[SCHEDULE 13G/A] ProMIS Neurosciences Inc. SEC Filing
ProMIS Neurosciences (PMN) Schedule 13G/A: This amendment is a joint filing by Michael S. Gordon and Title 19 Promis disclosing shared beneficial ownership of 4,886,108 common-share-equivalents, representing 9.0% of the outstanding common stock on the calculation basis provided. The reported position aggregates actual common shares, warrants exercisable into common shares and preferred shares that converted into common shares following a qualified financing. The filing states the securities were not acquired to change or influence control of the company and that Mr. Gordon and Title 19 Promis share voting and dispositive power but hold no sole voting or dispositive power.
ProMIS Neurosciences (PMN) Schedule 13G/A: Questa modifica è una dichiarazione congiunta presentata da Michael S. Gordon e Title 19 Promis che rivela una proprietà beneficiaria condivisa di 4.886.108 equivalenti di azioni ordinarie, rappresentanti il 9,0% del capitale ordinario in circolazione, calcolato secondo i criteri indicati. La posizione segnalata comprende azioni ordinarie effettive, warrant esercitabili in azioni ordinarie e azioni privilegiate convertite in azioni ordinarie a seguito di un finanziamento qualificato. La dichiarazione specifica che i titoli non sono stati acquisiti per cambiare o influenzare il controllo della società e che il signor Gordon e Title 19 Promis condividono il potere di voto e dispositivi ma non detengono il potere di voto o dispositivo esclusivo.
ProMIS Neurosciences (PMN) Schedule 13G/A: Esta enmienda es una presentación conjunta realizada por Michael S. Gordon y Title 19 Promis que revela una propiedad beneficiaria compartida de 4.886.108 equivalentes a acciones ordinarias, que representan el 9,0% del capital social en circulación según la base de cálculo indicada. La posición informada suma acciones ordinarias reales, warrants ejercitables en acciones ordinarias y acciones preferentes que se convirtieron en acciones ordinarias tras una financiación calificada. La presentación indica que los valores no se adquirieron para cambiar o influir en el control de la compañía y que el Sr. Gordon y Title 19 Promis comparten el poder de voto y dispositivo pero no poseen ningún poder de voto o dispositvo exclusivo.
ProMIS Neurosciences (PMN) Schedule 13G/A: 본 수정보고서는 Michael S. Gordon과 Title 19 Promis가 공동으로 제출한 것으로, 총 4,886,108주의 보통주 상당 지분을 공동 실소유하고 있음을 공개하며 이는 제공된 계산 기준에 따라 유통 주식의 9.0%에 해당합니다. 보고된 포지션에는 실제 보통주, 보통주로 전환 가능한 워런트 및 적격 자금조달 후 보통주로 전환된 우선주가 합산되어 있습니다. 신고서에는 해당 증권이 회사의 지배권을 변경하거나 영향력을 행사하기 위해 취득된 것이 아니며 Gordon 씨와 Title 19 Promis가 의결권 및 처분권을 공동으로 보유하지만 단독 의결권이나 단독 처분권은 보유하지 않는다고 명시되어 있습니다.
ProMIS Neurosciences (PMN) Schedule 13G/A : Cet amendement est un dépôt conjoint par Michael S. Gordon et Title 19 Promis révélant une propriété bénéficiaire partagée de 4 886 108 équivalents‑actions ordinaires, représentant 9,0 % des actions ordinaires en circulation selon la méthode de calcul indiquée. La position déclarée regroupe des actions ordinaires réelles, des warrants exerçables en actions ordinaires et des actions privilégiées converties en actions ordinaires à la suite d’un financement qualifié. Le dépôt précise que les titres n’ont pas été acquis pour modifier ou influencer le contrôle de la société et que M. Gordon et Title 19 Promis partagent les pouvoirs de vote et de disposition mais ne détiennent aucun pouvoir de vote ou de disposition exclusif.
ProMIS Neurosciences (PMN) Schedule 13G/A: Diese Änderung ist eine gemeinsame Einreichung von Michael S. Gordon und Title 19 Promis, die eine gemeinsam ausgeübte wirtschaftliche Eigentümerschaft von 4.886.108 Stammaktienäquivalenten offenlegt, was nach der angegebenen Berechnungsgrundlage 9,0% des ausstehenden Stammkapitals entspricht. Die gemeldete Position fasst tatsächliche Stammaktien, in Stammaktien ausübbare Optionsscheine (Warrants) und nach einer qualifizierten Finanzierung in Stammaktien umgewandelte Vorzugsaktien zusammen. Die Einreichung erklärt, dass die Wertpapiere nicht erworben wurden, um die Kontrolle über das Unternehmen zu ändern oder zu beeinflussen, und dass Mr. Gordon und Title 19 Promis Stimm- und Verfügungsmacht teilen, jedoch keine alleinige Stimm- oder Verfügungsmacht besitzen.
- Disclosed aggregate beneficial ownership of 4,886,108 shares (9.0% of class)
- Filing documents composition of holdings (common shares, warrants, converted preferreds) clearly
- Reporting Persons state securities were not acquired to change or influence control
- None.
Insights
TL;DR: Routine disclosure showing a meaningful 9% economic stake comprised of shares, warrants and converted preferreds; no control intent stated.
