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Perrigo EVP exercises 7,701 RSUs at $14.34

EVP & CBDO David Ball exercised 7,701 PRGO RSUs into ordinary shares, with part of the shares withheld to cover exercise price or taxes.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PERRIGO Co plc (PRGO) reported that executive vice president and chief business development officer David Ball exercised 7,701 Restricted Stock Units on September 9, 2026, converting them into 7,701 ordinary shares at $14.34 per share. As part of this event, 2,784 ordinary shares were delivered or withheld to pay the exercise price or related tax liability. No Restricted Stock Units remained from this award after the transaction, and no Rule 10b5-1 trading plan is reported.

Positive

  • None.

Negative

  • None.
Insider Ball David
Role EVP & CBDO
Type Security Shares Price Value
Exercise Restricted Stock Units F1, F2 7,701 -- --
Exercise Ordinary Shares 7,701 $14.34 $110K
Exercise Price or Tax Liability Ordinary Shares 2,784 $14.34 $40K
Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Ordinary Shares — 11,664 shares (Direct)
Footnotes (2)
  1. F1. Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share.
  2. F2. Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting in 2 equal annual installments beginning 9 September 2025.
Restricted Stock Units exercised 7,701 units RSUs converted into Perrigo ordinary shares on September 9, 2026
Ordinary shares acquired from RSU conversion 7,701 shares Shares received by David Ball upon exercise on September 9, 2026
Shares delivered or withheld for exercise price or tax liability 2,784 shares Ordinary shares used to satisfy exercise price or tax obligations at $14.34 per share
Share price used in transactions $14.34 per share Applied to ordinary share transactions reported on September 9, 2026
Restricted Stock Units remaining from this award 0 units Total RSUs following the reported exercise for this award
Restricted Stock Units financial
"Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Ordinary Shares financial
"Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share"
Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.
exercise or conversion of derivative security financial
"transaction code M reported as Exercise or conversion of derivative security"
Payment of exercise price or tax liability by delivering or withholding securities financial
"transaction code F described as Payment of exercise price or tax liability by delivering or withholding securities"

FAQ

What did PRGO executive David Ball report in this Form 4?

David Ball, EVP & CBDO of PERRIGO Co plc (PRGO), reported exercising 7,701 Restricted Stock Units on September 9, 2026, receiving 7,701 ordinary shares, with 2,784 shares delivered or withheld to pay the exercise price or related tax liability.

How many PRGO Restricted Stock Units did David Ball convert to shares?

David Ball converted 7,701 Restricted Stock Units into 7,701 Perrigo ordinary shares on September 9, 2026. Each Restricted Stock Unit represented a contingent right to receive one ordinary share, as disclosed in the footnotes.

What price per share applied to David Ball’s PRGO share transaction?

The ordinary shares received by David Ball upon RSU conversion were valued at $14.34 per share. This per-share amount also applied to the 2,784 ordinary shares delivered or withheld to pay the exercise price or related tax liability.

How many PRGO shares were withheld for exercise price or taxes for David Ball?

In connection with the RSU exercise, 2,784 Perrigo ordinary shares were delivered or withheld at $14.34 per share to pay the exercise price or related tax liability, as reported under transaction code F.

Does the Form 4 indicate a Rule 10b5-1 trading plan for PRGO shares?

No. The filing indicates that no Rule 10b5-1 trading plan was affirmed for these transactions involving Perrigo (PRGO) securities; the document-level checkbox is explicitly unchecked.

What happens to David Ball’s Restricted Stock Units in this PRGO filing?

The filing shows that 7,701 Restricted Stock Units were exercised into ordinary shares, leaving zero units from this specific award after the transaction. Each unit represented a contingent right to receive one Perrigo ordinary share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ball David

(Last)(First)(Middle)
C/O PERRIGO COMPANY PLC
515 EASTERN AVENUE

(Street)
ALLEGAN MICHIGAN 49010

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PERRIGO Co plc [ PRGO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP & CBDO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/09/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares09/09/2026M7,701A$14.3414,448D
Ordinary Shares09/09/2026F2,784D$14.3411,664D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)09/09/2026M7,701 (2) (2)Ordinary Shares7,701(1)0D
Explanation of Responses:
1. Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share.
2. Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting in 2 equal annual installments beginning 9 September 2025.
Remarks:
/s/ Diana Witt, attorney-in- fact for Mr. David Ball09/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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