PennantPark Investment (NYSE: PNNT) insider Jeffrey Flug to sell 10,000 shares

Rhea-AI Filing Summary

PNNT insider Jeffrey Flug filed notice to sell 10,000 shares of common stock under Rule 144 through Goldman Sachs & Co. LLC on the NYSE, against 65,296,094 shares outstanding. The approximate sale date disclosed is December 3, 2025.

Flug previously sold 15,000, 21,100, and 25,000 common shares on 11/28/2025, 12/01/2025, and 11/26/2025, respectively, with listed gross proceeds for each transaction. The filing also shows that the shares now being sold were originally acquired between 2007 and 2013 through a mix of private transactions with the issuer and public market purchases, mostly paid for in cash.

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Accepted by SEC EDGAR 12/03/2025 - 05:59 PM Learn about SEC filing dates

FAQ

What insider share sale does the PNNT Form 144 filing disclose?

The filing shows that Jeffrey Flug plans to sell 10,000 shares of PNNT common stock through Goldman Sachs & Co. LLC on the NYSE, with an approximate sale date of December 3, 2025.

How many PNNT shares are outstanding in this Form 144 notice?

The notice states that the number of PNNT common shares outstanding is 65,296,094 at the time referenced in the filing.

What PNNT insider sale activity occurred in the last three months?

The filing reports that Jeffrey Flug sold PNNT common stock in three transactions: 15,000 shares on 11/28/2025, 21,100 shares on 12/01/2025, and 25,000 shares on 11/26/2025, each with specified gross proceeds.

How and when were the PNNT shares now being sold originally acquired?

The shares were acquired between 2007 and 2013 through a private transaction with the issuer in 2007 and multiple public market purchases, generally paid for in cash on the acquisition dates listed.

Which broker is handling Jeffrey Flugs planned PNNT share sale?

The planned sale of 10,000 PNNT common shares is to be handled by Goldman Sachs & Co. LLC, located at 200 West Street, New York, NY 10282.

What representation does the seller make in the PNNT Form 144 notice?

By signing, the seller represents that they do not know any material adverse information about PNNTs current or prospective operations that has not been publicly disclosed, and this also applies if a Rule 10b5-1 trading plan is used.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	10000	57400	65296094	12/03/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/19/2007	Acquired from issuer in private transaction	Issuer			5566	04/19/2007	None
Common	06/30/2007	Acquired from public market	Public market			664	06/30/2007	Cash
Common	09/30/2007	Acquired from public market	Public market			1105	09/30/2007	Cash
Common	01/03/2011	Acquired from public market	Public market			2127	01/03/2011	Cash
Common	02/21/2013	Acquired from public market	Public market			538	02/21/2013	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Jeffrey Flug 1691 Michigan Avenue Miami Beach FL 33319	Common	11/28/2025	15000	90493.5
Jeffrey Flug 1691 Michigan Avenue Miami Beach FL 33319	Common	12/01/2025	21100	127422
Jeffrey Flug 1691 Michigan Avenue Miami Beach FL 33319	Common	11/26/2025	25000	149952.5

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)