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Prenetics (PRE) director reports 7,595 RSUs that vest in 2027

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Prenetics Global Ltd (PRE) reports the initial equity holdings of director Caroline S. Levy. She holds 7,595 Restricted Stock Units (RSUs), each representing a contingent right to receive one Class A ordinary share. These RSUs vest on August 17, 2027, subject to continued service, and expire on August 17, 2033.

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Insider Levy Caroline S
Role Director
Type Security Shares Price Value
holding Restricted Stock Unit F1 -- -- --
Holdings After Transaction: Restricted Stock Unit — 7,595 shares (Direct)
Footnotes (1)
  1. F1. Each Restricted Stock Unit ("RSU"), granted under the Issuer's 2022 Share Incentive Plan, represents a contingent right to receive one Class A Ordinary Share. 7,595 RSUs vest on August 17, 2027, subject to continued service. Upon vesting, the RSUs are settled and delivered in shares.
RSUs reported 7,595 Restricted Stock Units Initial beneficial ownership of RSUs held by director Caroline S. Levy
Underlying Class A Ordinary Shares 7,595 shares Each RSU represents a contingent right to receive one Class A ordinary share
Exercise/Conversion Price $0.0000 per share Exercise price for the Restricted Stock Units reported
Vesting Date August 17, 2027 7,595 RSUs vest on this date, subject to continued service
Expiration Date August 17, 2033 Expiration date of the Restricted Stock Units reported
Restricted Stock Unit financial
"Each Restricted Stock Unit ("RSU"), granted under the Issuer's 2022 Share Incentive Plan"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
2022 Share Incentive Plan financial
"granted under the Issuer's 2022 Share Incentive Plan, represents a contingent right"
Class A Ordinary Share financial
"receive one Class A Ordinary Share, par value $0.0015 per share"
A Class A ordinary share is a type of common stock a company issues that carries a specific set of rights—most often particular voting power, dividend terms, or transfer rules—distinct from other share classes. For investors it matters because those rights affect control over company decisions, how income is paid out, and how easy shares are to buy or sell; think of it like a tiered ticket that gives different access and influence at the same event.
contingent right financial
"represents a contingent right to receive one Class A Ordinary Share"

FAQ

Who is the reporting person in Prenetics Global Ltd (PRE)'s Form 3?

The reporting person is Caroline S. Levy, who is identified as a director of Prenetics Global Ltd. The Form 3 discloses her initial beneficial ownership of certain equity-based awards in the company.

What equity awards in PRE does Caroline S. Levy report on this Form 3?

Caroline S. Levy reports holding 7,595 Restricted Stock Units (RSUs) of Prenetics Global Ltd. Each RSU represents a contingent right to receive one Class A ordinary share when it vests and is settled in shares.

When do Caroline S. Levy’s 7,595 RSUs in PRE vest?

The filing states that 7,595 RSUs vest on August 17, 2027, subject to Ms. Levy’s continued service. Upon vesting, the RSUs are settled and delivered in Class A ordinary shares of Prenetics Global Ltd.

What is the exercise or conversion price of the RSUs reported for PRE?

The RSUs have an exercise or conversion price of $0.0000 per share, meaning no cash payment is required upon settlement. Each vested RSU is settled in one Class A ordinary share of Prenetics Global Ltd.

When do the RSUs held by Caroline S. Levy in PRE expire?

The RSUs reported in the Form 3 have an expiration date of August 17, 2033. They are granted under Prenetics Global Ltd’s 2022 Share Incentive Plan and are subject to vesting and service conditions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
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hours per response:0.5
1. Name and Address of Reporting Person*
Levy Caroline S

(Last)(First)(Middle)
UNIT 703-706, K11 ATELIER
728 KINGS ROAD, QUARRY BAY

(Street)
HONG KONG

(City)(State)(Zip)

HONG KONG

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
08/17/2026
3. Issuer Name and Ticker or Trading Symbol
Prenetics Global Ltd [ PRE ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit (1)08/17/2033Class A Ordinary Share, par value $0.0015 per share7,595$0D
Explanation of Responses:
1. Each Restricted Stock Unit ("RSU"), granted under the Issuer's 2022 Share Incentive Plan, represents a contingent right to receive one Class A Ordinary Share. 7,595 RSUs vest on August 17, 2027, subject to continued service. Upon vesting, the RSUs are settled and delivered in shares.
Remarks:
Exhibit 24 - Power of Attorney
s/ Stephen Hoi Chun Lo, as attorney-in-fact for Caroline Shan Levy08/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)