STOCK TITAN

Director at Pennant Group (PNTG) receives 1,900-share stock award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SMITH BARRY M reported acquisition or exercise transactions in this Form 4 filing.

Pennant Group, Inc. director Barry M. Smith reported receiving a grant of 1,900 shares of common stock on April 15, 2026 as equity compensation. The award was granted at $0.00 per share and increases his directly held position to 100,599 shares after the transaction.

The granted shares vest in three annual installments beginning April 15, 2027, meaning Smith will earn the stock over time if service conditions are met. This filing reflects a routine director equity award rather than an open-market purchase or sale.

Positive

  • None.

Negative

  • None.
Insider SMITH BARRY M
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 1,900 $0.00 --
Holdings After Transaction: Common Stock — 100,599 shares (Direct)
Footnotes (1)
  1. [object Object]
Shares granted 1,900 shares Equity award on April 15, 2026
Grant price per share $0.00 per share Recorded value for the award
Shares held after transaction 100,599 shares Direct holdings after the grant
Vesting schedule start date April 15, 2027 First of three annual vesting installments
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
Common Stock financial
"security_title: Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
vest in three annual installments financial
"These shares vest in three annual installments beginning April 15, 2027."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SMITH BARRY M

(Last)(First)(Middle)
1675 E RIVERSIDE DR, SUITE 150

(Street)
EAGLE IDAHO 83616

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Pennant Group, Inc. [ PNTG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/15/2026A1,900(1)A$0100,599D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares vest in three annual installments beginning April 15, 2027.
Remarks:
/s/ Kirk Cheney, as attorney in fact04/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Pennant Group (PNTG) director Barry M. Smith report in this Form 4?

Barry M. Smith reported receiving a grant of 1,900 shares of Pennant Group common stock. The equity award was recorded at $0.00 per share and is structured as compensation, not an open-market purchase, increasing his directly held stake to 100,599 shares after the grant.

Is Barry M. Smith buying or selling Pennant Group (PNTG) stock in this filing?

He is not buying or selling in the market; he is receiving shares. The Form 4 shows an acquisition coded as a grant or award of 1,900 common shares, which are part of his director compensation rather than a discretionary purchase or sale transaction.

How many Pennant Group (PNTG) shares does Barry M. Smith hold after this grant?

After the reported grant, Barry M. Smith directly holds 100,599 shares of Pennant Group common stock. This figure includes the newly awarded 1,900 shares, though the award vests over time, beginning April 15, 2027, under the stated vesting schedule.

What is the vesting schedule for Barry M. Smith’s new Pennant Group (PNTG) share grant?

The 1,900-share grant vests in three annual installments beginning April 15, 2027. This means the award is earned gradually over three years, likely tied to continued service, rather than becoming fully owned immediately on the grant date.

Was there a cash price paid for Barry M. Smith’s Pennant Group (PNTG) share grant?

No cash price was paid for this award; it is recorded at $0.00 per share. This indicates the 1,900 common shares were granted as part of an equity compensation program, not purchased in an open-market or privately negotiated transaction.