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PNC (NYSE: PNC) EVP Duane sells 1,500 common shares in market

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

PNC Financial Services Group Executive Vice President Thomas Michael Duane reported an open-market sale of 1,500 shares of $5 Par Common Stock. The sale took place on June 12, 2026 at a weighted average price of $238.1367 per share, executed across multiple trades between $238.09 and $238.19.

After this transaction, Duane directly holds 5,059 shares, which include an aggregate of 30 shares acquired through the PNC Employee Stock Purchase Plan in transactions exempt from reporting under Rule 16a-11.

Positive

  • None.

Negative

  • None.
Insider Thomas Michael Duane
Role Executive Vice President
Sold 1,500 shs ($357K)
Type Security Shares Price Value
Sale $5 Par Common Stock 1,500 $238.1367 $357K
Holdings After Transaction: $5 Par Common Stock — 5,059 shares (Direct, null)
Footnotes (1)
  1. Represents the weighted average price of shares sold in multiple transactions with prices ranging from $238.09 to $238.19. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, The PNC Financial Services Group, Inc. ("PNC") or any security holder of PNC, upon request, full information regarding the number of shares sold at each separate price. Includes an aggregate of 30 shares acquired by the reporting person under the PNC Employee Stock Purchase Plan in transactions exempted from reporting under Rule 16a-11.
Shares sold 1,500 shares Open-market sale on June 12, 2026
Weighted average sale price $238.1367 per share Common stock sale on June 12, 2026
Post-transaction holdings 5,059 shares Direct ownership after reported sale
ESPP shares included 30 shares Acquired under PNC Employee Stock Purchase Plan
Sale price range $238.09–$238.19 per share Multiple transactions comprising the reported sale
open-market sale financial
"reports an open-market sale of 1,500 shares of $5 Par Common Stock"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
weighted average price financial
"at a weighted average price of $238.1367 per share"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Employee Stock Purchase Plan financial
"acquired by the reporting person under the PNC Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
Rule 16a-11 regulatory
"in transactions exempted from reporting under Rule 16a-11"
Form 4 regulatory
"What insider transaction did PNC (PNC) report for Thomas Michael Duane?"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Thomas Michael Duane

(Last)(First)(Middle)
THE TOWER AT PNC PLAZA
300 FIFTH AVENUE

(Street)
PITTSBURGH PENNSYLVANIA 15222

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PNC FINANCIAL SERVICES GROUP, INC. [ PNC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Executive Vice President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/12/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
$5 Par Common Stock06/12/2026S1,500D$238.1367(1)5,059(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the weighted average price of shares sold in multiple transactions with prices ranging from $238.09 to $238.19. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, The PNC Financial Services Group, Inc. ("PNC") or any security holder of PNC, upon request, full information regarding the number of shares sold at each separate price.
2. Includes an aggregate of 30 shares acquired by the reporting person under the PNC Employee Stock Purchase Plan in transactions exempted from reporting under Rule 16a-11.
Remarks:
Laura Gleason, Attorney-in-Fact for Michael D. Thomas06/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did PNC (PNC) report for Thomas Michael Duane?

PNC reported that Executive Vice President Thomas Michael Duane sold 1,500 shares of $5 Par Common Stock in an open-market transaction on June 12, 2026, at a weighted average price of $238.1367 per share, executed across multiple trades within a narrow price range.

At what price did Thomas Michael Duane sell PNC (PNC) shares?

Thomas Michael Duane sold 1,500 PNC shares at a weighted average price of $238.1367 per share. The shares were sold in multiple transactions, with individual trade prices ranging from $238.09 to $238.19, according to the filing’s detailed footnote disclosure.

How many PNC (PNC) shares does Thomas Michael Duane own after the sale?

Following the reported sale, Thomas Michael Duane directly owns 5,059 PNC shares. This total includes 30 shares acquired under the PNC Employee Stock Purchase Plan in transactions exempt from reporting under Rule 16a-11, as indicated in the filing’s footnotes.

What type of transaction was reported in the PNC (PNC) Form 4 filing?

The Form 4 reports an open-market sale of common stock by Executive Vice President Thomas Michael Duane. The transaction is coded “S,” indicating a sale in open market or private transaction, and involves 1,500 shares of $5 Par Common Stock on June 12, 2026.

Does the PNC (PNC) filing mention employee stock purchase plan shares for Duane?

Yes. The filing notes that Duane’s post-transaction holdings include 30 shares acquired under the PNC Employee Stock Purchase Plan. These plan purchases were exempt from reporting under SEC Rule 16a-11 but are included in the disclosed 5,059 total directly owned shares.