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PPL Corp director Venkata R. Madabhushi reported an increase in deferred equity under the company’s Directors Deferred Compensation Plan. On 01/02/2026, the director acquired 1,246.084 stock units tied to PPL common stock as a derivative security transaction reported in Table II. After this transaction, the director beneficially owns 93,567.426 stock units under the plan.
The stock units are payable in connection with the director’s retirement, rather than having a traditional exercise or conversion price. The reported total also reflects the reinvestment of dividends, meaning dividend equivalents are automatically added as additional units.
PPL Corp director Arthur P. Beattie reported an acquisition of deferred stock-based compensation tied to PPL common shares. On 01/02/2026, he was credited with 1,466.819 stock units under the company’s Directors Deferred Compensation Plan (DDCP), at a reference price of $35.11 per unit. Each unit represents the right to receive an equivalent number of PPL common shares in the future.
The filing states that these DDCP units have no conversion or exercise price, and that payout of the underlying securities will occur after the director’s retirement. Following this transaction, Beattie beneficially owned a total of 46,859.693 DDCP stock units, which includes amounts accumulated through the reinvestment of dividends.
PPL Corp (PPL) director Phoebe A. Wood reported an acquisition of additional deferred stock units under the company’s Directors Deferred Compensation Plan (DDCP). On 01/02/2026, a derivative position labeled Stock Unit (DDCP) tied to PPL common stock increased by 1,246.084 units at a reference price of $35.11 per underlying share. These DDCP units do not have a conversion or exercise price; instead, the underlying securities are scheduled to be paid out following the director’s retirement. After this transaction, Wood beneficially owned 50,537.473 DDCP stock units, which the filing notes includes the reinvestment of dividends. The holdings are reported as held in direct ownership.
PPL Corporation reported that it has partially settled previously executed forward sale agreements tied to its common stock. On December 29, 2025, the company physically settled certain of these agreements by delivering approximately 11.3 million shares of common stock to the forward purchasers, generating net cash proceeds of about $400 million.
The forward sale program initiated in 2025 covers a total of roughly 38.7 million shares, or about $1.4 billion. After this settlement, about 27.4 million shares, representing approximately $1.0 billion under two remaining forward agreements entered into in 2025, are still outstanding and must be settled on or before December 30, 2026 and August 11, 2027.
PPL Corporation reported that its subsidiary Rhode Island Energy has filed a request with the Rhode Island Public Utilities Commission for a two-year increase in electric and natural gas base distribution rates, expected to take effect on September 1, 2026. The plan is designed to collect additional operating revenue of $180.7 million in the first year and $49.4 million in the second year across electric and gas combined. The filing is based on a historical test year from September 1, 2024 through August 31, 2025 and includes a requested authorized return on equity of 10.75%. The company states it cannot predict the outcome of the proceeding and anticipates a PUC ruling in the third quarter of 2026.
PPL Capital Funding, Inc., a wholly owned subsidiary of PPL Corporation, issued $1.15 billion of 3.000% Exchangeable Senior Notes due 2030 in a private Rule 144A offering to qualified institutional buyers. The notes are senior unsecured obligations of the issuer and are fully and unconditionally guaranteed by PPL Corporation.
The notes bear 3.000% interest, payable semiannually, and mature on December 1, 2030, with exchange rights into PPL common stock at an initial rate of 23.4412 shares per $1,000 principal amount, equivalent to an exchange price of approximately $42.66 per share, a 20.0% premium to the $35.55 share price on November 19, 2025. The issuer received net proceeds of $1.14 billion, which it intends to use to repay short-term debt and for general corporate purposes.
The issuer may redeem the notes for cash on or after December 5, 2028 if PPL’s stock trades at least 130% of the then-current exchange price, and holders may require repurchase upon a fundamental change. Initially, a maximum of 32,348,695 PPL common shares may be issued upon exchange, based on an initial maximum exchange rate of 28.1293 shares per $1,000 principal amount.
PPL Corporation reported that its wholly owned subsidiary, PPL Capital Funding, Inc., has priced a private placement of $1.0 billion principal amount of 3.000% Exchangeable Senior Notes due 2030. These notes will be fully and unconditionally guaranteed by PPL Corporation, meaning the parent company stands behind the debt obligations of its financing subsidiary.
The announcement was made through a press release, which is included as an exhibit. By issuing these exchangeable senior notes, PPL is adding long-dated, fixed-rate debt to its capital structure, which can help fund general corporate needs or refinancing plans, depending on how the company chooses to use the proceeds.
PPL Corporation reported that it has launched a private placement of $1.0 billion principal amount of Exchangeable Senior Notes due 2030. The notes will be issued by its wholly owned subsidiary, PPL Capital Funding, Inc., and will be fully and unconditionally guaranteed by PPL Corporation, meaning the parent company stands behind all payment obligations on the notes.
The announcement was made through a press release, which is included as an exhibit. The filing also reminds readers that any statements about future events, costs, regulation, strategy or performance are forward-looking and subject to risks that could cause actual results to differ materially.
PPL Corp filed a Form 4 for President and CEO Vincent Sorgi. On 11/07/2025, he disposed of 30,200 shares of common stock at $0.00 (transaction code G). Following the transaction, he beneficially owns 445,993.08 shares directly and 176.935 shares indirectly, held in a trust under the Employee Stock Ownership Plan. The reported totals include reinvested dividends.
PPL Corporation updated its significant accounting policies to include a clear reconciliation of cash, cash equivalents and restricted cash between the Balance Sheets and Statements of Cash Flows.
As of September 30, 2025, PPL reported cash and cash equivalents $1,102 million and restricted cash (current) $42 million, for total cash, cash equivalents and restricted cash of $1,144 million. At December 31, 2024, the comparable figures were $306 million in cash and cash equivalents and $1 million in restricted cash, totaling $307 million. The company states that bank deposits and other cash equivalents restricted by agreement or designated for a specific purpose are classified as restricted cash, with the current portion included in Other current assets.