Pony AI CFO discloses initial share and RSU holdings

Pony AI Inc. Chief Financial Officer Wang Haojun filed an initial ownership report showing his equity stake in the company.

Rhea-AI Filing Summary

Pony AI Inc. Chief Financial Officer Wang Haojun filed an initial ownership report showing his equity stake in the company. The filing lists direct holdings of 1,405,113 Class A ordinary shares, plus several blocks of restricted stock units that convert into Class A ordinary shares as they vest.

The derivative positions include RSUs tied to 5,134, 76,667 and 269,168 underlying Class A ordinary shares. Each RSU represents the right to receive one Class A ordinary share upon vesting under multi-year quarterly vesting schedules with no expiration date.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider Wang Haojun

Role Chief Financial Officer

Type	Security	Shares	Price	Value
holding	Restricted Stock Units	--	--	--
holding	Restricted Stock Units	--	--	--
holding	Restricted Stock Units	--	--	--
holding	Class A Ordinary Shares	--	--	--

Holdings After Transaction: Restricted Stock Units — 350,969 contracts (Direct); Class A Ordinary Shares — 1,405,113 shares (Direct)

Footnotes (5)

1. F1. Restricted stock units (RSU) were granted on May 15, 2023. The vesting schedules are 25% of the total RSU granted shall vest on the first anniversary of April 1, 2023, and the remaining 75% of the total RSU granted are scheduled to vest equally with 6.25% at the 25th day of the last month of each quarter thereafter.
2. F2. RSU were granted on December 10, 2023. The vesting schedules are 25% of the total RSU granted shall vest on the first anniversary of November 1, 2023, and the remaining 75% of the total RSU granted are scheduled to vest equally with 6.25% at the 25th day of the last month of each quarter thereafter.
3. F3. RSU were granted on December 4, 2024. The vesting schedules are 25% of the total RSU granted shall vest on the first anniversary of October 31, 2024, and the remaining 75% of the total RSU granted are scheduled to vest equally with 6.25% at the 25th day of the last month of each quarter thereafter.
4. F4. This grant does not have an expiration date.
5. F5. Each restricted stock unit represents the right to receive, upon vesting, one Class A ordinary share.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Pony AI (PONY) CFO Wang Haojun’s Form 3 filing show?

The Form 3 filing shows Wang Haojun’s initial ownership in Pony AI, including 1,405,113 directly held Class A ordinary shares and multiple restricted stock unit awards that convert into Class A shares as they vest under defined schedules.

How many Pony AI (PONY) Class A shares does the CFO directly hold?

The CFO directly holds 1,405,113 Class A ordinary shares of Pony AI. This position is reported as a baseline ownership stake and is separate from his additional restricted stock unit awards that will deliver more shares upon vesting.

What restricted stock units does the Pony AI (PONY) CFO report?

The CFO reports restricted stock units linked to 5,134, 76,667 and 269,168 underlying Class A ordinary shares. Each RSU converts into one Class A share when vested, providing a significant portion of his equity-based compensation over time.

How do Pony AI (PONY) CFO RSUs vest according to the filing?

Each RSU grant vests 25% on the first anniversary of a specified start date, with the remaining 75% vesting in equal 6.25% installments each quarter-end. This structure provides gradual share delivery over multiple years, aligning compensation with ongoing service.

Do the Pony AI (PONY) CFO’s RSU grants have expiration dates?

The filing states that one RSU grant does not have an expiration date. Instead, the awards deliver Pony AI Class A ordinary shares according to stated time-based vesting schedules, rather than expiring on a fixed future date like traditional stock options.

Does the Pony AI (PONY) Form 3 show any insider share purchases or sales?

No purchases or sales are identified; the filing only reports existing holdings. The transactions are classified as holdings with unknown transaction codes, reflecting an initial ownership statement rather than new market trades or recent equity transactions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/18/2026 - 06:14 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Wang Haojun

(Last) (First) (Middle)

1301 PEARL DEVELOPMENT BLDG, 1 MINGZHU

1ST STREET, HENGLI TOWN, NANSHA DISTRICT

(Street)

GUANGZHOU 511458

(City) (State) (Zip)

CHINA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Pony AI Inc. [ PONY ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Shares	1,405,113	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	(4)	Class A Ordinary Shares	5,134	(5)	D
Restricted Stock Units	(2)	(4)	Class A Ordinary Shares	76,667	(5)	D
Restricted Stock Units	(3)	(4)	Class A Ordinary Shares	269,168	(5)	D

Explanation of Responses:

1. Restricted stock units (RSU) were granted on May 15, 2023. The vesting schedules are 25% of the total RSU granted shall vest on the first anniversary of April 1, 2023, and the remaining 75% of the total RSU granted are scheduled to vest equally with 6.25% at the 25th day of the last month of each quarter thereafter.

2. RSU were granted on December 10, 2023. The vesting schedules are 25% of the total RSU granted shall vest on the first anniversary of November 1, 2023, and the remaining 75% of the total RSU granted are scheduled to vest equally with 6.25% at the 25th day of the last month of each quarter thereafter.

3. RSU were granted on December 4, 2024. The vesting schedules are 25% of the total RSU granted shall vest on the first anniversary of October 31, 2024, and the remaining 75% of the total RSU granted are scheduled to vest equally with 6.25% at the 25th day of the last month of each quarter thereafter.

4. This grant does not have an expiration date.

5. Each restricted stock unit represents the right to receive, upon vesting, one Class A ordinary share.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Tian Gao, Attorney-in-Fact for Haojun Wang	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)