Welcome to our dedicated page for PRECISION OPTICS CORPORATION SEC filings (Ticker: POCI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Precision Optics Corporation, Inc. filings document the regulatory record for a Nasdaq-listed manufacturer of advanced optical instruments and custom optical assemblies. The company’s disclosures identify its common stock, material agreements and capital-structure activity, including underwriting arrangements connected with equity issuance.
Proxy and current-report filings for POCI cover annual meeting votes, director elections, advisory compensation matters, corporate governance, director and executive compensation, beneficial ownership, equity compensation plan information and related-person transaction disclosure. The filing record also provides formal documentation of shareholder voting matters and other material events reported under the Exchange Act.
PRECISION OPTICS CORPORATION, INC. (POCI) reported that Senior VP - Sales & Marketing Peter Richard Thier received a grant of stock options on August 18, 2026. The grant covers 50,000 options to buy common stock at an exercise price of $4.34 per share, expiring August 17, 2036. According to the disclosure, this inducement stock option vests in three equal annual installments beginning on August 18, 2027, and results in direct beneficial ownership of options on 50,000 shares.
PRECISION OPTICS CORPORATION, INC. (POCI) submitted an initial Form 3 insider ownership report for Peter Richard Thier, who is identified as an officer with the title Senior VP - Sales & Marketing. The filing does not list any specific transactions or equity holdings in the reported data.
Precision Optics Corporation, Inc. reported that Chief Financial Officer Wayne M. Coll acquired 1,257 shares of common stock on June 30, 2026, at $4.972 per share as a grant/award. This stock issuance reflects an Employment Agreement allowing up to $25,000 per year of compensation to be paid in stock instead of cash, priced at the quarterly volume weighted average price. Following this transaction, Coll directly holds 38,064 shares of common stock. The shares dated June 30, 2026 were issued on August 12, 2026 based on payroll withholdings for the relevant quarters.
Precision Optics Corporation files Amendment No. 3 to a Schedule 13G/A disclosing that Needham Investment Management L.L.C., Needham Asset Management, LLC, Needham Aggressive Growth Fund and George A. Needham each report beneficial ownership of 1,670,550 shares, equal to 15.3% of the class as of 03/31/2026.
The filing states these shares are held for advisory clients of Needham Investment Management L.L.C., with shared voting and shared dispositive power reported. Exhibits include a Joint Filing Agreement and control-person identification; signatures bear a 05/15/2026 execution date.
Precision Optics Corporation reported sharply higher results for the quarter ended March 31, 2026, driven by strong systems manufacturing demand and a recent equity raise. Quarterly revenue rose to $8.7 million from $4.2 million, while the net loss narrowed to $108,283 from $2.1 million. For the first nine months, revenue grew to $22.8 million from $12.9 million and the net loss improved to $3.5 million from $4.4 million. Gross margin increased to 23.6% in the quarter, helped by operating leverage and $224,544 of grant income, though full-year gross margin is lower due to earlier mix and ramp costs. The company strengthened its balance sheet with a March 2026 public offering that raised net proceeds of $10.6 million, boosting cash to $10.7 million and stockholders’ equity to $20.1 million. Management notes ongoing debt service coverage covenant waivers through fiscal 2025 and is discussing longer-term solutions with its lender while stating current liquidity is sufficient to repay outstanding term loans if required.
PRECISION OPTICS CORPORATION, INC. insider filings show that Needham Aggressive Growth Fund holds 1,670,550 shares of common stock. These shares may be deemed indirectly beneficially owned by Needham Investment Management LLC and George A. Needham, who both disclaim beneficial ownership beyond their pecuniary interests. The Form 3 reflects existing holdings rather than a new purchase or sale.
Needham Aggressive Growth Fund, an investment advisory client of Needham Investment Management LLC, reported ownership of 1,670,550 shares of Precision Optics Corporation common stock as of March 27, 2026. The shares may be deemed indirectly beneficially owned by Needham Investment Management LLC and its President and CEO, George A. Needham, who each disclaim beneficial ownership beyond their pecuniary interests.
COLL WAYNE M reported acquisition or exercise transactions in this Form 4 filing.
PRECISION OPTICS CORPORATION, INC. Chief Financial Officer Wayne M. Coll received a grant of 1,568 shares of common stock on March 31, 2026 as compensation. The shares were issued under an Employment Agreement that allows up to $25,000 per year of salary to be paid in stock.
The stock was priced at a quarterly volume weighted average price of $3.985 for the quarter ended March 31, 2026, based on payroll withholdings. After this grant, Coll directly owns 36,807 shares of Precision Optics common stock.
PRECISION OPTICS CORPORATION, INC. Chief Financial Officer Wayne M. Coll reported an open-market purchase of the company’s Common Stock. On March 30, 2026, he bought 20,833 shares at a price of $3.60 per share in an underwritten public offering. Following this transaction, he directly owns 35,239 shares of Precision Optics common stock.
Precision Optics Corporation, Inc. CEO Joseph Norman Forkey bought 1,388 shares of common stock in an open-market purchase. The transaction was completed at $3.60 per share in connection with an underwritten public offering. Following this purchase, he directly holds 143,959 common shares.