Welcome to our dedicated page for PERFECT MOMENT SEC filings (Ticker: PMNT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Perfect Moment Ltd. (NYSE American: PMNT) files periodic and current reports with the U.S. Securities and Exchange Commission that provide detailed information on its financial condition, governance, and capital structure. As a luxury outerwear and activewear brand operating in the consumer cyclical sector, these documents offer insight into how the company manages growth, financing, and shareholder matters.
On this page, you can review annual reports on Form 10-K and quarterly reports on Form 10-Q, which include audited or reviewed financial statements, discussions of revenue and gross margin performance, operating expenses, and risk factors. For Perfect Moment, these filings complement its earnings press releases by presenting formal financial disclosures and management’s broader analysis of the business.
Frequent Form 8-K current reports document material events such as financing arrangements, equity offerings, amendments to bylaws, and the announcement of quarterly results. Recent 8-K filings describe loans from the company’s chairman, a securities purchase agreement with an institutional investor, an equity purchase agreement, and changes to quorum requirements in the bylaws. They also reference press releases that report fiscal quarter results.
Investors can also consult proxy materials on Schedule 14A, where Perfect Moment outlines proposals submitted to shareholders. The company’s definitive proxy statement includes items such as director elections, a proposed reverse stock split to address NYSE American listing requirements, an increase in authorized common shares, and approvals related to preferred stock conversion and equity financing tools.
Stock Titan enhances access to these filings with AI-powered summaries that explain key points from lengthy documents, helping readers understand topics such as capital structure changes, financing terms, and governance proposals. Real-time updates from EDGAR, along with coverage of Forms 3, 4, and 5 when available, allow users to monitor insider and beneficial ownership activity alongside the company’s broader regulatory history.
Perfect Moment Ltd. disclosed that it entered into a further amended and restated promissory note with its Chairman, Max Gottschalk, on March 6, 2026. This changes the maturity date of a previously issued unsecured promissory note for
The note, together with an additional unsecured note of
Perfect Moment Ltd. director and 10% owner Max Gottschalk reported open-market purchases of a total of 29,050 shares of common stock on February 25, 2026 at prices around $0.25 per share.
One transaction covered 25,000 shares at a weighted average price of $0.2499, made indirectly through Joachim Gottschalk & Associates Ltd., which is owned by the Gottschalk Family Trust; Gottschalk disclaims beneficial ownership except for any pecuniary interest. A separate direct purchase covered 4,050 shares at $0.25 per share.
After these trades, Gottschalk directly owned 778,772 shares, and additional indirect holdings were reported through Fermain Limited and shares held by his spouse, over which he and his spouse share voting and dispositive control.
Perfect Moment Ltd. reported fiscal Q3 2026 results showing its first profitable quarter as restructuring and margin initiatives took hold. Revenue was approximately $11.7 million, roughly flat year over year, but gross margin rose to 64.4% from 54.8%, lifting gross profit to $7.5 million.
Total operating expenses fell to $6.9 million, turning operating income to $583,000 versus a prior loss. Net income was $93,000, and adjusted EBITDA improved to $882,000 from a loss. For the first nine months, revenue grew 8.7% to $17.9 million, gross margin expanded to 62.7%, and net loss narrowed to $5.6 million. The company highlighted wholesale strength, strategic pullback from discounted eCommerce, expanded European manufacturing, new H&M and Alpine F1 collaborations, repayment of short-term borrowings, and a new long-term debt facility that lowered interest expense.
Perfect Moment Ltd. reported flat quarterly revenue of $11.7 million for the three months ended December 31, 2025, but improved sharply from a loss to a small net income of $93 thousand as gross margin rose to 64.4% from 54.8%.
For the nine months, revenue grew to $17.9 million from $16.5 million while the net loss narrowed to $5.6 million. Adjusted EBITDA also improved but remained negative, and cash and cash equivalents fell to $1.6 million, with shareholders’ equity at $1.1 million as of December 31, 2025.
Management discloses recurring losses, significant cash use in operations and an accumulated deficit of $70.5 million, concluding these factors raise substantial doubt about the company’s ability to continue as a going concern. The company also remains out of compliance with NYSE American shareholder equity listing standards and has a plan period to regain compliance.
