PNNT holder files Form 144 to sell 25,000 shares of common stock

A holder of PNNT common stock filed a Form 144 notice to sell 25,000 shares through Goldman Sachs & Co. LLC on the NYSE, with an approximate sale date of 11/26/2025.

Rhea-AI Filing Summary

A holder of PNNT common stock filed a Form 144 notice to sell 25,000 shares through Goldman Sachs & Co. LLC on the NYSE, with an approximate sale date of 11/26/2025. The filing lists an aggregate market value of about $151,500 for this planned sale, based on the current market price.

The shares are part of the company’s common stock, with 65,296,094 shares outstanding cited as context. The seller originally acquired these 25,000 shares directly from the issuer in a private transaction on 04/19/2007, and the payment was made on the same date.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the PNNT Form 144 filing report?

The Form 144 reports that a holder of PNNT common stock intends to sell 25,000 shares on the NYSE, with an aggregate market value of about $151,500.

How many PNNT shares are planned to be sold under this Form 144?

The filing states that 25,000 shares of PNNT common stock are proposed to be sold.

Which broker and exchange are involved in the PNNT Form 144 sale?

The planned sale will be handled by Goldman Sachs & Co. LLC and is listed to occur on the NYSE.

When were the PNNT shares being sold originally acquired?

The 25,000 shares were acquired on 04/19/2007 directly from the issuer in a private transaction, with payment made the same day.

What is the context for PNNT shares outstanding in this Form 144?

The notice cites 65,296,094 PNNT common shares as outstanding, providing context for the size of the planned 25,000-share sale.

What representation does the seller make in signing the PNNT Form 144?

By signing, the seller represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 11/26/2025 - 05:54 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001396917
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	PennantPark Investment Corporation
SEC File Number	814-00736
Address of Issuer	1691 Michigan Avenue Miami Beach FLORIDA 33319
Phone	1-786-297-9500
Name of Person for Whose Account the Securities are To Be Sold	Jeffrey Flug
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	25000	151500	65296094	11/26/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/19/2007	Acquired from issuer in private transaction	Issuer			25000	04/19/2007	None

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	All shares to be sold by Flug 2015 GS Trust.
Date of Notice	11/26/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Goldman Sachs & Co. LLC on behalf of Jeffrey Flug
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)