POWI (NASDAQ: POWI) Rule 144 notice by UBS lists multiple RSU lots

Rhea-AI Filing Summary

Power Integrations: UBS Financial Services Inc submitted a Rule 144 notice indicating proposed sales of Common Stock tied to restricted stock units (RSUs). The filing lists multiple RSU lots by grant date and share counts, including 1,265 shares (05/17/2024) and 1,711 shares (05/19/2023).

Insights

Securities Compliance Attorney

Routine Rule 144 notice listing RSU lots for resale; disclosure-oriented, not an execution report.

The filing names UBS Financial Services Inc as the filer and lists multiple RSU grant dates with specific share counts. It is a notice of intent to sell under Rule 144 rather than a confirmation that sales have occurred.

Timing and cash‑flow treatment are not provided in the excerpt; subsequent transaction filings or broker reports would show actual sales and purchasers.

Key Figures

Filing type: Form 144 RSU lot: 1,265 shares RSU lot: 1,711 shares +3 more

6 metrics

Filing type Form 144 Rule 144 notice for resale

RSU lot 1,265 shares grant date 05/17/2024

RSU lot 1,711 shares grant date 05/19/2023

RSU lot 3,390 shares grant date 05/14/2015

RSU lot 2,952 shares grant date 01/30/2014

RSU lot 4,232 shares grant date 01/09/2015

Key Terms

RSU, Rule 144, Common

3 terms

RSU financial

"Common | 05/17/2024 | RSU | Power Integrations Inc | | | 1265"

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

Rule 144 regulatory

"Form 144 filing context and header"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Common market

"Securities To Be Sold | Common | 05/17/2024"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor Weehawken NJ 07086	13550	967470	55719984	05/13/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/17/2024	RSU	Power Integrations Inc			1265	05/17/2024	n/a
Common	05/19/2023	RSU	Power Integrations Inc			1711	05/19/2023	n/a
Common	05/14/2015	RSU	Power Integrations Inc			3390	05/14/2015	n/a
Common	01/30/2014	RSU	Power Integrations Inc			2952	01/30/2014	n/a
Common	01/09/2015	RSU	Power Integrations Inc			4232	01/09/2015	n/a

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for POWI indicate?

It indicates a Rule 144 notice by UBS Financial Services Inc listing RSU-based Common shares for sale. The filing lists grant dates and share counts, such as 1,265 shares (05/17/2024) and 1,711 shares (05/19/2023).

Which RSU lots are shown in the POWI excerpt?

The excerpt lists multiple RSU grants with counts and dates, including 1,265 shares (05/17/2024), 1,711 shares (05/19/2023), 3,390 shares (05/14/2015), 2,952 shares (01/30/2014), and 4,232 shares (01/09/2015).

Does this Form 144 prove the shares were sold?

No. The filing is a notice of proposed resale under Rule 144 and does not confirm execution. The excerpt lists intended lots and counts; execution details are not included here.

Who is the filer named on the Form 144 for POWI?

The filer is shown as UBS Financial Services Inc at 1000 Harbor Blvd, Weehawken, NJ. The excerpt ties the filer to the listed RSU lots for Power Integrations common stock.

What security and exchange are referenced in the filing?

The security is Common stock for Power Integrations Inc, with an exchange code shown as NASDAQ in the excerpt and an entry date of 05/13/2026 appearing alongside filer information.