STOCK TITAN

Pentair (PNR) EVP & CEO reports RSU grant and new stock options

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Pentair plc executive Jerome O. Pedretti, EVP & CEO, Pool, reported new equity grants and related share activity. On 01/02/2026, he received 3,911 restricted stock units under the Pentair plc 2020 Share and Incentive Plan, each representing one common share upon vesting. Following this and prior vesting events, he beneficially owned 8,167.36 restricted stock units and 2,644.063 common shares held through a deferral plan.

The filing also shows common shares withheld to cover taxes upon RSU vesting, with 461, 334, and 708 shares surrendered at prices of $105.47, $105.47, and $102.67. In addition, on 01/02/2026 he was granted an employee stock option for 10,961 common shares at an exercise price of $105.47 per share, expiring on 01/02/2036, with one-third of the options becoming exercisable on each of the first three anniversaries of the grant.

Positive

  • None.

Negative

  • None.
Insider Pedretti Jerome O
Role EVP & CEO, Pool
Type Security Shares Price Value
Tax Withholding Common Shares 708 $102.67 $73K
Grant/Award Employee Stock Option (right to buy) 10,961 $105.47 $1.16M
Grant/Award Common Shares - Restricted Stock Units 3,911 $0.00 --
Tax Withholding Common Shares 461 $105.47 $49K
Tax Withholding Common Shares 334 $105.47 $35K
holding Common Shares - Deferral Plan -- -- --
Holdings After Transaction: Common Shares — 51,776 shares (Direct); Employee Stock Option (right to buy) — 10,961 shares (Direct); Common Shares - Restricted Stock Units — 8,167.36 shares (Direct); Common Shares - Deferral Plan — 2,644.063 shares (Indirect, Plan Agent)
Footnotes (1)
  1. Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2020 Share and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Shares surrendered to pay taxes applicable to vesting of restricted stock units. Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election. Employee stock option granted under the Pentair plc 2020 Share and Incentive Plan. One-third of the stock options become exercisable on the first, second and third anniversary of the grant.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pedretti Jerome O

(Last) (First) (Middle)
5500 WAYZATA BLVD.
SUITE 900

(Street)
GOLDEN VALLEY MN 55416

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PENTAIR plc [ PNR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & CEO, Pool
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares - Restricted Stock Units 01/02/2026 A(1) 3,911 A $0 8,167.36(2)(3) D
Common Shares 01/02/2026 F(4) 461 D $105.47 48,886(3) D
Common Shares 01/02/2026 F(4) 334 D $105.47 49,809(3) D
Common Shares 01/03/2026 F(4) 708 D $102.67 51,776(3) D
Common Shares - Deferral Plan 2,644.063(2)(5) I Plan Agent
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $105.47 01/02/2026 A(6) 10,961 (7) 01/02/2036 Common Shares 10,961 $105.47 10,961 D
Explanation of Responses:
1. Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2020 Share and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.
2. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
3. End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
4. Shares surrendered to pay taxes applicable to vesting of restricted stock units.
5. Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
6. Employee stock option granted under the Pentair plc 2020 Share and Incentive Plan.
7. One-third of the stock options become exercisable on the first, second and third anniversary of the grant.
/s/ John K. Wilson, Attorney-in-Fact for Jerome O. Pedretti 01/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Pentair (PNR) report for Jerome O. Pedretti?

The filing reports that Jerome O. Pedretti, EVP & CEO, Pool of Pentair plc, received new restricted stock units and an employee stock option, and had common shares withheld to pay taxes related to vesting of previously granted restricted stock units.

How many restricted stock units did the Pentair (PNR) executive receive?

On 01/02/2026, he received 3,911 restricted stock units under the Pentair plc 2020 Share and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

What stock options were granted to the Pentair (PNR) executive in this filing?

He was granted an employee stock option to buy 10,961 common shares at an exercise price of $105.47 per share, granted on 01/02/2026 and expiring on 01/02/2036. One-third of these options becomes exercisable on each of the first, second, and third anniversaries of the grant.

Why were some Pentair (PNR) shares marked with transaction code F in the Form 4?

Transactions coded F reflect shares surrendered to pay taxes applicable to the vesting of restricted stock units. The filing notes this specifically as "Shares surrendered to pay taxes applicable to vesting of restricted stock units."

What are the Pentair (PNR) executive’s end-of-period equity holdings in this report?

End-of-period, he held 8,167.36 restricted stock units, 2,644.063 common shares in a deferral plan through a plan agent, and 10,961 employee stock options, as reported in the filing.

What plan governs the equity awards reported for Pentair (PNR) in this Form 4?

The restricted stock units and the employee stock option were granted under the Pentair plc 2020 Share and Incentive Plan, as stated in the explanation of responses.