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[Form 3] ProMIS Neurosciences Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

ProMIS Neurosciences (PMN) director filed a Form 3 reporting indirect holdings. The filing lists 6,058,738 common shares beneficially owned indirectly, held of record by Ally Bridge MedAlpha Master Fund L.P. The reporting person is a director and an employee of Ally Bridge Group (NY) LLC and disclaims beneficial ownership except to any pecuniary interest.

Derivative holdings include warrants for 7,348,604 common shares at $1.25 expiring 07/29/2030 and warrants for 1,066,674 common shares at $1.75 expiring 02/28/2029. The filing also lists additional warrants including tranches exercisable at $0.01; for those marked “(2)”, the warrants will expire when exercised in full.

The event date is 10/22/2025, and the ownership is reported as indirect (I) with the nature of ownership described in the footnote.

Il direttore di ProMIS Neurosciences (PMN) ha presentato un modulo 3 riportando partecipazioni indirette. La pratica riporta 6.058.738 azioni ordinarie beneficialmente possedute indirettamente, detenute a titolo di registrazione da Ally Bridge MedAlpha Master Fund L.P. La persona che presenta il modulo è un amministratore e dipendente di Ally Bridge Group (NY) LLC e rinuncia a ogni titolarità benefica salvo eventuali interessi pecuniari.

Le partecipazioni derivanti includono warrant per 7.348.604 azioni ordinarie a 1,25 USD scadenti il 29/07/2030 e warrant per 1.066.674 azioni ordinarie a 1,75 USD scadenti il 28/02/2029. La pratica riporta anche ulteriori warrant tra cui tranche esercitabili a 0,01 USD; per quelli contrassegnati “(2)”, i warrant scadranno al momento dell’esercizio completo.

La data dell’evento è 22/10/2025, e la proprietà è riportata come indiretta (I) con la natura della proprietà descritta nella nota a piè di pagina.

El director de ProMIS Neurosciences (PMN) presentó un Formulario 3 informando participaciones indirectas. La declaración lista 6,058,738 acciones ordinarias poseídas de forma beneficiosa de manera indirecta, registradas a nombre de Ally Bridge MedAlpha Master Fund L.P. La persona que reporta es director y empleado de Ally Bridge Group (NY) LLC y renuncia a la titularidad beneficiosa salvo cualquier interés pecuniario.

Las participaciones derivadas incluyen warrants para 7,348,604 acciones ordinarias a 1,25 USD con vencimiento el 29/07/2030 y warrants para 1,066,674 acciones ordinarias a 1,75 USD con vencimiento el 28/02/2029. La declaración también lista warrants adicionales, incluidas tramos ejercitables a 0,01 USD; para aquellos marcados como “(2)”, los warrants vencerán cuando se ejerzan en su totalidad.

La fecha del evento es 22/10/2025, y la propiedad se reporta como indirecta (I) con la naturaleza de la propiedad descrita en la nota al pie.

ProMIS Neurosciences(PMN) 이사 가 Form 3를 제출하여 간접 보유를 보고했습니다. 보고서에는 6,058,738주의 일반 주식간접적으로 이익 소유로 기록상 Ally Bridge MedAlpha Master Fund L.P.에 의해 보유되어 있습니다. 보고자인 이는 Ally Bridge Group (NY) LLC의 이사이자 직원이며, 필요에 따라 금전적 이익에 한해만 유익한 소유권을 포기합니다.

파생 보유에는 7,348,604주 일반 주식을 1.25달러에 만료일 2030년 7월 29일인 워런트와 1,066,674주 일반 주식 1.75달러에 만료일 2029년 2월 28일인 워런트가 포함됩니다. 보고서는 또한 0.01달러에 행사 가능한 트랜치의 추가 워런트를 나열합니다. “(2)”로 표시된 경우 완전한 행사 시에 워런트가 만료됩니다.

이벤트 날짜는 2025년 10월 22일이고, 소유권은 본문 주석에 설명된 성격과 함께 간접(I)으로 보고됩니다.

Le directeur de ProMIS Neurosciences (PMN) a déposé un Formulaire 3 signalant des participations indirectes. Le dossier indique 6 058 738 actions ordinaires détenues de manière bénéficiaire de façon indirecte, enregistrées au nom d’ Ally Bridge MedAlpha Master Fund L.P. Le déclarant est administrateur et employé de Ally Bridge Group (NY) LLC et dénie la propriété bénéficiaire sauf pour tout intérêt pécuniaire.

Les participations dérivées incluent des warrants pour 7 348 604 actions ordinaires à 1,25$ arrivant à échéance le 29/07/2030 et des warrants pour 1 066 674 actions ordinaires à 1,75$ arrivant à échéance le 28/02/2029. Le dossier liste aussi des warrants supplémentaires, y compris des tranches exercables à 0,01$; pour ceux marqués « (2) », les warrants expireront lorsqu’ils seront exercés intégralement.

La date de l’événement est 22/10/2025, et la propriété est rapportée comme indirecte (I) avec la nature de la propriété décrite dans la note en bas.

Der Direktor von ProMIS Neurosciences (PMN) hat ein Form 3 eingereicht und indirekte Beteiligungen gemeldet. Die Einreichung listet 6.058.738 Stammaktien als vorteilhaft indirekt gehalten, registriert auf den Namen von Ally Bridge MedAlpha Master Fund L.P. Die meldende Person ist Direktor und Angestellter der Ally Bridge Group (NY) LLC und verzichtet auf jeder vorteilhaften Eigentümerschaft mit Ausnahme etwaiger finanzieller Interessen.

Derivative Beteiligungen umfassen Warrants auf 7.348.604 Stammaktien zu 1,25 USD, fällig am 29.07.2030, und Warrants auf 1.066.674 Stammaktien zu 1,75 USD, fällig am 28.02.2029. Die Einreichung listet auch zusätzliche Warrants auf, darunter Tranchen, die zu 0,01 USD exercisebar sind; bei den als „(2)“ gekennzeichneten gilt, dass die Warrants verfallen, wenn sie vollständig ausgeübt werden.

Das Ereignisdatum ist 22.10.2025, und das Eigentum wird als indirekt (I) mit der in der Fußnote beschriebenen Eigentümlichkeitsart berichtet.

قام مدير شركة ProMIS Neurosciences (PMN) بتقديم النموذج 3 للإبلاغ عن الملكية غير المباشرة. يسرد الإبلاغ 6,058,738 سهماً عائداً تمتلكها بشكل غير مباشر باسم Ally Bridge MedAlpha Master Fund L.P. الشخص المبلغ هو مدير وموظف في Ally Bridge Group (NY) LLC ويتنازل عن الملكية المفيدة باستثناء أي مصلحة مالية.

تشمل الملكية المشتقة حقوق شراء لـ 7,348,604 سهماً عائداً بسعر 1.25 دولار منتهية صلاحيتها في 29/07/2030 وحقوق شراء لـ 1,066,674 سهماً عائداً بسعر 1.75 دولار منتهية صلاحيتها في 28/02/2029. كما يسرد الإبلاغ حقوق شراء إضافية بما في ذلك شرائح قابلة للممارسة بسعر 0.01 دولار; بالنسبة لأولئك المصنّفين كـ“(2)”، ستنتهي صلاحية حقوق الشراء عندما تُمارس بالكامل.

تاريخ الحدث هو 22/10/2025، وتُذكر الملكية كـ غير مباشرة (I) مع وصف طبيعة الملكية في الحاشية.

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Il direttore di ProMIS Neurosciences (PMN) ha presentato un modulo 3 riportando partecipazioni indirette. La pratica riporta 6.058.738 azioni ordinarie beneficialmente possedute indirettamente, detenute a titolo di registrazione da Ally Bridge MedAlpha Master Fund L.P. La persona che presenta il modulo è un amministratore e dipendente di Ally Bridge Group (NY) LLC e rinuncia a ogni titolarità benefica salvo eventuali interessi pecuniari.

Le partecipazioni derivanti includono warrant per 7.348.604 azioni ordinarie a 1,25 USD scadenti il 29/07/2030 e warrant per 1.066.674 azioni ordinarie a 1,75 USD scadenti il 28/02/2029. La pratica riporta anche ulteriori warrant tra cui tranche esercitabili a 0,01 USD; per quelli contrassegnati “(2)”, i warrant scadranno al momento dell’esercizio completo.

La data dell’evento è 22/10/2025, e la proprietà è riportata come indiretta (I) con la natura della proprietà descritta nella nota a piè di pagina.

