Welcome to our dedicated page for PERFECT MOMENT SEC filings (Ticker: PMNT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Perfect Moment Ltd. (NYSE American: PMNT) files periodic and current reports with the U.S. Securities and Exchange Commission that provide detailed information on its financial condition, governance, and capital structure. As a luxury outerwear and activewear brand operating in the consumer cyclical sector, these documents offer insight into how the company manages growth, financing, and shareholder matters.
On this page, you can review annual reports on Form 10-K and quarterly reports on Form 10-Q, which include audited or reviewed financial statements, discussions of revenue and gross margin performance, operating expenses, and risk factors. For Perfect Moment, these filings complement its earnings press releases by presenting formal financial disclosures and management’s broader analysis of the business.
Frequent Form 8-K current reports document material events such as financing arrangements, equity offerings, amendments to bylaws, and the announcement of quarterly results. Recent 8-K filings describe loans from the company’s chairman, a securities purchase agreement with an institutional investor, an equity purchase agreement, and changes to quorum requirements in the bylaws. They also reference press releases that report fiscal quarter results.
Investors can also consult proxy materials on Schedule 14A, where Perfect Moment outlines proposals submitted to shareholders. The company’s definitive proxy statement includes items such as director elections, a proposed reverse stock split to address NYSE American listing requirements, an increase in authorized common shares, and approvals related to preferred stock conversion and equity financing tools.
Stock Titan enhances access to these filings with AI-powered summaries that explain key points from lengthy documents, helping readers understand topics such as capital structure changes, financing terms, and governance proposals. Real-time updates from EDGAR, along with coverage of Forms 3, 4, and 5 when available, allow users to monitor insider and beneficial ownership activity alongside the company’s broader regulatory history.
X3 Higher Moment Fund LLC reported beneficial ownership of 3,172,858 shares of Perfect Moment Ltd. common stock, representing 9.9% of the outstanding class based on 32,049,075 shares provided by the issuer as of August 27, 2025. The reported position reflects ownership of 3,172,858 shares and warrants to purchase up to 3,204,908 shares at $0.46822 per share, although those warrants are subject to a blocker that prevents exercise to the extent it would cause ownership to exceed 9.9%.
The filing indicates the position is held with shared voting and dispositive power and the Reporting Person certified the holding is not intended to change or influence control of the issuer. The statement was signed by Toby Maitland Hudson as Partner, Head of Portfolio Management, on behalf of X3 Higher Moment Fund LLC on September 4, 2025.
Max Gottschalk, a director and >10% owner of Perfect Moment Ltd. (PMNT), received and immediately vested 521,802 restricted stock units (RSUs) on 08/26/2025, with a reported $0 acquisition price, increasing his direct common stock holdings to 574,722 shares. The filing shows additional indirect beneficial ownership: 3,479,491 shares held by Fermain Limited, 316,600 shares owned by his spouse Jane Gottschalk, and 2,064,447 shares (plus 344,797 Series AA preferred shares) held by Joachim Gottschalk & Associates Ltd., yielding substantial combined influence through affiliated entities and family interests. The RSUs are granted under the 2021 Equity Incentive Plan and are tied to performance criteria; footnotes state the RSUs represent contingent rights to common stock and that some shares are disclaimed except for pecuniary interest.
Perfect Moment Ltd. entered into a Securities Purchase Agreement with X3 Higher Moment Fund LLC on August 27, 2025 to raise new capital through a private placement. The company agreed to sell 3,172,858 shares of common stock and issue a warrant to purchase up to 3,204,908 additional common shares. Both the share purchase price and the warrant exercise price are $0.46822, matching the average closing price over the five trading days before signing. The securities were sold for an aggregate of $1,485,595, providing cash to the company without immediate public registration. The issuance relied on a private offering exemption under Section 4(a)(2) of the Securities Act, and the company entered into a Registration Rights Agreement to later register the shares and the warrant shares.
Perfect Moment Ltd. entered into a financing arrangement with its Chairman, Max Gottschalk, on August 26, 2025. He provided the company with a total of $5,089,960 in loans to fund product purchases and operations. The financing consists of an unsecured promissory note for $3,389,960 at 12% annual interest, with monthly interest payments and all unpaid principal and interest due on November 8, 2025, and a second unsecured promissory note for $1,700,000 at 12% annual interest, with monthly interest payments and a maturity date of August 18, 2030. In connection with these loans, the company issued Mr. Gottschalk $305,398 of restricted common stock at $0.46822 per share, totaling 652,253 shares of restricted stock.
Perfect Moment Ltd. filed a current report to note that it issued a press release announcing financial results for its fiscal first quarter 2026, which ended on June 30, 2025. The detailed numbers and commentary are contained in the press release that is furnished as Exhibit 99.1 to the report. The company is treating this earnings information as “furnished” rather than “filed,” meaning it is not subject to certain liability provisions under federal securities laws. The same furnished treatment applies to the related Regulation FD disclosure under Item 7.01.