STOCK TITAN

Prenetics grants 10,730 RSUs to IM8 finance VP

A finance executive of Prenetics Global Ltd received a 10,730-unit RSU equity award tied to future service-based vesting.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Prenetics Global Ltd (symbol: PRE) is the issuer of record for a Form 4 filing submitted to the SEC. Tat Thuan Yen reported acquisition or exercise transactions in this Form 4 filing.

Prenetics Global Ltd (PRE) reported that Tat Thuan Yen, VP, Finance of IM8 (US) LLC, received a grant of 10,730 Restricted Stock Units (RSUs) on September 3, 2026 under the company’s 2022 Share Incentive Plan. Each RSU represents one Class A Ordinary Share upon vesting and settlement, subject to continued service.

Positive

  • None.

Negative

  • None.
Insider Tat Thuan Yen
Role VP, Finance of IM8 (US) LLC
Type Security Shares Price Value
Grant/Award Restricted Stock Unit F1 10,730 $0.00 $0.00
Holdings After Transaction: Restricted Stock Unit — 10,730 contracts (Direct)
Footnotes (1)
  1. F1. Each Restricted Stock Unit ("RSU"), granted under the Issuer's 2022 Share Incentive Plan, represents a contingent right to receive one Class A Ordinary Share. 3,576 RSUs vest on August 3, 2027, subject to continued service. 7,154 RSUs vest in eight equal tranches on the third day of each third month following August 3, 2027, beginning on November 3, 2027 and ending on August 3, 2029, subject to continued service. Upon vesting, the RSUs are settled and delivered in shares.
RSUs granted 10,730 units Restricted Stock Units granted on September 3, 2026
RSUs vesting on August 3, 2027 3,576 units First vesting tranche, subject to continued service
Remaining RSUs vesting 2027–2029 7,154 units Vest in eight equal tranches from November 3, 2027 to August 3, 2029
Exercise/Conversion price $0.00 per RSU RSU grant under the 2022 Share Incentive Plan
RSU holdings after transaction 10,730 units Total Restricted Stock Units reported as directly held after the grant
RSU expiration date August 3, 2033 Expiration date for the granted RSUs
Restricted Stock Unit financial
"Each Restricted Stock Unit ("RSU"), granted under the Issuer's 2022 Share Incentive Plan"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
2022 Share Incentive Plan financial
"Each Restricted Stock Unit ("RSU"), granted under the Issuer's 2022 Share Incentive Plan"
Class A Ordinary Share financial
"represents a contingent right to receive one Class A Ordinary Share"
A Class A ordinary share is a type of common stock a company issues that carries a specific set of rights—most often particular voting power, dividend terms, or transfer rules—distinct from other share classes. For investors it matters because those rights affect control over company decisions, how income is paid out, and how easy shares are to buy or sell; think of it like a tiered ticket that gives different access and influence at the same event.
continued service other
"RSUs vest on August 3, 2027, subject to continued service"

FAQ

What insider equity award did PRE report for Tat Thuan Yen?

PRE reported that Tat Thuan Yen, VP, Finance of IM8 (US) LLC, received a grant of 10,730 Restricted Stock Units (RSUs) on September 3, 2026, each representing a contingent right to receive one Class A Ordinary Share under the 2022 Share Incentive Plan.

How many PRE RSUs were granted and what are the holdings after the grant?

The grant consists of 10,730 RSUs, and reported holdings of RSUs following the transaction are also 10,730 units, all held as direct derivative securities linked to Class A Ordinary Shares of Prenetics Global Ltd.

What is the vesting schedule for the 10,730 PRE RSUs granted to Tat Thuan Yen?

The filing states that 3,576 RSUs vest on August 3, 2027, and 7,154 RSUs vest in eight equal tranches on the third day of each third month from November 3, 2027 through August 3, 2029, all subject to continued service.

What does each PRE RSU granted to Tat Thuan Yen represent?

Each Restricted Stock Unit represents a contingent right to receive one Class A Ordinary Share of Prenetics Global Ltd. Upon vesting and subject to continued service, the RSUs are settled and delivered in shares of Class A Ordinary Stock.

Was the PRE RSU grant to Tat Thuan Yen made under a Rule 10b5-1 plan?

The document-level Rule 10b5-1 checkbox is reported as false, and no footnote states that the RSU grant was made pursuant to a Rule 10b5-1 trading plan.

What are the key dates associated with the PRE RSU grant to Tat Thuan Yen?

Key dates include the grant date of September 3, 2026, an RSU vesting date of August 3, 2027 for 3,576 RSUs, subsequent vesting dates from November 3, 2027 to August 3, 2029, and an RSU expiration date of August 3, 2033.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Tat Thuan Yen

(Last)(First)(Middle)
UNIT 703-706, K11 ATELIER
728 KINGS ROAD, QUARRY BAY

(Street)
HONG KONG

(City)(State)(Zip)

HONG KONG

(Country)
2. Issuer Name and Ticker or Trading Symbol
Prenetics Global Ltd [ PRE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP, Finance of IM8 (US) LLC
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit$009/03/2026A10,730 (1)08/03/2033Class A Ordinary Share, par value $0.0015 per share10,730$010,730D
Explanation of Responses:
1. Each Restricted Stock Unit ("RSU"), granted under the Issuer's 2022 Share Incentive Plan, represents a contingent right to receive one Class A Ordinary Share. 3,576 RSUs vest on August 3, 2027, subject to continued service. 7,154 RSUs vest in eight equal tranches on the third day of each third month following August 3, 2027, beginning on November 3, 2027 and ending on August 3, 2029, subject to continued service. Upon vesting, the RSUs are settled and delivered in shares.
Remarks:
/s/ Stephen Hoi Chun Lo, as attorney-in-fact for Thuan Yen Tat09/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)