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PPL SEC Filings

PPL NYSE

Welcome to our dedicated page for PPL SEC filings (Ticker: PPL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

PPL Corporation filings document the regulated utility holding company's operating results, regulatory proceedings and capital structure. Recent Form 8-K disclosures cover quarterly and annual results, Regulation FD presentations, Pennsylvania electric distribution rate matters, Kentucky utility rate orders, and FERC transmission return-on-equity matters affecting Rhode Island Energy.

Proxy materials describe board governance, shareholder voting items and executive compensation. Financing filings record PPL's corporate units, stock purchase contracts, PPL Capital Funding remarketable senior notes and related guarantees, linking capital-market activity to the company's common stock and utility financing structure.

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Franklin Resources, Inc. reports beneficial ownership of 43,836,112 shares of PPL Corp common stock, representing 5.8% of the class as of March 31, 2026.

The filing states this holding reflects aggregated positions managed by Franklin's investment management subsidiaries after an internal realignment that ceased separate reporting by Franklin Mutual Advisers and Brandywine Global. The schedule lists voting and dispositive power allocations across named subsidiaries, including Putnam and Franklin Advisers.

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PPL Corp executive vice president Lonnie E. Bellar reported routine equity compensation activity involving restricted stock units under the company’s Stock Incentive Plan. On 04/24/2026, 81.449 stock units vested and were converted into common stock, reflecting the first installment of a 245.380-unit grant awarded on 04/25/2025.

To cover taxes due at vesting, the company withheld 37 common shares at $38.75 per share at Bellar’s request, a non‑market tax-withholding disposition. Following these transactions, Bellar directly held 42,205.449 shares of PPL common stock, including shares from dividend reinvestment. Remaining installments of the original grant are scheduled to vest in 2027 and 2028.

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PPL Corp executive David J. Bonenberger, EVP & COO-Utilities, reported routine equity compensation activity involving company common stock. On April 24, 2026, he exercised 216.511 stock units under the Stock Incentive Plan (SIP) into common shares at $38.75 per share, converting a derivative award into direct ownership.

To cover taxes from the vesting, 95 shares were withheld by the company at his request at the same $38.75 price, a tax-withholding disposition rather than an open-market sale. After these transactions, he directly holds 71,961.252 common shares.

The filing also shows indirect holdings of 100 shares by his spouse in an IRA and 5,111.129 shares held in trust through the Employee Stock Ownership Plan. Footnotes note that the 216.511 units represent the first installment of a 649.535-unit restricted stock grant from April 25, 2025, with further installments scheduled to vest in 2027 and 2028.

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PPL Corp President and CEO Vincent Sorgi reported a Form 4 showing a bona fide gift of 33,000 shares of Common Stock on April 8, 2026. The gift was made at no stated price per share and reflects a non-market disposition.

After this gift, Sorgi directly holds 612,492.264 shares of PPL common stock. He also has an indirect holding of 179.638 shares held in trust pursuant to the Employee Stock Ownership Plan, where totals include the reinvestment of dividends.

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Williamson Keith H reported acquisition or exercise transactions in this Form 4 filing.

PPL Corp director Keith H. Williamson received a grant of 1,140.214 stock units under the company’s Directors Deferred Compensation Plan (DDCP). These stock units track the value of PPL common stock and will be paid out in shares after his retirement, rather than immediately.

Following this award and the reinvestment of dividends, Williamson now holds a total of 139,192.950 stock units under the plan. This transaction reflects routine, compensation-related equity awards for a board member and does not involve any open-market buying or selling of PPL shares.

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WOOD PHOEBE A reported acquisition or exercise transactions in this Form 4 filing.

PPL Corp director Phoebe A. Wood received a grant of deferred stock units under the company’s Directors Deferred Compensation Plan. On the transaction date, she was awarded 1,140.214 stock units tied to PPL common stock at a reference price of $38.37 per unit.

Payout of these units will occur following her retirement, and the reported total of 52,053.063 stock units includes the reinvestment of dividends, reflecting her accumulated deferred director compensation rather than an open-market share purchase.

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PPL Corp director Craig A. Rogerson reported a compensation-related grant of stock units under the Directors Deferred Compensation Plan (DDCP). He acquired 1,140.214 Stock Units (DDCP) tied to PPL common stock at a reference value of $38.37 per unit. Under the DDCP, the underlying securities are paid out following a director's retirement, so this represents deferred compensation rather than an open-market purchase. After this grant, Rogerson holds a total of 245,480.199 stock units, which includes the reinvestment of dividends.

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PPL Corp director Madabhushi Venkata R received a grant of 1,140.214 stock units under the company’s Directors Deferred Compensation Plan (DDCP). These units are tied to PPL common stock at a reference value of $38.37 per share and represent deferred compensation rather than an open-market purchase.

Under the DDCP, there is no exercise price; payout of the underlying securities occurs after the director’s retirement. Following this award, the director holds a total of 95,402.629 stock units, which the disclosure notes includes the reinvestment of dividends.

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PPL Corp director Art P. Beattie received an award of stock units under the company’s Directors Deferred Compensation Plan (DDCP). On the transaction date, he acquired 1,342.195 Stock Units (DDCP), each tied to PPL common stock at a reference price of $38.37 per unit.

Following this grant, Beattie holds a total of 48,549.946 Stock Units (DDCP) directly. According to the plan, these units will be paid out in underlying common shares after the director’s retirement, and the total includes units accumulated through dividend reinvestment.

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Redman Heather B reported acquisition or exercise transactions in this Form 4 filing.

PPL Corp director Heather B. Redman received a grant of 1,140.214 Stock Units under the company’s Directors Deferred Compensation Plan (DDCP). Each unit represents an equivalent number of shares of common stock at a reference price of $38.37 per share. After this award and dividend reinvestments, her total DDCP stock units stand at 27,490.404, which will be paid out following her retirement as a director.

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FAQ

How many PPL (PPL) SEC filings are available on StockTitan?

StockTitan tracks 118 SEC filings for PPL (PPL), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for PPL (PPL)?

The most recent SEC filing for PPL (PPL) was filed on April 29, 2026.