trades at weighted-average prices within ranges specified for each group of transactions. Individual trades occurred within price intervals disclosed in the footnotes for the April 15, 2026 sale date.

How many separate open-market sale transactions did the Palantir (PLTR) Form 4 report?

The Form 4 reports eight separate non-derivative open-market sale transactions in Palantir Class A Common Stock by director Alexander D. Moore on April 15, 2026. Together, these sales totaled 16,000 shares and were all executed under a Rule 10b5-1 trading plan.

Does the Alexander D. Moore Palantir (PLTR) Form 4 involve any derivative securities?

No. The reported transactions all involve non-derivative Palantir Class A Common Stock. The derivative security section in the summarized data is empty, indicating no reported option exercises, warrant conversions, or other derivative transactions in this particular Form 4 filing.