Powell Industries (POWL) VP of Operations reports 1,100 Common Stock shares on Form 3

Q: How many Powell Industries (POWL) shares does James Edgar Johnson Jr. beneficially own?

James Edgar Johnson Jr. beneficially owns 1,100 shares of Powell Industries Common Stock . These shares are reported as directly held, and the total includes shares that are subject to a time-based vesting provision, reflecting his current equity stake as an officer.

Q: Is James Edgar Johnson Jr. a major shareholder of Powell Industries (POWL) based on this Form 3?

Based on the Form 3, he is not reported as a ten percent owner . The filing lists him as Vice President of Operations with 1,100 directly held Common Stock shares , serving as an initial disclosure of his officer-level equity position rather than a large ownership stake.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Powell Industries Inc. reported an initial ownership position for Vice President of Operations James Edgar Johnson Jr. on a Form 3. He holds 1,100 shares of Common Stock directly, including shares that are subject to a time-based vesting provision.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider JOHNSON JAMES EDGAR JR

Role Vice President, Operations

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 1,100 shares (Direct, null)

Footnotes (1)

[object Object]

Key Figures

Common Stock holdings: 1,100 shares

1 metrics

Common Stock holdings 1,100 shares Directly held following reported holdings on Form 3

Key Terms

Common Stock, time-based vesting provision, Form 3

3 terms

Common Stock financial

"security_title: "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

time-based vesting provision financial

"Includes shares that have a time-based vesting provision."

Form 3 regulatory

"INSIDER FILING DATA (Form 3)"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Understanding Insider Trading Forms →

05/28/2026 - 10:04 AM

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

JOHNSON JAMES EDGAR JR

(Last)

(First)

(Middle)

8550 MOSLEY ROAD

(Street)

HOUSTON

TEXAS

77075

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/21/2026

3. Issuer Name and Ticker or Trading Symbol
POWELL INDUSTRIES INC [ POWL ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Vice President, Operations

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	1,100⁽¹⁾	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)

Explanation of Responses:

1. Includes shares that have a time-based vesting provision.

Remarks:

	Michael W. Metcalf, Power of Attorney for James Edgar Johnson, Jr.	05/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What does the Powell Industries (POWL) Form 3 filing for James Edgar Johnson Jr. show?

The Form 3 shows that Vice President of Operations James Edgar Johnson Jr. holds 1,100 shares of Powell Industries Common Stock. This is an initial ownership report, not a buy or sell transaction, and includes shares with a time-based vesting provision.

How many Powell Industries (POWL) shares does James Edgar Johnson Jr. beneficially own?

James Edgar Johnson Jr. beneficially owns 1,100 shares of Powell Industries Common Stock. These shares are reported as directly held, and the total includes shares that are subject to a time-based vesting provision, reflecting his current equity stake as an officer.

Does the Powell Industries (POWL) Form 3 indicate any recent stock purchase or sale by James Edgar Johnson Jr.?

The Form 3 does not indicate a specific purchase or sale; it reports holdings. It shows that James Edgar Johnson Jr. directly holds 1,100 Common Stock shares, including time-vested shares, serving as a baseline disclosure of his ownership as a company officer.

What is meant by time-based vesting in the Powell Industries (POWL) Form 3 footnote?

Time-based vesting means some reported shares become fully owned only after certain service periods. The Form 3 notes that the 1,100 Common Stock shares held by James Edgar Johnson Jr. include shares subject to such vesting, tying part of his equity compensation to continued employment.

Is James Edgar Johnson Jr. a major shareholder of Powell Industries (POWL) based on this Form 3?

Based on the Form 3, he is not reported as a ten percent owner. The filing lists him as Vice President of Operations with 1,100 directly held Common Stock shares, serving as an initial disclosure of his officer-level equity position rather than a large ownership stake.