Pluri faces Nasdaq non-compliance over $35M value rule

Q: Does the Nasdaq notice immediately affect trading in Pluri Inc. (PLUR) shares?

The notice has no immediate effect on trading. Pluri’s common shares will continue to trade on The Nasdaq Capital Market under the symbol PLUR while the company works to regain compliance.

Q: How long does Pluri Inc. (PLUR) have to regain Nasdaq compliance?

Pluri has an initial 180 calendar days, until January 4, 2027, to regain compliance with the $35 million market value of listed securities requirement, as provided under Nasdaq Listing Rule 5810(c)(3)(C).

Q: What must Pluri Inc. (PLUR) do to regain compliance with Nasdaq’s MVLS requirement?

To regain compliance, Pluri’s market value of listed securities must close at $35 million or more for at least 10 consecutive business days during the 180-day compliance period, unless Nasdaq requires a somewhat longer period.

Q: What happens if Pluri Inc. (PLUR) cannot regain Nasdaq compliance by January 4, 2027?

If Pluri does not regain compliance by January 4, 2027, it expects Nasdaq will notify the company that its securities are subject to delisting. Pluri could then request a hearing before a Nasdaq Hearings Panel, which would stay any suspension or delisting during the process.

Q: Which alternative listing standards does Pluri Inc. (PLUR) currently fail to meet?

Pluri does not meet Nasdaq’s alternatives of having stockholders’ equity of at least $2.5 million or net income of $500,000 from continuing operations in the most recently completed fiscal year, or in two of the three most recently completed fiscal years.

Pluri Inc. reports that on July 7, 2026 it received a Nasdaq notice that it is not in compliance with Nasdaq Listing Rule 5550(b)(2), which requires a minimum market value of listed securities of $35 million for continued listing on The Nasdaq Capital Market.

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

8-K

Rhea-AI Filing Summary

Pluri Inc. reports that on July 7, 2026 it received a Nasdaq notice that it is not in compliance with Nasdaq Listing Rule 5550(b)(2), which requires a minimum market value of listed securities of $35 million for continued listing on The Nasdaq Capital Market. Pluri also does not currently meet the alternative standards of stockholders’ equity of at least $2.5 million or net income of $500,000 from continuing operations in the most recent year or two of the last three years.

The company’s common shares continue trading on Nasdaq under the symbol PLUR, and Pluri has 180 calendar days, until January 4, 2027, to regain compliance. If its market value closes at or above $35 million for at least 10 consecutive business days during this period, Nasdaq will confirm compliance. If compliance is not regained, Pluri expects a delisting notice but could appeal to a Nasdaq Hearings Panel. Management is evaluating options to regain compliance, while cautioning that success is not assured.

Positive

None.

Negative

Nasdaq non-compliance and delisting risk: Pluri received notice it no longer meets Nasdaq’s $35 million market value of listed securities requirement or alternative equity/net income standards, creating a risk its shares could ultimately be delisted if compliance is not restored within the 180-day period.

Filing Explained

Nasdaq has not suspended Pluri’s trading, but the company must restore the $35 million threshold by January 4, 2027 to avoid possible delisting.

The July 13, 2026 filing reports that Nasdaq notified Pluri Inc. on July 7, 2026 that it was not meeting the $35 million minimum market value of listed securities requirement or either alternative listing standard described in the notice.

This is a listing-compliance notice rather than an immediate delisting: Pluri’s common shares continue trading on Nasdaq, and the company has an initial 180-calendar-day compliance period ending January 4, 2027 to regain compliance.

Nasdaq stated that compliance can be restored if Pluri’s market value of listed securities closes at or above $35 million for at least 10 consecutive business days, subject to Nasdaq requiring a longer period generally not exceeding 20 consecutive business days.

If compliance is not restored during the stated period, Nasdaq is expected to issue a later notification that the securities are subject to delisting; Pluri says it is evaluating options and provides no assurance that it will regain or maintain compliance.

8-K Event Classification

Item 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

1 item

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Securities

The company received a delisting notice, failed to satisfy a continued-listing rule or standard, or transferred its listing.

