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Pentair plc (NYSE: PNR) director logs RSU grant and tax-related share sale

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Pentair plc director David A. Jones reported routine equity compensation activity. On 01/02/2026, he received 1,564 restricted stock units (RSUs) under the Pentair plc 2020 Share and Incentive Plan, each representing one Pentair share upon vesting. The same day, 714 common shares were surrendered at $105.47 per share to cover taxes due on vesting of previously granted RSUs. After these transactions, he beneficially owned 27,259 common shares directly and 56,797.564 phantom stock units held indirectly through a plan agent, which are payable in Pentair common shares on a one-for-one basis in accordance with his prior election.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
JONES DAVID A /WI

(Last) (First) (Middle)
5500 WAYZATA BLVD.
SUITE 900

(Street)
GOLDEN VALLEY MN 55416

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PENTAIR plc [ PNR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock - Restricted Stock Units 01/02/2026 A(1) 1,564 A $0 1,564(2)(3) D
Common Stock 01/02/2026 F(4) 714 D $105.47 27,259(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock Units (Deferred Compensation) (5) (6) (6) Common Shares 56,797.564 56,797.564(2) I Plan Agent
Explanation of Responses:
1. Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2020 Share and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.
2. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
3. End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
4. Shares surrendered to pay taxes applicable to vesting of restricted stock units.
5. Phantom stock units convert into common shares on a one-for-one basis.
6. Settlement of phantom stock units will be in Pentair common shares in accordance with reporting person's irrevocable election.
/s/ John K. Wilson, Attorney-in-Fact for David A. Jones 01/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Pentair plc (PNR) report for David A. Jones?

The filing shows that director David A. Jones received 1,564 restricted stock units on 01/02/2026 and surrendered 714 common shares to cover taxes on vesting of restricted stock units.

How many Pentair plc (PNR) restricted stock units were granted to the director?

The director was granted 1,564 restricted stock units under the Pentair plc 2020 Share and Incentive Plan, each representing the right to receive one Pentair share upon vesting.

Why were 714 Pentair plc (PNR) shares disposed of in this Form 4?

The 714 common shares were surrendered in a transaction coded F, which the explanation states were shares surrendered to pay taxes applicable to vesting of restricted stock units.

What are the director's Pentair plc (PNR) common share holdings after the reported transactions?

After the transactions on 01/02/2026, the director beneficially owned 27,259 Pentair common shares directly, with end-of-period holdings also reflecting vesting of previously reported restricted stock units and shares from a dividend reinvestment plan.

How many phantom stock units linked to Pentair plc (PNR) does the director hold?

The filing reports 56,797.564 phantom stock units held indirectly through a Plan Agent. Each phantom stock unit converts into one common share, and settlement will be in Pentair common shares according to the reporting person’s irrevocable election.

What is the difference between RSUs and phantom stock units in this Pentair plc (PNR) filing?

Restricted stock units are equity awards that vest into Pentair shares under the 2020 Share and Incentive Plan. Phantom stock units are deferred compensation instruments that track Pentair’s common shares and, as stated, convert into common shares on a one-for-one basis, with settlement in shares as elected by the director.

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16.87B
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Specialty Industrial Machinery
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