PennyMac Mortgage (NYSE: PMT) CAO sells 2,444 shares under 10b5-1 plan

Rhea-AI Filing Summary

PennyMac Mortgage Investment Trust insider Gregory L. Hendry, Chief Accounting Officer, sold 2,444 Common Shares of Beneficial Interest on August 3, 2026 at $9.37 per share in an open-market or private transaction. After this sale, he directly holds 9,774 shares. The sale occurred automatically under a Rule 10b5-1 trading plan adopted March 20, 2026.

Insider Trade Summary 10b5-1

Net Seller: 2,444 shares

Net Sell 1 txn

Insider Hendry Gregory L

Role Chief Accounting Officer

Sold 2,444 shs ($23K)

Type	Security	Shares	Price	Value
Sale	Common Shares of Beneficial Interest F1	2,444	$9.37	$23K

Holdings After Transaction: Common Shares of Beneficial Interest — 9,774 shares (Direct)

Footnotes (1)

1. F1. The sale reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2026.

Key Figures

Shares sold: 2,444 shares Sale price: $9.37 per share Shares held after transaction: 9,774 shares +1 more

4 metrics

Shares sold 2,444 shares Common Shares of Beneficial Interest sold on August 3, 2026

Sale price $9.37 per share Price per share for the reported sale transaction

Shares held after transaction 9,774 shares Direct holdings of Gregory L. Hendry after the sale

Sell transactions reported 1 Number of sell transactions in the Form 4 transaction summary

Key Terms

Rule 10b5-1 trading plan, Common Shares of Beneficial Interest, Form 4

3 terms

Rule 10b5-1 trading plan regulatory

"occurred automatically pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

Common Shares of Beneficial Interest financial

"security title: Common Shares of Beneficial Interest"

Common Shares of Beneficial Interest are units that represent ownership in a company or organization, like owning a piece of a pie. They give investors voting rights and a chance to share in profits, making them important for those looking to invest and have a say in how the organization is run.

Form 4 regulatory

"The sale reported in the Form 4 occurred automatically"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/04/2026 - 05:44 PM Accepted by SEC EDGAR 08/04/2026 - 05:44 PM Learn about SEC filing dates

FAQ

What insider transaction did PennyMac Mortgage Investment Trust (PMT) report for Gregory L. Hendry?

Gregory L. Hendry, Chief Accounting Officer of PennyMac Mortgage Investment Trust, sold 2,444 Common Shares of Beneficial Interest on August 3, 2026 at $9.37 per share. The sale was reported as an open-market or private transaction under a Rule 10b5-1 trading plan.

How many PMT shares does Gregory L. Hendry hold after the reported Form 4 sale?

Following the sale, Gregory L. Hendry directly holds 9,774 shares of PennyMac Mortgage Investment Trust. This post-transaction ownership reflects his remaining Common Shares of Beneficial Interest after selling 2,444 shares on August 3, 2026, as disclosed in the Form 4 filing.

Was Gregory L. Hendry’s PMT share sale made under a Rule 10b5-1 trading plan?

Yes. The sale of 2,444 PennyMac Mortgage Investment Trust shares occurred automatically under a Rule 10b5-1 trading plan. The footnote states that the plan was adopted on March 20, 2026, indicating the trade followed a pre-established arrangement rather than discretionary timing.

What role does Gregory L. Hendry hold at PennyMac Mortgage Investment Trust (PMT)?

Gregory L. Hendry is the Chief Accounting Officer of PennyMac Mortgage Investment Trust. His officer status is indicated in the filing, which reports his sale of 2,444 Common Shares of Beneficial Interest and his remaining direct ownership of 9,774 PMT shares after the transaction.

At what price were Gregory L. Hendry’s PMT shares sold in the reported transaction?

The 2,444 Common Shares of Beneficial Interest sold by Gregory L. Hendry were transacted at $9.37 per share. This per-share sale price applies to the August 3, 2026 transaction reported in the Form 4 and is characterized as an open-market or private sale.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hendry Gregory L

(Last) (First) (Middle)

C/O PENNYMAC MORTGAGE INVESTMENT TRUST

3043 TOWNSGATE ROAD

(Street)

WESTLAKE VILLAGE CALIFORNIA 91361

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PennyMac Mortgage Investment Trust [ PMT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares of Beneficial Interest	08/03/2026		S		2,444(1)	D	$9.37	9,774	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sale reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2026.

	/s/ Derek W. Stark, attorney-in-fact for Mr. Hendry	08/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)