PERFECT MOMENT LTD SEC Filings

Perfect Moment Ltd. director Adam Z. Epstein reported a grant of 65,758 employee stock options on 10/01/2025. Each option has an exercise price of $0.46 and expires on 10/01/2035. The award vests in four tranches: 16,440 options vest and become exercisable on 12/31/2025, 16,440 on 03/31/2026, 16,439 on 06/30/2026, and 16,439 on 09/30/2026. Following the grant, Mr. Epstein beneficially owns 65,758 underlying common shares via direct ownership of the options. The Form 4 was signed on 10/09/2025.

Andre R. Keijsers, a director of Perfect Moment Ltd. (PMNT), was granted employee stock options totaling 148,958 shares across three option awards. The largest grant—65,758 options—was granted on 10/01/2025 with an exercise price of $0.46, exercisable starting 12/31/2025 and expiring 10/01/2035; that grant vests in four installments (two of 16,440 and two of 16,439) across 12/31/2025 through 09/30/2026. A separate 40,000-option award at $0.48 shows 09/18/2025 with an expiration of 09/17/2035. An earlier 43,200-option award at $4.10 from 10/25/2024 expires 03/04/2034. The Form 4 is filed individually by Keijsers and reflects these non-derivative and derivative option holdings reported as direct ownership.

Perfect Moment Ltd. director Tim Bernd Nixdorf reported receipt of 54,348 restricted stock units (RSUs) under the 2021 Equity Incentive Plan on 10/01/2025. These RSUs are common-stock equivalents that convert into shares upon vesting. The award vests in four equal installments of 13,587 shares on 12/31/2025, 03/31/2026, 06/30/2026 and 09/30/2026. The filing indicates the reporting person is a director and the Form 4 was signed on 10/07/2025. No cash price or exercise terms apply because these are non‑derivative RSU grants; ownership following the grant is reported as 54,348 shares direct beneficial ownership.

Director Berndt Dieter Hauptkorn reported a grant of 54,348 restricted stock units in Perfect Moment Ltd. (PMNT) on 10/01/2025. These RSUs are common-stock equivalents under the 2021 Equity Incentive Plan and vest in four installments of 13,587 shares on 12/31/2025, 03/31/2026, 06/30/2026 and 09/30/2026. The report was signed on 10/07/2025. The filing identifies the reporting person as a director and shows the post-transaction beneficial ownership as 54,348 shares, noting the RSUs represent a contingent right to common stock upon vesting.

Andre R. Keijsers, a director of Perfect Moment Ltd. (PMNT), reported option transactions on Form 4. The filing shows a transaction dated 09/18/2025 that added 40,000 employee stock options with an exercise price of $0.48, exercisable beginning 09/18/2025 and expiring 09/17/2035. The filing also records 43,200 employee stock options with an exercise price of $4.10 associated with a 10/25/2024 grant and related to common stock.

The Options are granted under the Issuer's 2021 Equity Incentive Plan and vest in scheduled installments, including 20,000 vesting on 09/18/2025 and subsequent installments described in the filing. Both option positions are reported as directly held by the reporting person.

Andre R. Keijsers, a director of Perfect Moment Ltd. (PMNT), filed an amended Form 4 to correct prior reporting of an insider purchase. The amendment states the reported purchase of 1,600 shares on 02/12/2024 did not close and no shares were issued. Following the amendment, the reporting person holds only the securities previously disclosed on his Form 3 filed 02/07/2024. The amendment was signed on 09/26/2025 and replaces the Form 4 originally filed 02/14/2024.

Perfect Moment Ltd. (PMNT) insider amendment: This amended Form 4 states that director Tim Bernd Nixdorff did not acquire 1,600 shares previously reported as purchased on February 12, 2024. The amendment voids the February 14, 2024 Form 4 entry because the purchase "did not close and no shares were issued." The filing confirms the reporting person currently holds no common stock of the issuer as reflected on his Form 3 filed February 7, 2024. The form is signed by the reporting person on 09/26/2025 and identifies his relationship to the issuer as a director.