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Pentair (NYSE: PNR) CFO Nicholas Brazis details initial equity holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

PENTAIR plc Executive Vice President and CFO Nicholas J. Brazis filed an initial ownership report detailing his equity interests. As of March 1, 2026, he directly holds employee stock options for 1,403 shares, common shares totaling 489.929, restricted stock units covering 4,937.242 common shares, and performance share units for 1,050.783 common shares. One-third of the stock options become exercisable on each of the first, second and third anniversaries of the March 1, 2024 grant date.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Brazis Nicholas J.

(Last) (First) (Middle)
5500 WAYZATA BOULEVARD
SUITE 900

(Street)
GOLDEN VALLEY MN 55416

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/01/2026
3. Issuer Name and Ticker or Trading Symbol
PENTAIR plc [ PNR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President, CFO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares 489.929 D
Common Shares - Restricted Stock Units 4,937.242 D
Common Shares - Performance Share Units 1,050.783 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) (1) 03/01/2034 Common Shares 1,403 $78.33 D
Explanation of Responses:
1. One-third of the stock options become exercisable on the first, second and third anniversary of the grant date of March 1, 2024.
/s/ John K. Wilson, Attorney-in-Fact for Nicholas J. Brazis 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Pentair (PNR) Form 3 filing by Nicholas J. Brazis show?

The Form 3 shows Nicholas J. Brazis’ initial equity holdings in Pentair as Executive Vice President and CFO. It lists his direct ownership of stock options, common shares, restricted stock units, and performance share units as of March 1, 2026.

How many Pentair (PNR) stock options does Nicholas J. Brazis report?

Nicholas J. Brazis reports employee stock options for 1,403 Pentair common shares. These options vest in three equal parts, with one-third becoming exercisable on each of the first, second, and third anniversaries of the March 1, 2024 grant date.

What common share holdings does Pentair CFO Nicholas J. Brazis report?

Nicholas J. Brazis reports direct ownership of 489.929 Pentair common shares. This figure reflects his direct stock position separate from equity awards such as restricted stock units and performance share units disclosed in the same Form 3 filing.

How many restricted stock units does Nicholas J. Brazis hold in Pentair (PNR)?

Nicholas J. Brazis holds restricted stock units covering 4,937.242 Pentair common shares. These RSUs represent equity-based compensation that typically converts into common shares over time, complementing his direct stock and option holdings disclosed in the Form 3.

What performance share units are reported for Pentair CFO Nicholas J. Brazis?

The filing shows Nicholas J. Brazis holds performance share units tied to 1,050.783 Pentair common shares. These units usually vest based on achieving performance goals, and are reported separately from restricted stock units and standard stock options.

Does the Pentair (PNR) Form 3 indicate any recent stock purchase or sale by Nicholas J. Brazis?

The Form 3 functions as an initial ownership report and does not indicate explicit buy or sell transactions. It instead lists Brazis’ direct holdings of options, common shares, restricted stock units, and performance share units as of March 1, 2026.
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