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  4. [Form 4] PennyMac Mortgage Investment Trust Insider Trading Activity

PennyMac CAO sells 2,444 shares at $9.27

PennyMac Mortgage Investment Trust’s chief accounting officer sold 2,444 shares under a pre-arranged Rule 10b5-1 trading plan, retaining 7,330 shares afterward.

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

PennyMac Mortgage Investment Trust (PMT) reported that Chief Accounting Officer Gregory L. Hendry sold 2,444 Common Shares of Beneficial Interest on September 1, 2026 at a price of $9.27 per share in an open-market or private transaction. The sale was made pursuant to a Rule 10b5-1 trading plan adopted on March 20, 2026, indicating it was pre-arranged. Following this transaction, Hendry directly holds 7,330 common shares of PennyMac Mortgage Investment Trust.

Positive

  • None.

Negative

  • None.
Insider Hendry Gregory L
Role Chief Accounting Officer
Sold 2,444 shs ($23K)
Type Security Shares Price Value
Sale Common Shares of Beneficial Interest F1 2,444 $9.27 $23K
Holdings After Transaction: Common Shares of Beneficial Interest — 7,330 shares (Direct)
Footnotes (1)
  1. F1. The sale reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2026.
Shares sold 2,444 shares Common Shares of Beneficial Interest sold on September 1, 2026
Sale price per share $9.27 per share Price for the 2,444 PMT shares sold on September 1, 2026
Shares held after transaction 7,330 shares Direct holdings of Gregory L. Hendry after the reported sale
Net shares sold in filing 2,444 shares Net selling activity across all transactions reported in this Form 4
Rule 10b5-1 plan adoption date March 20, 2026 Adoption date of the trading plan under which the sale occurred
Rule 10b5-1 trading plan regulatory
"The sale reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
Common Shares of Beneficial Interest financial
"security title listed as Common Shares of Beneficial Interest"
Common Shares of Beneficial Interest are units that represent ownership in a company or organization, like owning a piece of a pie. They give investors voting rights and a chance to share in profits, making them important for those looking to invest and have a say in how the organization is run.
open market or private transaction financial
"transaction described as a Sale in open market or private transaction"

FAQ

What insider transaction did PMT report for Gregory L. Hendry?
PMT reported that Chief Accounting Officer Gregory L. Hendry sold 2,444 Common Shares of Beneficial Interest on September 1, 2026 in an open-market or private transaction at $9.27 per share.

How many PMT shares does Gregory L. Hendry hold after this sale?
After the September 1, 2026 sale, Gregory L. Hendry directly holds 7,330 Common Shares of Beneficial Interest of PennyMac Mortgage Investment Trust.

Was the PMT insider sale made under a Rule 10b5-1 plan?
Yes. The filing states the sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Gregory L. Hendry on March 20, 2026.

What price did the PMT insider receive for the shares sold?
Gregory L. Hendry’s September 1, 2026 transaction reported a sale price of $9.27 per share for the 2,444 common shares of PennyMac Mortgage Investment Trust.

What role does the insider in this PMT Form 4 hold?
The reporting person, Gregory L. Hendry, is identified as the Chief Accounting Officer of PennyMac Mortgage Investment Trust.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hendry Gregory L
(Last)(First)(Middle)
C/O PENNYMAC MORTGAGE INVESTMENT TRUST
3043 TOWNSGATE ROAD
(Street)
WESTLAKE VILLAGE CALIFORNIA 91361
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
PennyMac Mortgage Investment Trust [ PMT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares of Beneficial Interest09/01/2026S2,444(1)D$9.277,330D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The sale reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2026.
/s/ Derek W. Stark, attorney-in-fact for Mr. Hendry09/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR