PodcastOne Inc SEC Filings

PodcastOne, Inc. director Carolyn Blackwood exercised previously granted Restricted Stock Units, converting 32,911 RSUs into the same number of common shares at a stated price of $0.00 per share. These RSUs were granted as director fees for service from October 1, 2024 to September 30, 2025.

Following the settlement on March 31, 2026, Blackwood directly holds 55,493 shares of PodcastOne common stock. The filing reflects a compensation-related equity settlement rather than an open-market purchase or sale.

PodcastOne, Inc. director D. Jonathan Merriman exercised 32,911 Restricted Stock Units into common shares. On March 31, 2026, 32,911 RSUs converted one-for-one into the company’s common stock as part of his director fees for service from October 1, 2024 to September 30, 2025.

Following the settlement, Merriman held 249,363 common shares directly. In addition, 292,532 shares are held by the D. Jonathan and Odile Merriman Family Trust and 5,200 shares are held in a custodial account for his son, where he has voting and dispositive power but disclaims beneficial ownership except for his pecuniary interest.

Blackwood Carolyn reported acquisition or exercise transactions in this Form 4 filing.

PodcastOne, Inc. director Carolyn Blackwood received a grant of 32,911 Restricted Stock Units as board compensation. The RSUs were awarded as director fees for service on the board from October 1, 2024 to September 30, 2025 and vested on March 31, 2026.

Each RSU gives a contingent right to one share of PodcastOne common stock or its cash value. The board will choose whether payout is in stock, cash, or a mix under the company’s 2022 Equity Incentive Plan. Blackwood may defer settlement until she leaves the board or up to five years after vesting, and she now directly holds 32,911 RSUs.

PodcastOne, Inc. has filed a shelf registration on Form S-3 to offer up to $150,000,000 of common stock, preferred stock, debt securities, warrants, rights and units from time to time. The shelf permits multiple series or combinations of the listed securities and contemplates sales directly, through agents or underwriters.

As of March 27, 2026, the prospectus states the aggregate market value of outstanding common stock held by non-affiliates was $12,803,846 based on 5,873,324 shares, and there were 27,315,634 shares of common stock issued and outstanding. The prospectus discloses 3,114,001 shares issuable upon exercise of outstanding warrants (exercise price $3.00, expiration January 15, 2028) and equity awards for approximately 2,742,910 shares under the 2022 Equity Incentive Plan. The auditors' report contains a going concern explanatory paragraph.

PodcastOne, Inc. reported that major shareholder LiveOne, Inc. acquired 135,135 shares of PodcastOne common stock. The shares were granted at a stated price of $0.0000 per share and were received via settlement of intercompany balances, meaning this was a non-cash, internal settlement rather than an open-market trade.

After this award, LiveOne directly holds 19,330,126 PodcastOne common shares. The transaction reflects an adjustment of balances between the two companies and does not show LiveOne buying or selling shares in the market.

PodcastOne, Inc. director D. Jonathan Merriman reported an open-market purchase of 2,980 shares of common stock at $2.35 per share through an entity associated with his family, increasing those indirect holdings to 292,532 shares. Additional indirect holdings in a custodial account for his son totaled 5,200 shares, and his direct holdings stood at 216,452 shares following the reported transactions.

Wachsberger Patrick D reported acquisition or exercise transactions in this Form 4 filing.

PodcastOne director Patrick D. Wachsberger received 34,740 restricted stock units (RSUs) as a compensation award. The RSUs cover his board service from October 1, 2024 to September 30, 2025 and leave him with 34,740 derivative securities reported after this grant.

The RSUs will vest on March 31, 2026, as long as he continues serving on the board through that date. Each RSU represents a right to receive one share of PodcastOne common stock or its cash value, with the board deciding the payout form under the 2022 Equity Incentive Plan. He may defer settlement until he leaves the board or for up to five years after vesting.

PodcastOne, Inc. director D. Jonathan Merriman reported an open-market purchase of 6,300 shares of common stock at $2.22 per share on March 12, 2026. The shares were acquired indirectly through entities where he has voting and dispositive power, including a family trust and a custodial account for his son, and he disclaims beneficial ownership except for his pecuniary interest.

Following these transactions, filings show 5,200 shares held in a custodial account and 216,452 shares held directly in his name, giving investors a clearer picture of his current equity exposure.

MERRIMAN D JONATHAN reported acquisition or exercise transactions in this Form 4 filing.

PodcastOne, Inc. director Jonathan D. Merriman received a grant of 32,911 Restricted Stock Units as board fees for service from October 1, 2024 to September 30, 2025. These RSUs vest on March 31, 2026, contingent on his continued board service through that date.

Each RSU represents a right to receive one share of common stock or its cash value, with the form of payout (cash and/or stock) determined by the board under the 2022 Equity Incentive Plan. Merriman may elect to defer settlement until he leaves the board or up to five years after vesting. Following this award, he holds 32,911 RSUs directly.