Key Figures

Market value of listed securities requirement: $35 million Alternative stockholders’ equity standard: $2.5 million Alternative net income standard: $500,000 +3 more

6 metrics

Market value of listed securities requirement $35 million Minimum MVLS required under Nasdaq Listing Rule 5550(b)(2) for continued listing

Alternative stockholders’ equity standard $2.5 million Alternative Nasdaq continued listing standard for stockholders’ equity

Alternative net income standard $500,000 Alternative Nasdaq continued listing standard for net income from continuing operations

Compliance period length 180 calendar days Initial period to regain compliance, ending January 4, 2027

Minimum days at required MVLS 10 business days Number of consecutive business days MVLS must close at or above $35 million

Compliance deadline January 4, 2027 End of Nasdaq compliance period under Listing Rule 5810(c)(3)(C)

Key Terms

market value of listed securities, Nasdaq Listing Rule 5550(b)(2), continued listing requirements, Nasdaq Hearings Panel, +1 more

5 terms

market value of listed securities financial

"requires the Company to maintain a minimum of $35 million in market value of listed securities"

Market value of listed securities is the market value of the shares a company has listed on an exchange, calculated as the closing bid price multiplied by the number of listed shares. Exchanges use it as a continued-listing standard, so a company that stays under the required minimum receives a deficiency notice and is given a set period to recover before facing delisting.

Nasdaq Listing Rule 5550(b)(2) regulatory

"not in compliance with Nasdaq Listing Rule 5550(b)(2), which requires the Company to maintain"

continued listing requirements regulatory

"ability to regain and maintain compliance with Nasdaq’s continued listing requirements"

Rules a stock exchange sets that a publicly traded company must keep meeting to stay listed and tradable on that exchange, such as minimum share price, market value, timely financial reports, and basic governance practices. Like a club’s membership rules, they matter because falling short can lead to warnings, penalties or removal from the exchange, which can cut liquidity, hurt share value and increase the risk for investors.

Nasdaq Hearings Panel regulatory

"the Company may be eligible to appeal any delisting determination to a Nasdaq Hearings Panel"

A Nasdaq hearings panel is a group of experts that reviews cases when a company's stock listing is at risk of being removed from the exchange. They evaluate whether the company has met certain standards and determine if it can keep trading on Nasdaq. This process matters to investors because it can affect a company's ability to raise money and maintain credibility in the market.

forward-looking statements regulatory

"contains express or implied forward-looking statements within the Private Securities Litigation Reform Act"

Forward-looking statements are predictions or plans that companies share about what they expect to happen in the future, like estimating sales or profits. They matter because they help investors understand a company's outlook, but since they are based on guesses and assumptions, they can sometimes be wrong.

Earnings Snapshot

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

Why did Pluri Inc. (PLUR) receive a Nasdaq deficiency notice?

Pluri received a Nasdaq notice because it is not complying with Nasdaq Listing Rule 5550(b)(2), which requires a $35 million market value of listed securities, nor does it meet the alternative stockholders’ equity or net income standards.

Does the Nasdaq notice immediately affect trading in Pluri Inc. (PLUR) shares?

The notice has no immediate effect on trading. Pluri’s common shares will continue to trade on The Nasdaq Capital Market under the symbol PLUR while the company works to regain compliance.

How long does Pluri Inc. (PLUR) have to regain Nasdaq compliance?

Pluri has an initial 180 calendar days, until January 4, 2027, to regain compliance with the $35 million market value of listed securities requirement, as provided under Nasdaq Listing Rule 5810(c)(3)(C).

What must Pluri Inc. (PLUR) do to regain compliance with Nasdaq’s MVLS requirement?

To regain compliance, Pluri’s market value of listed securities must close at $35 million or more for at least 10 consecutive business days during the 180-day compliance period, unless Nasdaq requires a somewhat longer period.

What happens if Pluri Inc. (PLUR) cannot regain Nasdaq compliance by January 4, 2027?

If Pluri does not regain compliance by January 4, 2027, it expects Nasdaq will notify the company that its securities are subject to delisting. Pluri could then request a hearing before a Nasdaq Hearings Panel, which would stay any suspension or delisting during the process.

Which alternative listing standards does Pluri Inc. (PLUR) currently fail to meet?

Pluri does not meet Nasdaq’s alternatives of having stockholders’ equity of at least $2.5 million or net income of $500,000 from continuing operations in the most recently completed fiscal year, or in two of the three most recently completed fiscal years.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/13/2026 - 04:05 PM

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 8-K

CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported): July 13, 2026 (July 7, 2026)

PLURI INC.

