PNNT (NASDAQ: PNNT) affiliate files Rule 144 to sell 121,533 common shares

Rhea-AI Filing Summary

PNNT reported that an affiliate plans to sell 121,533 common shares under Rule 144. The shares are to be sold through Goldman Sachs & Co. LLC on the NYSE around 12/08/2025, with an aggregate market value stated at $718,260.03. The filing notes that 65,296,094 common shares were outstanding for context.

The seller, identified as Jeffrey Flug, acquired the shares over many years in multiple public market purchases paid in cash. The notice also lists several recent open-market sales over the past three months, including multiple blocks of common stock sold between 11/26/2025 and 12/05/2025, with individual transactions such as 25,000 shares sold for $149,952.50.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	121533	718260.03	65296094	12/08/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/21/2013	Acquired from public market	Public Market			7060	02/21/2013	Cash
Common	02/13/2013	Acquired from public market	Public Market			35000	02/13/2013	Cash
Common	04/04/2013	Acquired from public market	Public Market			2149	04/04/2013	Cash
Common	10/01/2010	Acquired from public market	Public Market			2339	10/01/2010	Cash
Common	02/13/2012	Acquired from public market	Public Market			25530	02/13/2012	Cash
Common	04/01/2010	Acquired from public market	Public Market			2283	04/01/2010	Cash
Common	12/31/2007	Acquired from public market	Public Market			1477	12/31/2007	Cash
Common	07/01/2010	Acquired from public market	Public Market			2607	07/01/2010	Cash
Common	01/04/2010	Acquired from public market	Public Market			2440	01/04/2010	Cash
Common	03/31/2008	Acquired from public market	Public Market			1763	03/31/2008	Cash
Common	10/01/2009	Acquired from public market	Public Market			2597	10/01/2009	Cash
Common	10/01/2008	Acquired from public market	Public Market			2246	10/01/2008	Cash
Common	06/30/2008	Acquired from public market	Public Market			2091	06/30/2008	Cash
Common	11/25/2015	Acquired from public market	Public Market			10000	11/25/2015	Cash
Common	07/01/2009	Acquired from public market	Public Market			2944	07/01/2009	Cash
Common	11/16/2015	Acquired from public market	Public Market			10000	11/16/2015	Cash
Common	04/01/2009	Acquired from public market	Public Market			4577	04/01/2009	Cash
Common	01/02/2009	Acquired from public market	Public Market			4430	01/02/2009	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Jeffrey Flug 1691 Michigan Avenue Miami Beach FL 33319	Common	11/26/2025	25000	149952.5
Jeffrey Flug 1691 Michigan Avenue Miami Beach FL 33319	Common	11/28/2025	15000	90493.5
Jeffrey Flug 1691 Michigan Avenue Miami Beach FL 33319	Common	12/01/2025	21100	126789
Jeffrey Flug 1691 Michigan Avenue Miami Beach FL 33319	Common	12/03/2025	10000	57211
Jeffrey Flug 1691 Michigan Avenue Miami Beach FL 33319	Common	12/04/2025	23303	133905.83
Jeffrey Flug 1691 Michigan Avenue Miami Beach FL 33319	Common	12/05/2025	20000	116440

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does this Form 144 filing for PNNT report?

The filing reports that an affiliate of PNNT intends to sell 121,533 common shares under Rule 144, providing details on the broker, timing, and prior sales.

How many PNNT shares are proposed to be sold and at what value?

The notice covers 121,533 common shares with a stated aggregate market value of $718,260.03 to be sold through Goldman Sachs & Co. LLC.

Who is the selling security holder in the PNNT Form 144?

The selling security holder listed is Jeffrey Flug, whose address is given in the document and who has held the shares through multiple public market purchases.

When and where are the PNNT shares expected to be sold?

The approximate date of sale is listed as 12/08/2025, with the shares to be sold on the NYSE through Goldman Sachs & Co. LLC.

How many PNNT shares were outstanding at the time of this notice?

The filing states that there were 65,296,094 common shares outstanding when the notice was prepared.

What prior PNNT share sales by the seller are disclosed in the last 3 months?

The document lists several recent sales by Jeffrey Flug, including 25,000 shares on 11/26/2025 for $149,952.50 and additional transactions on 11/28/2025, 12/01/2025, 12/03/2025, 12/04/2025, and 12/05/2025.