PennantPark director reports insider sales of 36,100 PNNT shares

PennantPark Investment Corp. director Jeffrey Flug reported recent sales of the company’s common stock in an insider trading report.

Accepted by SEC EDGAR 12/02/2025 - 06:02 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

PennantPark Investment Corp. director Jeffrey Flug reported recent sales of the company’s common stock in an insider trading report. On 11/28/2025, related trusts sold 15,000 shares at $6.0629 per share. On 12/01/2025, the trusts sold an additional 21,100 shares at $6.039 per share. After these transactions, Flug beneficially owned 207,218 shares of PennantPark common stock indirectly through various related trusts.

Insider Trade Summary

Net Seller: 36,100 shares

Net Sell 2 txns

Insider Flug Jeffrey

Role Director

Sold 36,100 shs ($218K)

Type	Security	Shares	Price	Value
Sale	Common Stock	21,100	$6.039	$127K
Sale	Common Stock	15,000	$6.0629	$91K
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 207,218 shares (Indirect, Held by various related trusts); Common Stock — 14,890 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What type of SEC filing did PennantPark Investment Corp (PNNT) report?

PennantPark Investment Corp (PNNT) reported a Form 4, which discloses changes in the beneficial ownership of its equity securities by an insider, in this case director Jeffrey Flug.

Who is the reporting person in the PennantPark (PNNT) Form 4 filing?

The reporting person is Jeffrey Flug, who is identified as a director of PennantPark Investment Corp.

How many PennantPark (PNNT) shares did the director sell on 11/28/2025?

On 11/28/2025, various related trusts for the benefit of director Jeffrey Flug sold 15,000 shares of PennantPark common stock at a price of $6.0629 per share.

What additional PennantPark (PNNT) share sale was reported on 12/01/2025?

On 12/01/2025, various related trusts sold an additional 21,100 shares of PennantPark common stock at a price of $6.039 per share.

How many PennantPark (PNNT) shares does the director beneficially own after these transactions?

Following the reported stock sales, director Jeffrey Flug beneficially owned 207,218 shares of PennantPark common stock, held indirectly by various related trusts.

Are the PennantPark (PNNT) shares held directly or indirectly by the reporting person?

The Form 4 indicates the shares are held indirectly, with the ownership form marked as Indirect (I) and described as being held by various related trusts.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Flug Jeffrey

(Last) (First) (Middle)

C/O PENNANTPARK

1691 MICHIGAN AVENUE

(Street)

MIAMI BEACH FL 33139

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PENNANTPARK INVESTMENT CORP [ PNNT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
11/28/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/28/2025		S		15,000	D	$6.0629	228,318	I	Held by various related trusts
Common Stock	12/01/2025		S		21,100	D	$6.039	207,218	I	Held by various related trusts
Common Stock								14,890	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Jeffrey Flug	12/02/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.