(Exact Name of Registrant as Specified in Its Charter)

Nevada		001-31392		98-0351734
(State or Other Jurisdiction of Incorporation)		(Commission File Number)		(IRS Employer Identification No.)

MATAM Advanced Technology Park
Building No. 5
Haifa, Israel		3508409
(Address of Principal Executive Offices)		(Zip Code)

011 972 74 710 7171

(Registrant’s telephone number, including area code)

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common Shares, par value $0.00001 per share		PLUR		The Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

On July 7, 2026, Pluri Inc. (the “Company”) received a written notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company is not in compliance with Nasdaq Listing Rule 5550(b)(2), which requires the Company to maintain a minimum of $35 million in market value of listed securities (“MVLS”) for continued listing on The Nasdaq Capital Market (the “MVLS Requirement”), nor is it in compliance with either of the alternative listing standards, including having stockholders’ equity of at least $2.5 million or net income of $500,000 from continuing operations in the most recently completed fiscal year, or in two of the three most recently completed fiscal years.

The Notice has no immediate effect on the listing or trading of the Company’s common shares, which will continue to trade on The Nasdaq Capital Market under the symbol “PLUR”.

Pursuant to the Notice, and in accordance with Nasdaq Listing Rule 5810(c)(3)(C), the Company has been provided with an initial period of 180 calendar days, until January 4, 2027, to regain compliance with the MVLS Requirement (the “Compliance Period”). Nasdaq indicated that if, at any time during the Compliance Period, the Company’s MVLS closes at $35 million or more for a minimum of 10 consecutive business days (unless Nasdaq, in its discretion, requires a longer period, but generally no more than 20 consecutive business days), Nasdaq will provide a written confirmation that the Company has regained compliance and the matter will be closed. In the event the Company does not regain compliance within the Compliance Period, the Company expects that Nasdaq will provide written notification that the Company’s securities are subject to delisting. At that time, the Company may be eligible to appeal any delisting determination to a Nasdaq Hearings Panel. The hearing request would stay any suspension or delisting action pending the conclusion of the hearing process and the expiration of any additional extension period granted by the panel following the hearing.

The Company is evaluating options to regain compliance with the MVLS Requirement and intends to take appropriate actions to regain compliance; however, there can be no assurance that the Company will be able to regain compliance with all applicable requirements or maintain compliance thereafter.

Cautionary Note Regarding Forward-Looking Statements

This Current Report on Form 8-K contains express or implied forward-looking statements within the Private Securities Litigation Reform Act of 1995 and other U.S. Federal securities laws. Forward-looking statements include, but are not limited to, statements regarding the Company’s ability to regain compliance with Nasdaq Listing Rule 5550(b)(2), the timing of any such compliance, the actions the Company may take to regain or maintain compliance, Nasdaq’s determination regarding the Company’s continued listing and the effect thereof. Words such as “may”, “will”, “should”, “could”, “would”, “expect”, “intend”, “plan”, “believe”, “estimate”, “target”, “potential”, “continue”, “anticipate”, “seek”, and similar expressions are intended to identify forward-looking statements, although not all forward-looking statements contain these identifying words.

Forward-looking statements are based on management’s current expectations and are subject to risks and uncertainties that could cause actual results to differ materially from those expressed or implied by these forward-looking statements. Risks and uncertainties include, among others, the Company’s ability to regain and maintain compliance with Nasdaq’s continued listing requirements, changes in the Company’s market value of listed securities, general market and economic conditions, and other risks and uncertainties described under the heading “Risk Factors” in the Company’s most recent Annual Report on Form 10-K and in other filings the Company makes with the U.S. Securities and Exchange Commission (the “SEC”). Forward-looking statements speak only as of the date of this Current Report on Form 8-K. The Company undertakes no obligation to update or revise any forward-looking statements, whether as a result of new information, future events, or otherwise, except as required by law. For more detailed description of the risks and uncertainties affecting the Company, reference is made to the Company’s reports filed from time to time with the Securities and Exchange Commission.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	PLURI INC.

Date: July 13, 2026	By:	/s/ Liat Zalts
	Name:	Liat Zalts
	Title:	Chief Financial Officer

Source: View Original Filing on SEC EDGAR

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