PIMCO (PNI) executive Chang files Form 3 disclosing no fund securities owned

Rhea-AI Filing Summary

Chang Stephen Koon Bong, a member of Pacific Investment Management Company LLC’s (PIMCO) Executive Committee, filed an initial Form 3 related to PIMCO New York Municipal Income Fund (PNI). PIMCO is identified as the investment adviser to the fund, and the filing states that no securities are beneficially owned.

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Accepted by SEC EDGAR 02/02/2026 - 08:14 PM Learn about SEC filing dates

FAQ

What does the Form 3 filed for PIMCO New York Municipal Income Fund (PNI) show?

The Form 3 shows that Chang Stephen Koon Bong, associated with PIMCO’s Executive Committee, has filed as a reporting person for PIMCO New York Municipal Income Fund. The filing specifically states that no securities are beneficially owned.

Who is the reporting person in the PNI Form 3 filing?

The reporting person is Chang Stephen Koon Bong. He is identified in the remarks as a member of PIMCO’s Executive Committee, with PIMCO serving as the investment adviser to PIMCO New York Municipal Income Fund, the issuer referenced by ticker PNI.

What relationship does the reporting person have to PIMCO New York Municipal Income Fund (PNI)?

The reporting person’s relationship is indicated as “Other” with a note to see remarks. The remarks explain that he is a member of PIMCO’s Executive Committee, and PIMCO acts as the investment adviser to PIMCO New York Municipal Income Fund.

Does the Form 3 indicate any beneficial ownership of PNI securities?

No, the Form 3 explicitly states that no securities are beneficially owned. This is clarified in the remarks section, which notes that despite the reporting relationship and advisory role through PIMCO, there are no reported holdings of the issuer’s securities.

What additional document is referenced in the PNI Form 3 filing?

The filing references an Exhibit 24, which is a Power of Attorney. It authorizes actions on behalf of the reporting person, and the signature line shows the form was signed by an attorney-in-fact, Ryan Leshaw, for Chang Stephen Koon Bong.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Chang Stephen Koon Bong

(Last) (First) (Middle)

C/O PIMCO

650 NEWPORT CENTER DRIVE

(Street)

NEWPORT BEACH CA 92660

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/22/2026

3. Issuer Name and Ticker or Trading Symbol
PIMCO NEW YORK MUNICIPAL INCOME FUND II [ PNI ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			See Remarks

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney. Pacific Investment Management Company LLC ("PIMCO") is the investment advisor of the Issuer. The Reporting Person is a member of PIMCO's Executive Committee.

No securities are beneficially owned.

	/s/ Ryan Leshaw, Attorney-in-Fact for Stephen Koon Bong Chang	02/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.