Welcome to our dedicated page for Poet Technologies SEC filings (Ticker: POET), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
POET Technologies Inc. filings document a foreign private issuer developing optical engines, light sources and optical modules based on the POET Optical Interposer platform. Its Form 6-K reports furnish press releases on product development, customer order matters, partnerships, operating and financial results, and management discussion and analysis filed in Canada.
POET's regulatory record also covers capital structure and financing activity, including common-share offerings, shelf registration statements on Form F-3 and Form F-10, equity plan registration on Form S-8, shareholder voting matters, governance disclosures and material-event reports tied to commercialization, manufacturing scale-up and optical networking markets.
POET Technologies Inc. files a Form S-8 registration statement to register securities for issuance under its Omnibus Incentive Plan. The plan, originally effective June 30, 2023 and amended on June 21, 2024, June 27, 2025 and September 22, 2025, is used to provide equity-based incentives to eligible participants. The filing incorporates by reference the company’s latest Form 20-F, multiple Form 6-K reports from 2025, and the description of its common shares, so that these disclosures form part of the prospectus delivered to plan participants. The document also details indemnification provisions for directors and officers under Ontario law, the company’s by-laws, and related insurance coverage, and includes standard undertakings about updating and amending the registration if material changes occur.
POET Technologies Inc., a foreign private issuer based in Toronto, filed a Form 6-K for September 2025. The company is submitting, as Exhibit 99.1, a material change report it filed on September 4, 2025 with Canadian securities regulators. That report includes an August 25, 2025 press release that was already furnished to the U.S. Securities and Exchange Commission on a prior Form 6-K filed August 26, 2025. This filing also incorporates the material change report by reference into POET’s existing Form F-10 registration statement.
POET Technologies Inc. Schedule 13G/A shows that MMCAP International Inc. SPC (the Fund) and its adviser MM Asset Management Inc. report beneficial ownership of 8,809,160 common shares, representing 9.99% of the class on a look‑through basis. The reported amount includes 5,894,384 outstanding common shares directly held by the Fund and 2,914,777 common shares underlying warrants exercisable within 60 days. The filing states the outstanding share count used for percentage calculations was 85,265,009 common shares and discloses shared voting and dispositive power for the Reporting Persons. Both Reporting Persons disclaim beneficial ownership of any shares other than those reported and certify the holdings were not acquired to change or influence control of the issuer.