[144] POET TECHNOLOGIES INC. SEC Filing

Rhea-AI Filing Summary

POET Technologies, Inc. reported a proposed insider sale via Form 144 to sell 8,163 shares of its Class A Common stock, with an aggregate market value of $51,018. The sale is expected to occur on or about 10/03/2025 through UBS Financial Services Inc. on the NASDAQ. The filing discloses that the shares were acquired in two open-market purchases: 3,163 shares on 05/05/2022 and 5,000 shares on 05/25/2022, each paid in cash. The filer reported no securities sold in the past three months and included the standard representation that they are unaware of any undisclosed material adverse information about the issuer. No other financial results or corporate actions are included in this notice.

Positive

• Proposed sale fully disclosed with broker and sale date specified
• Acquisition details provided showing open-market purchases and cash payment

Negative

• None.

Insights

Insider Transactions Analyst

TL;DR: Insider plans to sell 8,163 POET shares valued at $51,018 on 10/03/2025 via UBS.

The filing documents a proposed sale of 8,163 Class A Common shares with an aggregate value of $51,018, executed through UBS Financial Services Inc. on the NASDAQ. The shares were acquired in two open-market purchases in May 2022 (3,163 and 5,000 shares) and were paid for in cash.

This is a routine Form 144 disclosure required for proposed insider sales; the filer also affirms they are not aware of undisclosed material adverse information. The filing does not include earnings, new contracts, or other material corporate events.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common	UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor Weehawken NJ 07086	8163	51018	76507157	10/03/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common	05/05/2022	Open market purchase	open market			3163	05/05/2022	cash
Class A common	05/25/2022	open market purchcase	open market			5000	05/25/2022	cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did POET (POET) disclose in the Form 144?

The filer disclosed a proposed sale of 8,163 Class A Common shares with an aggregate market value of $51,018, expected on 10/03/2025 via UBS Financial Services Inc. on the NASDAQ.

When were the shares being sold originally acquired?

The shares were acquired in open-market purchases: 3,163 shares on 05/05/2022 and 5,000 shares on 05/25/2022, paid in cash.

Does the filing report any securities sold in the past three months?

No. The Form 144 states "Nothing to Report" for securities sold during the past three months.

Which broker will handle the proposed sale?

The proposed sale is to be handled by UBS Financial Services Inc., located at 1000 Harbor Blvd, Weehawken, NJ.

Did the filer disclose any undisclosed material adverse information about POET?

By signing, the filer represents they do not know of any material adverse information about the issuer that has not been publicly disclosed.