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PennyMac Mortgage (NYSE: PMT) trustee gets 10,699 RSUs grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

McAllister, Nancy reported acquisition or exercise transactions in this Form 4 filing.

PennyMac Mortgage Investment Trust director Nancy McAllister received an equity grant as board compensation. On February 23, 2026, she was awarded 10,699 restricted share units that vest in full on the first anniversary of the grant and will be settled in an equal number of common shares upon vesting. After this grant, she directly holds a total of 86,315.001 interests, consisting of 18,494 restricted share units and 67,821.001 common shares, and also has an indirect interest in 12,365.740 common shares held jointly with another individual.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McAllister, Nancy

(Last) (First) (Middle)
C/O PENNYMAC MORTGAGE INVESTMENT TRUST
3043 TOWNSGATE ROAD

(Street)
WESTLAKE VILLAGE CA 91361

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PennyMac Mortgage Investment Trust [ PMT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/23/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares of Beneficial Interest 02/23/2026 A 10,699(1) A $0 86,315.001(2) D
Common Shares of Beneficial Interest 12,365.74 I Nancy McAllister and Richard M Card as JTWROS
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The Reporting Person was granted restricted share units in connection with her service as a Trustee. The restricted share units, which vest in full on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.
2. The reported amount consists of 18,494 restricted share units and 67,821.001 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting.
/s/ Derek Stark, attorney-in-fact for Ms. McAllister 02/25/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Nancy McAllister report in this PennyMac Mortgage Investment Trust (PMT) Form 4?

Nancy McAllister reported receiving 10,699 restricted share units as compensation for serving as a trustee. These units vest in full on the first anniversary of the grant and will convert into the same number of common shares when they vest.

How many PennyMac Mortgage Investment Trust (PMT) shares did Nancy McAllister acquire?

She was granted 10,699 restricted share units, representing a right to receive 10,699 common shares upon vesting. The grant carried a per‑unit price of $0.00, reflecting that it was an equity award rather than an open‑market purchase.

When do Nancy McAllister’s new PennyMac Mortgage Investment Trust (PMT) restricted share units vest?

The restricted share units vest in full on the first anniversary of the February 23, 2026 grant date. Once vested, each unit will be settled in one common share of beneficial interest, increasing her directly held common shares.

What is Nancy McAllister’s total direct PennyMac Mortgage Investment Trust (PMT) holding after this grant?

After the grant, her direct holding totals 86,315.001 interests, made up of 18,494 restricted share units and 67,821.001 common shares. All restricted units are scheduled to settle into an equal number of common shares upon vesting.

Does Nancy McAllister have any indirect holdings in PennyMac Mortgage Investment Trust (PMT)?

Yes. In addition to her direct holdings, she has an indirect interest in 12,365.740 common shares. These are held jointly with another person, listed as “Nancy McAllister and Richard M Card as JTWROS” (joint tenants with right of survivorship).
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