The filing provides a clear, itemized aggregation of holdings including historical acquisitions, private-placement purchases, warrant exercises and conversions that produce an aggregate 4,886,108 common-share equivalents. The disclosure uses the companys stated share count basis to compute 9.0% ownership, which is material enough to attract investor attention but the filers expressly disclaim any intention to influence control. For analysts, the composition of the position (significant warrant exposure and previously converted preferreds) signals potential future dilution dynamics and exercise-related timing considerations that could affect float and liquidity.
TL;DR: Joint filing documents shared control rights but affirms absence of control-seeking purpose; procedural and governance disclosure appears complete.
The statement identifies the Reporting Persons, their relationship, shared voting/dispositive power and provides a signature with a joint filing agreement. It documents transfers and assignments that changed investment control (e.g., assignment of Title 19 Acies to Skye Peak Partners) and clarifies where Mr. Gordon no longer has pecuniary interest. The explicit certification that holdings are not for control purposes addresses a key regulatory concern and aligns the filing with Rule 13d-1(c) treatment for passive or non-control filings.
ProMIS Neurosciences (PMN) Schedule 13G/A: Questa modifica è una dichiarazione congiunta presentata da Michael S. Gordon e Title 19 Promis che rivela una proprietà beneficiaria condivisa di 4.886.108 equivalenti di azioni ordinarie, rappresentanti il 9,0% del capitale ordinario in circolazione, calcolato secondo i criteri indicati. La posizione segnalata comprende azioni ordinarie effettive, warrant esercitabili in azioni ordinarie e azioni privilegiate convertite in azioni ordinarie a seguito di un finanziamento qualificato. La dichiarazione specifica che i titoli non sono stati acquisiti per cambiare o influenzare il controllo della società e che il signor Gordon e Title 19 Promis condividono il potere di voto e dispositivi ma non detengono il potere di voto o dispositivo esclusivo.
ProMIS Neurosciences (PMN) Schedule 13G/A: Esta enmienda es una presentación conjunta realizada por Michael S. Gordon y Title 19 Promis que revela una propiedad beneficiaria compartida de 4.886.108 equivalentes a acciones ordinarias, que representan el 9,0% del capital social en circulación según la base de cálculo indicada. La posición informada suma acciones ordinarias reales, warrants ejercitables en acciones ordinarias y acciones preferentes que se convirtieron en acciones ordinarias tras una financiación calificada. La presentación indica que los valores no se adquirieron para cambiar o influir en el control de la compañía y que el Sr. Gordon y Title 19 Promis comparten el poder de voto y dispositivo pero no poseen ningún poder de voto o dispositvo exclusivo.
ProMIS Neurosciences (PMN) Schedule 13G/A: 본 수정보고서는 Michael S. Gordon과 Title 19 Promis가 공동으로 제출한 것으로, 총 4,886,108주의 보통주 상당 지분을 공동 실소유하고 있음을 공개하며 이는 제공된 계산 기준에 따라 유통 주식의 9.0%에 해당합니다. 보고된 포지션에는 실제 보통주, 보통주로 전환 가능한 워런트 및 적격 자금조달 후 보통주로 전환된 우선주가 합산되어 있습니다. 신고서에는 해당 증권이 회사의 지배권을 변경하거나 영향력을 행사하기 위해 취득된 것이 아니며 Gordon 씨와 Title 19 Promis가 의결권 및 처분권을 공동으로 보유하지만 단독 의결권이나 단독 처분권은 보유하지 않는다고 명시되어 있습니다.
ProMIS Neurosciences (PMN) Schedule 13G/A : Cet amendement est un dépôt conjoint par Michael S. Gordon et Title 19 Promis révélant une propriété bénéficiaire partagée de 4 886 108 équivalents‑actions ordinaires, représentant 9,0 % des actions ordinaires en circulation selon la méthode de calcul indiquée. La position déclarée regroupe des actions ordinaires réelles, des warrants exerçables en actions ordinaires et des actions privilégiées converties en actions ordinaires à la suite d’un financement qualifié. Le dépôt précise que les titres n’ont pas été acquis pour modifier ou influencer le contrôle de la société et que M. Gordon et Title 19 Promis partagent les pouvoirs de vote et de disposition mais ne détiennent aucun pouvoir de vote ou de disposition exclusif.
ProMIS Neurosciences (PMN) Schedule 13G/A: Diese Änderung ist eine gemeinsame Einreichung von Michael S. Gordon und Title 19 Promis, die eine gemeinsam ausgeübte wirtschaftliche Eigentümerschaft von 4.886.108 Stammaktienäquivalenten offenlegt, was nach der angegebenen Berechnungsgrundlage 9,0% des ausstehenden Stammkapitals entspricht. Die gemeldete Position fasst tatsächliche Stammaktien, in Stammaktien ausübbare Optionsscheine (Warrants) und nach einer qualifizierten Finanzierung in Stammaktien umgewandelte Vorzugsaktien zusammen. Die Einreichung erklärt, dass die Wertpapiere nicht erworben wurden, um die Kontrolle über das Unternehmen zu ändern oder zu beeinflussen, und dass Mr. Gordon und Title 19 Promis Stimm- und Verfügungsmacht teilen, jedoch keine alleinige Stimm- oder Verfügungsmacht besitzen.