Welcome to our dedicated page for PPL SEC filings (Ticker: PPL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The PPL Corporation (NYSE: PPL) SEC filings page on Stock Titan provides structured access to the company’s regulatory disclosures, along with AI-powered summaries to help interpret complex documents. As a U.S. energy company based in Allentown, Pennsylvania, with regulated utility operations in Pennsylvania, Kentucky and Rhode Island, PPL uses SEC filings to report financial performance, financing transactions and significant regulatory and operational events.
Investors can review PPL’s Form 8-K current reports, which describe material developments such as quarterly earnings releases, rate case and CPCN outcomes, bond and note issuances and forward equity arrangements. Recent 8-K filings detail PPL Capital Funding’s exchangeable senior notes due 2030, the use of proceeds to repay short-term debt, and the structure of exchange rights into PPL common stock. Other 8-Ks discuss rate proceedings and regulatory orders affecting subsidiaries like PPL Electric Utilities, LG&E, KU and Rhode Island Energy.
Core periodic reports such as the Form 10-K annual report and Form 10-Q quarterly reports (when available in the feed) provide broader context on segment performance, regulatory environments, capital expenditure plans and risk factors relevant to PPL’s regulated utility model. These filings often include segment-level discussions for Kentucky Regulated, Pennsylvania Regulated and Rhode Island Regulated operations, along with information on allowed returns on equity and cost recovery mechanisms.
For users interested in capital structure and securities information, filings also cover instruments such as first mortgage bonds issued by LG&E and KU, equity distribution agreements and forward sale agreements involving PPL common stock. Where applicable, Form 4 insider transaction reports and proxy materials can shed light on insider activity and governance matters.
Stock Titan’s AI tools summarize lengthy PPL filings, highlight key terms, and surface items such as new debt obligations, changes in guidance, regulatory decisions and notable risks. Real-time updates from EDGAR ensure that new PPL filings, including 10-K, 10-Q, 8-K and Form 4 submissions, are quickly reflected, helping investors and researchers navigate the detailed regulatory record that accompanies PPL’s multi-jurisdiction utility operations.
PPL Corp executive John R. Crockett III reported stock-based compensation activity involving common stock on 01/20/2026. A total of 6,090.229 stock units granted under the Stock Incentive Plan (SIP) vested and were converted into 6,090.229 shares of PPL common stock at an exercise price of $0.00 per unit. These new shares were acquired at a market price of $36.91 per share, increasing his directly held common stock to 29,739.744 shares.
On the same date, 2,062 shares of common stock were withheld by the company at Crockett’s request to cover taxes due upon the expiration of the restriction period, also valued at $36.91 per share. After this tax withholding, Crockett directly owned 27,677.744 shares of PPL common stock.
PPL Corp executive John Gregory Cornett reported routine equity compensation activity. On 01/20/2026, 1,237 Stock Unit (SIP) derivatives with a conversion price of $0.00 vested and were converted into 1,237 shares of PPL common stock at a price of $36.91 per share. On the same date, 455 common shares were withheld by the company at his request to cover taxes due under the Stock Incentive Plan, also valued at $36.91 per share. After these transactions, Cornett directly held 8,616 shares of PPL common stock.
PPL Corp executive David J. Bonenberger, EVP & COO-Utilities, reported routine equity compensation activity. On January 20, 2026, 5,197.733 Stock Incentive Plan units vested and were converted into the same number of PPL common shares at $36.91 per share.
The company then withheld 1,726 shares at $36.91 per share to cover taxes, as requested under the Stock Incentive Plan. After these transactions, Bonenberger directly owned 49,174.906 shares of PPL common stock, plus indirect holdings of 5,073.336 shares held in an Employee Stock Ownership Plan trust and 100 shares held in a spouse’s IRA.