Perfect Moment Ltd. reported several equity and governance actions tied to its January 14, 2026 annual meeting. Stockholders approved changes to its 12.00% Series AA Convertible Preferred Stock, setting the conversion price at $0.46822 and triggering automatic conversion of all 924,921 preferred shares into 11,458,306 common shares as of January 15, 2026. They also authorized a reverse stock split at a ratio between 1-for-5 and 1-for-20 and increased authorized common shares from 100,000,000 to 500,000,000.
The company amended an existing warrant held by X3 Higher Moment Fund LLC to add preemptive rights, a financing proposal matching right, and weighted-average anti-dilution protection, and issued a second warrant sized by a 19.99% ownership formula. Stockholders further approved potential issuances of 20% or more of outstanding common stock under an equity line of credit and under the X3 securities purchase agreement and related warrants.
Perfect Moment Ltd. director Adam Epstein filed a Form 4 reporting indirect changes in ownership through investment funds he oversees. On January 15, 2026, Blue Opportunity Fund LP converted 77,580 shares of 12% Series AA Convertible Preferred Stock into 961,093 shares of common stock, and MAZE Focus Fund LP converted 60,340 preferred shares into 747,517 common shares. The preferred stock automatically converted to common stock under the issuer’s Certificate of Designation at a rate based on dividing the original purchase price by $0.46822, resulting in a conversion rate of $12.388 per share. Epstein is the managing member of MAZE Investments LLC, the general partner of both funds, and disclaims beneficial ownership of the funds’ shares except to the extent of any pecuniary interest.
Perfect Moment Ltd. insider Jane Gottschalk, a director, president and 10% owner, reported changes in indirect and direct holdings of the company’s common stock. On January 15, 2026, an entity associated with her, Joachim Gottschalk & Associates Ltd., acquired 4,271,486 shares of common stock through the automatic conversion of previously held 12% Series AA Convertible Preferred Stock, at a conversion formula referenced in the filing, with no cash price per share shown.
Following this conversion, that entity held 6,335,933 common shares in total. Separate indirect holdings are reported as 3,479,491 shares through Fermain Limited and 774,722 shares through her spouse, with each party sharing voting and dispositive control as described in the footnotes. Jane Gottschalk also reports 566,600 common shares held directly. The filing notes that she disclaims beneficial ownership beyond any pecuniary interest.
Perfect Moment Ltd. insider filing details a large preferred-to-common share conversion by entities associated with director and 10% owner Max Gottschalk. On January 15, 2026, 344,797 shares of 12% Series AA Preferred Stock held by Joachim Gottschalk & Associates Ltd. automatically converted into 4,271,486 shares of common stock at no additional cash consideration. Following this, that entity held 6,335,933 common shares indirectly. The filing also reports 774,722 common shares held directly, 3,479,491 common shares held through Fermain Limited, and 566,600 common shares held by Max Gottschalk’s spouse. The footnotes state that ownership through these entities is subject to trust and sharing arrangements and that Gottschalk disclaims beneficial ownership except to the extent of any pecuniary interest.
Perfect Moment Ltd. (PMNT) is asking stockholders to vote at a January 14, 2026 virtual annual meeting on a broad set of governance and financing proposals. Investors will elect six directors, including current leaders Max and Jane Gottschalk, and vote on ratifying Weinberg & Company, P.A. as auditor for the year ending March 31, 2026. As of November 21, 2025, there were 35,221,933 shares of common stock outstanding and entitled to vote.
Key capital actions include a reverse stock split at a ratio between 1‑for‑5 and 1‑for‑20 to regain NYSE American listing compliance and an increase in authorized common shares from 100,000,000 to 500,000,000. The company also seeks approval for issuance of common stock upon conversion of Series AA preferred shares at a reduced conversion price, for potential issuances equal to 20% or more of currently outstanding shares under an equity line of credit, and for additional 20%+ issuance tied to a Securities Purchase Agreement and warrants with X3 Higher Moment Fund LLC.
Perfect Moment Ltd. furnished an update on its business by announcing it issued a press release with financial results for its fiscal second quarter 2026, which ended on September 30, 2025. The press release is included as Exhibit 99.1.
The information under Item 2.02 (Results of Operations and Financial Condition) and Item 7.01 (Regulation FD Disclosure), including Exhibit 99.1, is furnished, not filed, and therefore is not subject to Section 18 of the Exchange Act or incorporated by reference unless specifically stated.