PMT’s Doug Jones disposes 2,719 shares for taxes

PennyMac Mortgage Investment Trust director and president Doug Jones reported a tax-related share disposition.

Accepted by SEC EDGAR 03/03/2026 - 06:51 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

PennyMac Mortgage Investment Trust director and president Doug Jones reported a tax-related share disposition. On February 28, 2026, 2,719 common shares of beneficial interest were withheld at $12.26 per share to cover taxes upon vesting of restricted share units.

After this tax-withholding disposition, Jones beneficially owns a total of 101,177 common shares of beneficial interest. This amount consists of 66,581 restricted share units, which will settle in an equal number of common shares upon vesting, and 34,596 currently held common shares of beneficial interest.

Insider Trade Summary

Exercise Price or Tax Liability: 2,719 shares

Exercise Price or Tax Liability 1 txn

Insider Jones Doug

Role Director, President & CMBO

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Shares of Beneficial Interest	2,719	$12.26	$33K

Holdings After Transaction: Common Shares of Beneficial Interest — 101,177 shares (Direct)

Footnotes (2)

1. F1. Represents shares withheld for taxes upon vesting of restricted share units.
2. F2. The reported amount consists of 66,581 restricted share units and 34,596 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Doug Jones report for PennyMac Mortgage Investment Trust (PMT)?

Doug Jones reported a tax-withholding disposition of 2,719 common shares of beneficial interest. The shares were withheld to cover taxes triggered by the vesting of restricted share units, rather than being sold in an open-market transaction.

How many PennyMac Mortgage Investment Trust (PMT) shares were disposed of for taxes?

A total of 2,719 common shares of beneficial interest were withheld. These shares were used to satisfy tax obligations arising from the vesting of restricted share units, as indicated by the Form 4 transaction code F and related footnote disclosure.

At what price were the PennyMac Mortgage Investment Trust (PMT) shares valued in the tax-withholding transaction?

The 2,719 common shares were valued at $12.26 per share for the tax-withholding disposition. This price is used for reporting the value of shares withheld to satisfy tax liabilities tied to the vesting restricted share units.

How many PennyMac Mortgage Investment Trust (PMT) shares does Doug Jones own after the transaction?

After the transaction, Doug Jones beneficially owns 101,177 shares of PennyMac Mortgage Investment Trust. This consists of 66,581 restricted share units that settle in common shares upon vesting and 34,596 currently held common shares of beneficial interest.

What is the nature of the restricted share units held by Doug Jones in PMT?

Doug Jones holds 66,581 restricted share units in PennyMac Mortgage Investment Trust. According to the footnote, each restricted share unit will be settled in one common share of beneficial interest upon vesting, increasing his common share holdings over time.

Was Doug Jones’ PMT Form 4 transaction an open-market sale?

No, the transaction was a tax-withholding disposition, not an open-market sale. The shares were withheld to pay taxes due at the vesting of restricted share units, as indicated by transaction code F and the footnote explanation.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jones Doug

(Last) (First) (Middle)

C/O PENNYMAC MORTGAGE INVESTMENT TRUST

3043 TOWNSGATE ROAD

(Street)

WESTLAKE VILLAGE CA 91361

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PennyMac Mortgage Investment Trust [ PMT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Director, President & CMBO

3. Date of Earliest Transaction (Month/Day/Year)
02/28/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares of Beneficial Interest	02/28/2026		F		2,719(1)	D	$12.26	101,177(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld for taxes upon vesting of restricted share units.

2. The reported amount consists of 66,581 restricted share units and 34,596 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting.

	/s/ Derek W. Stark, attorney-in-fact for Mr. Jones	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.