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PodcastOne holder LiveOne acquires 374K shares

Major shareholder LiveOne, Inc. increased its direct PodcastOne holdings through a non-cash intercompany balance settlement.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PodcastOne, Inc. (PODC) reported that major shareholder LiveOne, Inc. acquired 374,109 shares of PodcastOne common stock on September 18, 2026 through a grant/award transaction. A footnote states the shares were received via settlement of intercompany balances, bringing LiveOne's direct holdings to 20,804,235 shares.

Positive

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Negative

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Insider LiveOne, Inc.
Role 10% Owner
Type Security Shares Price Value
Grant/Award Common Stock, $0.00001 par value F1 374,109 -- --
Holdings After Transaction: Common Stock, $0.00001 par value — 20,804,235 shares (Direct)
Footnotes (1)
  1. F1. Represents shares of the Issuer's common stock acquired by the Reporting Person via settlement of the Issuer's intercompany balances.
Shares acquired 374,109 shares Grant/award acquisition on September 18, 2026
Shares owned after transaction 20,804,235 shares LiveOne, Inc. direct holdings of PodcastOne common stock after the reported acquisition
Security Common Stock, $0.00001 par value Class of PodcastOne, Inc. shares involved in the transaction
intercompany balances financial
"acquired by the Reporting Person via settlement of the Issuer's intercompany balances"
Common Stock financial
"Common Stock, $0.00001 par value"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
ten percent owner regulatory
"LiveOne, Inc. is identified as a ten percent owner of the issuer"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did PODC disclose for LiveOne, Inc.?

LiveOne, Inc., a major shareholder of PODC, reported acquiring 374,109 shares of PodcastOne common stock on September 18, 2026 as a grant/award transaction, described as settlement of intercompany balances between LiveOne and PodcastOne.

How many PODC shares does LiveOne, Inc. hold after this transaction?

After the September 18, 2026 acquisition, LiveOne, Inc. directly holds 20,804,235 shares of PodcastOne, Inc. common stock, according to the reported post-transaction ownership figure.

Was the PODC insider transaction a market purchase or sale?

No market trade is reported. The Form 4 describes the transaction as a grant, award, or other acquisition of 374,109 PODC common shares, received via settlement of PodcastOne’s intercompany balances with LiveOne, Inc.

Did LiveOne, Inc. use a Rule 10b5-1 trading plan for this PODC transaction?

The filing’s Rule 10b5-1 checkbox is unchecked, and there is no footnote indicating that the September 18, 2026 acquisition of 374,109 PODC shares was made under a Rule 10b5-1 trading plan.

What type of security did LiveOne, Inc. acquire in PODC?

LiveOne, Inc. acquired Common Stock, $0.00001 par value, of PodcastOne, Inc., totaling 374,109 shares in the reported September 18, 2026 transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LiveOne, Inc.

(Last)(First)(Middle)
269 SOUTH BEVERLY DRIVE
SUITE 1450

(Street)
BEVERLY HILLS CALIFORNIA 90212

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PodcastOne, Inc. [ PODC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, $0.00001 par value09/18/2026A374,109A(1)20,804,235D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of the Issuer's common stock acquired by the Reporting Person via settlement of the Issuer's intercompany balances.
LiveOne, Inc. /s/ Craig Christensen, Interim CFO09/21/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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