El director de ProMIS Neurosciences (PMN) presentó un Formulario 3 informando participaciones indirectas. La declaración lista 6,058,738 acciones ordinarias poseídas de forma beneficiosa de manera indirecta, registradas a nombre de Ally Bridge MedAlpha Master Fund L.P. La persona que reporta es director y empleado de Ally Bridge Group (NY) LLC y renuncia a la titularidad beneficiosa salvo cualquier interés pecuniario.

Las participaciones derivadas incluyen warrants para 7,348,604 acciones ordinarias a 1,25 USD con vencimiento el 29/07/2030 y warrants para 1,066,674 acciones ordinarias a 1,75 USD con vencimiento el 28/02/2029. La declaración también lista warrants adicionales, incluidas tramos ejercitables a 0,01 USD; para aquellos marcados como “(2)”, los warrants vencerán cuando se ejerzan en su totalidad.

La fecha del evento es 22/10/2025, y la propiedad se reporta como indirecta (I) con la naturaleza de la propiedad descrita en la nota al pie.

ProMIS Neurosciences(PMN) 이사 가 Form 3를 제출하여 간접 보유를 보고했습니다. 보고서에는 6,058,738주의 일반 주식간접적으로 이익 소유로 기록상 Ally Bridge MedAlpha Master Fund L.P.에 의해 보유되어 있습니다. 보고자인 이는 Ally Bridge Group (NY) LLC의 이사이자 직원이며, 필요에 따라 금전적 이익에 한해만 유익한 소유권을 포기합니다.

파생 보유에는 7,348,604주 일반 주식을 1.25달러에 만료일 2030년 7월 29일인 워런트와 1,066,674주 일반 주식 1.75달러에 만료일 2029년 2월 28일인 워런트가 포함됩니다. 보고서는 또한 0.01달러에 행사 가능한 트랜치의 추가 워런트를 나열합니다. “(2)”로 표시된 경우 완전한 행사 시에 워런트가 만료됩니다.

이벤트 날짜는 2025년 10월 22일이고, 소유권은 본문 주석에 설명된 성격과 함께 간접(I)으로 보고됩니다.

Le directeur de ProMIS Neurosciences (PMN) a déposé un Formulaire 3 signalant des participations indirectes. Le dossier indique 6 058 738 actions ordinaires détenues de manière bénéficiaire de façon indirecte, enregistrées au nom d’ Ally Bridge MedAlpha Master Fund L.P. Le déclarant est administrateur et employé de Ally Bridge Group (NY) LLC et dénie la propriété bénéficiaire sauf pour tout intérêt pécuniaire.

Les participations dérivées incluent des warrants pour 7 348 604 actions ordinaires à 1,25$ arrivant à échéance le 29/07/2030 et des warrants pour 1 066 674 actions ordinaires à 1,75$ arrivant à échéance le 28/02/2029. Le dossier liste aussi des warrants supplémentaires, y compris des tranches exercables à 0,01$; pour ceux marqués « (2) », les warrants expireront lorsqu’ils seront exercés intégralement.

La date de l’événement est 22/10/2025, et la propriété est rapportée comme indirecte (I) avec la nature de la propriété décrite dans la note en bas.

Der Direktor von ProMIS Neurosciences (PMN) hat ein Form 3 eingereicht und indirekte Beteiligungen gemeldet. Die Einreichung listet 6.058.738 Stammaktien als vorteilhaft indirekt gehalten, registriert auf den Namen von Ally Bridge MedAlpha Master Fund L.P. Die meldende Person ist Direktor und Angestellter der Ally Bridge Group (NY) LLC und verzichtet auf jeder vorteilhaften Eigentümerschaft mit Ausnahme etwaiger finanzieller Interessen.

Derivative Beteiligungen umfassen Warrants auf 7.348.604 Stammaktien zu 1,25 USD, fällig am 29.07.2030, und Warrants auf 1.066.674 Stammaktien zu 1,75 USD, fällig am 28.02.2029. Die Einreichung listet auch zusätzliche Warrants auf, darunter Tranchen, die zu 0,01 USD exercisebar sind; bei den als „(2)“ gekennzeichneten gilt, dass die Warrants verfallen, wenn sie vollständig ausgeübt werden.

Das Ereignisdatum ist 22.10.2025, und das Eigentum wird als indirekt (I) mit der in der Fußnote beschriebenen Eigentümlichkeitsart berichtet.

