PennyMac officer may sell 2,444 shares of stock

PennyMac Mortgage Investment Trust (PMT) received a Rule 144 notice from officer Gregory Hendry covering potential sales of its common stock.

Rhea-AI Filing Summary

PennyMac Mortgage Investment Trust (PMT) received a Rule 144 notice from officer Gregory Hendry covering potential sales of its common stock. The notice contemplates the sale of 2,444 shares of PMT common stock through Merrill Lynch on the NYSE around September 1, 2026, with an aggregate market value of $22,655.88. The shares relate to vested restricted stock unit awards granted under the issuer’s equity compensation plan between 2014 and 2019. The filing also reports that Hendry sold 2,444 shares of PMT common stock in the prior three months on August 3, 2026 for $22,900.28.

Key Figures

Shares to be sold: 2,444 shares of common stock Aggregate market value of planned sale: $22,655.88 Shares sold in past 3 months: 2,444 shares of common stock +3 more

6 metrics

Shares to be sold 2,444 shares of common stock Planned Rule 144 sale around September 1, 2026

Aggregate market value of planned sale $22,655.88 Value for 2,444 PMT shares in proposed Rule 144 sale

Shares sold in past 3 months 2,444 shares of common stock Sold on August 3, 2026

Proceeds from past 3‑month sale $22,900.28 Sale of 2,444 PMT shares on August 3, 2026

Shares outstanding 87,202,362 shares PMT common stock outstanding as referenced in the notice

Individual RSU vesting example 725 shares Vesting of restricted stock unit awards on February 24, 2019

Key Terms

Rule 144, restricted stock unit awards, equity compensation plan, aggregate market value

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock unit awards financial

"Vesting of restricted stock unit awards | PennyMac Mortgage Investment Trust"

Restricted stock unit awards are company promises to deliver a specific number of shares to employees or service providers in the future once conditions—such as staying with the company for a set time or meeting performance targets—are met. They matter to investors because when the promises convert into actual shares they increase the total share count and can reduce earnings per share, while also aligning recipients’ interests with stock performance much like deferred pay that turns into ownership if goals are met.

equity compensation plan financial

"Granted as part of issuer equity compensation plan"

A plan by which a company gives employees, directors or contractors ownership or the right to buy ownership in the company through stock, options or similar awards — think of promising slices of the company pie as part of someone's pay. It matters to investors because these awards can change the number of shares outstanding, affect reported profits and influence management’s decisions; large or generous plans can dilute existing holders and alter incentives over time.

aggregate market value financial

"Common Stock | Merrill Lynch ... | 2444 | 22655.88 |"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

FAQ

What does the Form 144 filing disclose for PennyMac Mortgage Investment Trust (PMT)?

The filing discloses that officer Gregory Hendry may sell 2,444 shares of PMT common stock under Rule 144, with an aggregate market value of $22,655.88, through Merrill Lynch on the NYSE around September 1, 2026.

How many PMT shares is Gregory Hendry planning to sell under this Form 144?

Gregory Hendry plans a potential sale of 2,444 shares of PennyMac Mortgage Investment Trust common stock, with an indicated aggregate market value of $22,655.88 for this planned transaction.

What prior PMT stock sales by Gregory Hendry are reported in the past three months?

The notice reports that Gregory Hendry sold 2,444 shares of PennyMac Mortgage Investment Trust common stock on August 3, 2026, for total proceeds of $22,900.28 during the past three months.

What is the relationship of the PMT shares to be sold to equity awards?

The common shares listed for potential sale are tied to the vesting of restricted stock unit awards granted under PennyMac Mortgage Investment Trust’s equity compensation plan, with vesting dates between 2014 and 2019 and individual award amounts such as 725 and 610 shares.

How many PMT shares are shown as outstanding in the Form 144 notice?

The Form 144 notice shows 87,202,362 shares of PennyMac Mortgage Investment Trust common stock as outstanding, providing context for the relative size of the 2,444-share planned sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/01/2026 - 04:13 PM Accepted by SEC EDGAR 09/01/2026 - 04:12 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001486334
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	PennyMac Mortgage Investment Trust
SEC File Number	001-34416
Address of Issuer	3043 TOWNSGATE ROAD WESTLAKE VILLAGE CALIFORNIA 91361
Phone	(818) 224-7442
Name of Person for Whose Account the Securities are To Be Sold	Hendry Gregory L
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Merrill Lynch 225 Liberty Street Floor 37 New York NY 10281	2444	22655.88	87202362	09/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	02/24/2019	Vesting of restricted stock unit awards	PennyMac Mortgage Investment Trust			725	02/24/2019	Granted as part of issuer equity compensation plan
Common Stock	02/24/2019	Vesting of restricted stock unit awards	PennyMac Mortgage Investment Trust			610	02/24/2019	Granted as part of issuer equity compensation plan
Common Stock	03/15/2019	Vesting of restricted stock unit awards	PennyMac Mortgage Investment Trust			422	03/15/2019	Granted as part of issuer equity compensation plan
Common Stock	05/15/2014	Vesting of restricted stock unit awards	PennyMac Mortgage Investment Trust			101	05/15/2014	Granted as part of issuer equity compensation plan
Common Stock	03/14/2014	Vesting of restricted stock unit awards	PennyMac Mortgage Investment Trust			250	03/14/2014	Granted as part of issuer equity compensation plan
Common Stock	03/08/2014	Vesting of restricted stock unit awards	PennyMac Mortgage Investment Trust			336	03/08/2014	Granted as part of issuer equity compensation plan

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Gregory Hendry 3043 TOWNSGATE ROAD WESTLAKE VILLAGE CA 91361	Common Stock	08/03/2026	2444	22900.28

144: Remarks and Signature

Remarks
Date of Notice	09/01/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	03/19/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Gregory Hendry
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)