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Precision Optics corrects CFO acquisition to 1,412 shares

The share amount was based on payroll withholdings for the relevant quarters.

(Neutral)

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Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

Form Type
4/A

Rhea-AI Filing Summary

Precision Optics Corporation, Inc. Chief Financial Officer Wayne M. Coll acquired 1,412 common shares on September 30, 2026, at $4.427 per share, the quarterly volume weighted average price for that quarter. His direct holdings after the acquisition were 46,218 shares. The acquisition reflects an employment-agreement provision allowing the issuer to substitute up to $25,000 per annum in common stock for cash, which the issuer elected effective January 1, 2024. The amendment corrects the previously reported share amount.

Insider COLL WAYNE M
Role Chief Financial Officer
Type Security Shares Price Value
Grant/Award Common Stock F1 1,412 $4.427 $6K
Holdings After Transaction: Common Stock — 46,218 shares (Direct)
Footnotes (1)
  1. F1. On June 12, 2023, the reporting person entered into an Employment Agreement with the Issuer that permits the Issuer to substitute up to $25,000 per annum in common stock in lieu of cash. The issuer elected this provision effective January 1, 2024. Under the terms of the agreement, the stock is priced at the quarterly volume weighted average price which was $4.427 for the quarter ended September 30, 2026. Share purchases are based on payroll withholdings for the relevant quarters.
Common shares acquired 1,412 shares September 30, 2026
Price per share $4.427 per share Quarterly volume weighted average price for the quarter ended September 30, 2026
Direct holdings after acquisition 46,218 shares After the September 30, 2026 acquisition
Annual common-stock substitution limit Up to $25,000 per annum Employment agreement provision elected effective January 1, 2024
quarterly volume weighted average price financial
"stock is priced at the quarterly volume weighted average price"
payroll withholdings financial
"Share purchases are based on payroll withholdings"
Employment Agreement technical
"entered into an Employment Agreement with the Issuer"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many POCI shares did Wayne M. Coll acquire, and at what price?

Wayne M. Coll acquired 1,412 common shares on September 30, 2026, at $4.427 per share. His direct holdings after the acquisition were 46,218 shares.

How were Wayne M. Coll's POCI shares priced and calculated?

The share amount was based on payroll withholdings for the relevant quarters. The stock price was the quarterly volume weighted average price, $4.427 for the quarter ended September 30, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
COLL WAYNE M

(Last)(First)(Middle)
C/O PRECISION OPTICS CORPORATION, INC.
550 KING STREET, BLDG. A, STE. 100

(Street)
LITTLETON MASSACHUSETTS 01460

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PRECISION OPTICS CORPORATION, INC. [ POCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)
10/02/2026
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/30/2026A1,412(1)A$4.42746,218D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On June 12, 2023, the reporting person entered into an Employment Agreement with the Issuer that permits the Issuer to substitute up to $25,000 per annum in common stock in lieu of cash. The issuer elected this provision effective January 1, 2024. Under the terms of the agreement, the stock is priced at the quarterly volume weighted average price which was $4.427 for the quarter ended September 30, 2026. Share purchases are based on payroll withholdings for the relevant quarters.
Remarks:
This amendment is being filed to update the disclosure in Table I, Columns 4 in the Form 4 previously filed on October 2, 2026 solely to correct a clerical error in the disclosure relating to the amount of shares acquired.
/s/ Wayne M. Coll10/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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