قام مدير شركة ProMIS Neurosciences (PMN) بتقديم النموذج 3 للإبلاغ عن الملكية غير المباشرة. يسرد الإبلاغ 6,058,738 سهماً عائداً تمتلكها بشكل غير مباشر باسم Ally Bridge MedAlpha Master Fund L.P. الشخص المبلغ هو مدير وموظف في Ally Bridge Group (NY) LLC ويتنازل عن الملكية المفيدة باستثناء أي مصلحة مالية.

تشمل الملكية المشتقة حقوق شراء لـ 7,348,604 سهماً عائداً بسعر 1.25 دولار منتهية صلاحيتها في 29/07/2030 وحقوق شراء لـ 1,066,674 سهماً عائداً بسعر 1.75 دولار منتهية صلاحيتها في 28/02/2029. كما يسرد الإبلاغ حقوق شراء إضافية بما في ذلك شرائح قابلة للممارسة بسعر 0.01 دولار; بالنسبة لأولئك المصنّفين كـ“(2)”، ستنتهي صلاحية حقوق الشراء عندما تُمارس بالكامل.

تاريخ الحدث هو 22/10/2025، وتُذكر الملكية كـ غير مباشرة (I) مع وصف طبيعة الملكية في الحاشية.

ProMIS Neurosciences(PMN)董事提交了表格3,报告间接持有。 报告列出 6,058,738股普通股间接方式由 Ally Bridge MedAlpha Master Fund L.P. 名义登记持有。报告人是 Ally Bridge Group(NY) LLC 的董事与员工,并在任何金钱利益之外,放弃受益所有权。

衍生持有包括以 1.25美元价格的7,348,604股普通股 的认股权证,截止日期为 2030/07/29;以及以 1.75美元价格的1,066,674股普通股 的认股权证,截止日期为 2029/02/28。该报告还列出其他认股权证,其中分期可在 0.01美元 行使;对于标记为“(2)”的那些认股权证,在完全行权时到期

事件日期为 2025/10/22,所有权被报告为 间接(I),并在脚注中描述了所有权性质。

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Alex Slanix Paul

(Last) (First) (Middle)
C/O PROMIS NEUROSCIENCES INC.
SUITE 200, 1920 YONGE STREET

(Street)
TORONTO A6 M4S 3E2

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/22/2025
3. Issuer Name and Ticker or Trading Symbol
ProMIS Neurosciences Inc. [ PMN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares 6,058,738 I See Footnote(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants 08/28/2023 (2) Common Shares 174,759 $0.01 I See Footnote(1)
Warrants 02/28/2024 02/28/2029 Common Shares 1,066,674 $1.75 I See Footnote(1)
Warrants 07/26/2024 (2) Common Shares 1,100,000 $0.01 I See Footnote(1)
Warrants 07/29/2025 07/29/2030 Common Shares 7,348,604 $1.25 I See Footnote(1)
Explanation of Responses:
1. These securities are held of record by Ally Bridge MedAlpha Master Fund L.P. The Reporting Person is a director of the Issuer and an employee of Ally Bridge Group (NY) LLC, which manages the investments of Ally Bridge MedAlpha Master Fund L.P. The Reporting Person disclaims beneficial ownership of such securities for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such securities are beneficially owned by him for Section 16 or any other purpose.
2. The warrants will expire when exercised in full.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Max A. Milbury, Attorney-in-Fact 10/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did ProMIS Neurosciences (PMN) disclose in this Form 3?

A director reported indirect beneficial ownership of 6,058,738 common shares and several warrant positions, as of 10/22/2025.

How many PMN common shares does the reporting person own?

The filing lists 6,058,738 common shares, reported as indirect ownership.

What derivative securities are included in the report?

Warrants for 7,348,604 shares at $1.25 expiring 07/29/2030, and warrants for 1,066,674 shares at $1.75 expiring 02/28/2029, plus additional $0.01 warrants.

What is the nature of the indirect ownership reported?

Securities are held of record by Ally Bridge MedAlpha Master Fund L.P.; the reporting person disclaims beneficial ownership except to any pecuniary interest.

Do any PMN warrants lack a fixed expiration date?

For entries marked “(2)”, the filing states the warrants will expire when exercised in full.

What is the reporting person’s relationship to PMN?

The reporting person is a Director of PMN and an employee of Ally Bridge Group (NY) LLC.
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