STOCK TITAN

Pentair plc (PNR) director discloses RSU award and tax share surrender

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

PENTAIR plc (PNR) director equity transaction disclosed

PENTAIR plc director Tracey Doi reported equity awards and related share withholding on 01/02/2026. She received 1,564 restricted stock units under the Pentair plc 2020 Share and Incentive Plan, with each unit representing one Pentair share upon vesting at a stated price of $0 because this is an equity award, not an open-market purchase.

On the same date, 688 common shares were surrendered at a price of $105.47 to cover taxes owed on the vesting of previously granted restricted stock units. After these transactions, she beneficially owned 3,566 common shares, held directly. End-of-period holdings also include shares acquired through a dividend reinvestment plan and reflect prior restricted stock unit vesting.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Doi Tracey

(Last) (First) (Middle)
5500 WAYZATA BLVD.
SUITE 900

(Street)
GOLDEN VALLEY MN 55416

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PENTAIR plc [ PNR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares - Restricted Stock Units 01/02/2026 A(1) 1,564 A $0 1,564(2)(3) D
Common Shares 01/02/2026 F(4) 688 D $105.47 3,566(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2020 Share and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.
2. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
3. End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
4. Shares surrendered to pay taxes applicable to vesting of restricted stock units.
/s/ John K. Wilson, Attorney-in-Fact for Tracey Doi 01/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did PENTAIR plc (PNR) disclose for January 2, 2026?

PENTAIR plc reported that director Tracey Doi received 1,564 restricted stock units on 01/02/2026 under the Pentair plc 2020 Share and Incentive Plan, and that shares were surrendered to cover taxes on vesting of prior awards.

How many PENTAIR plc (PNR) restricted stock units were granted to the director?

The filing shows a grant of 1,564 restricted stock units. Each unit represents a right to receive one Pentair plc share upon vesting, pursuant to the Pentair plc 2020 Share and Incentive Plan.

Why were 688 PENTAIR plc (PNR) shares reported as disposed of at $105.47?

The filing explains that 688 common shares were surrendered at $105.47 to pay taxes applicable to the vesting of restricted stock units. This is characterized as a tax-related share withholding, not an open-market sale.

What is the directors total beneficial ownership in PENTAIR plc (PNR) after the transactions?

Following the reported transactions, director Tracey Doi beneficially owned 3,566 common shares of PENTAIR plc, held in direct ownership form.

How do dividend reinvestment plan shares affect the reported PENTAIR plc (PNR) holdings?

The explanation notes that end-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions that are not required to be reported individually under Section 16(a).

What plan governs the restricted stock units granted by PENTAIR plc (PNR)?

The restricted stock units were granted pursuant to the Pentair plc 2020 Share and Incentive Plan, and each unit represents a right to receive one Pentair plc share upon vesting, subject to its vesting conditions.

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16.89B
162.26M
0.76%
94.66%
1.85%
Specialty Industrial Machinery
Special Industry Machinery (no Metalworking Machinery)
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