Needham fund reports 1.67M-share POCI stake

PRECISION OPTICS CORPORATION, INC. insider filings show that Needham Aggressive Growth Fund holds 1,670,550 shares of common stock.

Accepted by SEC EDGAR 05/06/2026 - 04:29 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

PRECISION OPTICS CORPORATION, INC. insider filings show that Needham Aggressive Growth Fund holds 1,670,550 shares of common stock. These shares may be deemed indirectly beneficially owned by Needham Investment Management LLC and George A. Needham, who both disclaim beneficial ownership beyond their pecuniary interests. The Form 3 reflects existing holdings rather than a new purchase or sale.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider NEEDHAM INVESTMENT MANAGEMENT LLC, Needham Aggressive Growth Fund, NEEDHAM GEORGE A

Role 10% Owner | 10% Owner | 10% Owner

Type	Security	Shares	Price	Value
Holding	Common Stock, par value $0.01 per share	--	--	--
Holding	Common Stock, par value $0.01 per share	--	--	--

Holdings: Common Stock, par value $0.01 per share — 1,670,550 shares (Direct); Common Stock, par value $0.01 per share — 1,670,550 shares (Indirect, By: Needham Investment Management L.L.C.)

Footnotes (1)

1. F1. The reported securities are directly owned by Needham Aggressive Growth Fund, an investment advisory client of Needham Investment Management, L.L.C. ("NIM"), a Delaware limited liability company that is registered as an investment adviser with the Securities and Exchange Commission, and may be deemed to be indirectly beneficially owned by: (i) NIM; and (ii) George A. Needham as President and CEO of NIM. NIM and George A. Needham disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or for any other purpose.

Key Figures

Common shares reported: 1,670,550 shares Holding entries: 2 entries Reported buy/sell activity: 0 shares

3 metrics

Common shares reported 1,670,550 shares Total common stock following transaction entries on Form 3

Holding entries 2 entries Number of holding-type rows in Form 3 transaction table

Reported buy/sell activity 0 shares No buy or sell transactions; only holdings reported

Key Terms

ten percent owner, indirectly beneficially owned, pecuniary interests, Section 16 of the Securities Exchange Act of 1934

4 terms

ten percent owner regulatory

"reportingPersons ... "is_ten_percent_owner": 1"

indirectly beneficially owned regulatory

"may be deemed to be indirectly beneficially owned by: (i) NIM"

pecuniary interests financial

"disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein"

Section 16 of the Securities Exchange Act of 1934 regulatory

"for purposes of Section 16 of the Securities Exchange Act of 1934, as amended"

A provision of federal securities law that requires company insiders—directors, officers and large shareholders—to publicly report their stock holdings and trades and to surrender any “short-swing” profits from purchases and sales within a six-month window. It acts like a rule that forces leaders to announce their trades and prevents quick buy-sell windfalls, giving investors transparency into insider activity and reducing opportunities for unfair gain.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the POCI Form 3 filed by Needham entities report?

The Form 3 reports existing ownership of 1,670,550 shares of Precision Optics common stock by Needham Aggressive Growth Fund. It is an initial statement of beneficial ownership, not a record of a new stock purchase or sale.

Who directly owns the POCI shares in this Form 3 filing?

The shares are directly owned by Needham Aggressive Growth Fund, an investment advisory client of Needham Investment Management LLC. The fund, not the adviser, is identified as the direct owner of the 1,670,550 Precision Optics common shares.

How are Needham Investment Management LLC and George A. Needham related to the POCI shares?

Needham Investment Management LLC and George A. Needham may be deemed to indirectly beneficially own the reported shares through their roles with the fund. Both expressly disclaim beneficial ownership except for their respective pecuniary interests in those securities.

Does the POCI Form 3 indicate any insider buying or selling activity?

No, the Form 3 only shows existing holdings of 1,670,550 shares and uses holding-type entries. The transaction codes indicate unknown or holding status, with no reported open-market purchases, sales, gifts, or option exercises in this specific filing.

Why are the Needham entities marked as ten percent owners of POCI?

The reporting persons are each flagged as a ten percent owner under Section 16, reflecting their significant stake. This status triggers reporting obligations, including the Form 3 initial ownership statement covering the 1,670,550 Precision Optics common shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

NEEDHAM INVESTMENT MANAGEMENT LLC

(Last) (First) (Middle)

250 PARK AVENUE, 10TH FLOOR

(Street)

NEW YORK NEW YORK 10117

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/27/2026

3. Issuer Name and Ticker or Trading Symbol
PRECISION OPTICS CORPORATION, INC. [ POCI ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.01 per share	1,670,550	D(1)
Common Stock, par value $0.01 per share	1,670,550	I(1)	By: Needham Investment Management L.L.C.

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

NEEDHAM INVESTMENT MANAGEMENT LLC

(Last) (First) (Middle)

250 PARK AVENUE, 10TH FLOOR

(Street)

NEW YORK NEW YORK 10117

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Needham Aggressive Growth Fund

(Last) (First) (Middle)

C/O NEEDHAM INVESTMENT MANAGEMENT L.L.C.

250 PARK AVENUE, 10TH FLOOR

(Street)

NEW YORK NEW YORK 10177-1099

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

NEEDHAM GEORGE A

(Last) (First) (Middle)

C/O NEEDHAM INVESTMENT MANAGEMENT L.L.C.

250 PARK AVENUE, 10TH FLOOR

(Street)

NEW YORK NEW YORK 10117-1099

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

Explanation of Responses:

1. The reported securities are directly owned by Needham Aggressive Growth Fund, an investment advisory client of Needham Investment Management, L.L.C. ("NIM"), a Delaware limited liability company that is registered as an investment adviser with the Securities and Exchange Commission, and may be deemed to be indirectly beneficially owned by: (i) NIM; and (ii) George A. Needham as President and CEO of NIM. NIM and George A. Needham disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or for any other purpose.

Remarks:

This Form 3 is being filed to correct and replace the Form 3 originally filed on 04/06/2026, which did not include George A. Needham as a Reporting Person due to him not having CIK codes.

	Needham Investment Management L.L.C., By: /s/ James W. Giangrasso, Chief Financial Officer	05/06/2026
	Needham Aggressive Growth Fund, By: /s/ James W. Giangrasso, Chief Financial Officer	05/06/2026
	George A Needham, /s/ George A Needham	05/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)