STOCK TITAN

PPHC (PPHC) director receives 11,012-share stock grant, holds 83,072

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Public Policy Holding Company, Inc. reported that director Austin Keenan Nealean received a grant of 11,012 shares of common stock at a per-share price of $0.0000. After this equity award, he directly holds 83,072 shares of common stock, reflecting a routine, compensation-related acquisition rather than an open-market purchase.

Positive

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Negative

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Insider Austin Keenan Nealean
Role Director
Type Security Shares Price Value
Grant/Award Common Stock, $0.001 par value 11,012 $0.00 --
Holdings After Transaction: Common Stock, $0.001 par value — 83,072 shares (Direct)
Footnotes (1)
Shares granted 11,012 shares Grant, award, or other acquisition on 2026-06-12
Grant price $0.0000 per share Price per share for 11,012-share award
Shares held after 83,072 shares Total direct common stock holdings after grant
Par value $0.001 per share Par value of PPHC common stock
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
Common Stock, $0.001 par value financial
"security_title: Common Stock, $0.001 par value"
transaction_direction: acquire financial
"transaction_direction: acquire"
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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FAQ

What insider transaction did PPHC director Austin Keenan Nealean report?

Austin Keenan Nealean reported receiving 11,012 PPHC common shares as a grant. The transaction is coded as a grant, award, or other acquisition, indicating it is compensation-related and not an open-market purchase or sale.

At what price were the PPHC shares granted to Austin Keenan Nealean?

The 11,012 PPHC common shares were granted at a price of $0.0000 per share. This zero-price entry reflects a share award rather than a market trade, consistent with compensation or incentive stock arrangements disclosed for insiders.

How many PPHC shares does Austin Keenan Nealean hold after this grant?

Following the reported grant, Austin Keenan Nealean directly holds 83,072 PPHC common shares. This total includes the 11,012-share award disclosed in the filing and represents his direct ownership position after the transaction.

Is the PPHC insider transaction a buy or a grant?

The transaction is a grant, not an open-market buy. It is coded as a “Grant, award, or other acquisition,” with the transaction direction identified as “acquire,” reflecting shares received without a purchase in the market.

What type of security did Austin Keenan Nealean receive from PPHC?

He received PPHC “Common Stock, $0.001 par value” as disclosed in the filing. This indicates standard common equity in the company, granted directly rather than acquired through derivative exercises or other complex instruments.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Austin Keenan Nealean

(Last)(First)(Middle)
C/O PUBLIC POLICY HOLDING COMPANY, INC.
800 NORTH CAPITOL STREET, NW, SUITE 800

(Street)
WASHINGTON DISTRICT OF COLUMBIA 20002

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Public Policy Holding Company, Inc. [ PPHC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/12/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, $0.001 par value06/12/2026A11,012A$083,072D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
/s/ Keenan Nealean Austin06/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)