PPL Corp executive Joseph P. Bergstein Jr., EVP and CFO, reported routine equity compensation activity. On 01/20/2026 he converted 13,938.871 Stock Incentive Plan units into the same number of shares of PPL common stock at a price of $36.91 per share. The company then withheld 4,232 shares at his request to cover taxes due when the restriction period ended, as allowed under the Stock Incentive Plan.
After these transactions, he directly held 161,777.549 shares of common stock. He also had indirect beneficial ownership of 395.195 shares held in trust under the Employee Stock Ownership Plan and 62.527 shares as custodian for children under the Dividend Reinvestment Plan. The filing notes that the total includes the reinvestment of dividends and that the units vested on 01/20/2026.
PPL Corp executive vice president Lonnie E. Bellar reported routine equity compensation activity. On January 20, 2026, 2,106 Stock Unit (SIP) derivative units vested and were converted into 2,106 shares of PPL common stock at a price of $36.91 per share, increasing his directly held shares to 31,859.
On the same date, 729 shares of common stock were withheld by the company at Bellar’s request to cover taxes due upon vesting, as noted in the footnote. After this tax withholding transaction, Bellar directly held 31,130 shares of PPL common stock.
PPL Corp executive Marlene C. Beers, Vice President and Controller, reported equity award activity in company stock on 01/20/2026. She exercised 2,165.907 Stock Units (SIP), which converted into the same number of PPL common shares at an exercise price of $0.00 per unit. The resulting common stock was recorded at a transaction price of $36.91 per share.
To cover taxes due at vesting under the Stock Incentive Plan, 738 common shares were withheld by the company, as noted in the footnotes. After these transactions, Beers directly beneficially owned 45,053.861 PPL common shares and also had indirect investment power over 1,500 additional shares held by a family member. The filing reflects routine compensation-related vesting and tax withholding activity.
PPL Corp director Armando Zagalo de Lima reported acquiring additional deferred stock units under the company’s Directors Deferred Compensation Plan. On 01/02/2026, he acquired 1,780.12 stock units, each tied to PPL common stock, at a reference price of $35.11 per unit. After this transaction, he beneficially owns a total of 128,025.88 stock units in the plan, held directly.
The filing notes that these deferred stock units do not have a conversion or exercise price, because the plan provides that payout of the underlying securities will occur after the director’s retirement. The reported total also includes units accumulated through the reinvestment of dividends.
PPL Corp director Keith H. Williamson reported acquiring additional deferred stock units under the company’s Directors Deferred Compensation Plan (DDCP). On 01/02/2026, a derivative security labeled as Stock Unit (DDCP) tied to PPL common stock was credited with 1,246.084 units at a derivative price of $35.11 per unit.
After this transaction, Williamson beneficially owned 137,034.885 derivative securities on a direct basis. Under the DDCP, there is no conversion or exercise price, and payout of the underlying securities occurs following the director’s retirement. The reported total also includes the reinvestment of dividends.
PPL Corp director Natica von Althann reported acquiring 1,246.084 deferred stock units on 01/02/2026 under the company’s Directors Deferred Compensation Plan (DDCP). These units are tied to PPL common stock and were valued at $35.11 per unit for this crediting event.
After this transaction, the director beneficially owns a total of 105,689.049 derivative securities in the form of DDCP stock units, held as a direct ownership interest. Under the plan’s terms, no exercise or conversion price applies; the underlying shares are scheduled to be paid out following the director’s retirement, and the reported total includes reinvested dividends.
PPL Corp director reports acquisition of deferred stock units
A PPL Corp director reported a routine equity transaction under a deferred compensation plan. On 01/02/2026, the director acquired 1,246.084 stock units (DDCP) as shown in Table II of the filing. These derivative securities are tied to PPL common stock, with an underlying amount of 1,246.084 shares at a reference price of $35.11 per share.
Under the Directors Deferred Compensation Plan, there is no exercise or conversion price because the payout of the underlying securities occurs following the director's retirement. After this transaction, the director beneficially owned 18,379.202 derivative securities, with the total including the reinvestment of dividends.