Piper Sandler (NYSE: PRI) holder files Form 144 stock sale notice

Rhea-AI Filing Summary

A holder of common stock for the issuer plans a sale through Piper Sandler on the NYSE, with related information referencing the date 07/15/2026. The notice lists compensation-based acquisitions of common stock from the issuer between 07/15/2013 and 03/13/2026 with amounts such as 1,847 and 3,460.

Key Figures

Compensation amount: 1847 Compensation amount: 3460 Compensation amount: 2148 +3 more

6 metrics

Compensation amount 1847 Amount associated with a common stock compensation entry dated 07/15/2013

Compensation amount 3460 Amount associated with a common stock compensation entry dated 12/14/2014

Compensation amount 2148 Amount associated with a common stock compensation entry dated 12/31/2025

Compensation amount 99 Amount associated with a common stock compensation entry dated 03/13/2026

Compensation period start 07/15/2013 Earliest date listed for compensation-related common stock from the issuer

Compensation period end 03/13/2026 Latest date listed for compensation-related common stock from the issuer

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Available on EDGAR 07/15/2026 - 09:48 AM Accepted by SEC EDGAR 07/15/2026 - 09:47 AM Learn about SEC filing dates

FAQ

What does the Form 144 related to PRI disclose?

It discloses a planned sale of common stock through Piper Sandler on the NYSE. The notice links this potential sale to multiple earlier compensation-based issuances of common stock from the issuer, accumulated over many years and now referenced together in connection with the proposed Form 144 transaction.

Over what period were the PRI common shares received as compensation?

They were associated with compensation entries dated from 07/15/2013 through 03/13/2026. Each line shows common stock tied to compensation from the issuer, illustrating awards granted periodically across more than a decade and forming the holdings underlying the potential Form 144 sale.

What are examples of compensation grant sizes mentioned for PRI?

Examples include amounts of 1,847, 3,460, 3,443 and 3,466 units of common stock. Other compensation-related entries show 1,054, 1,256, 2,148, 684, 552 and 99 units, reflecting varying award sizes accumulated over time from the issuer.

Which parties and market are associated with the proposed PRI sale?

The information associates the proposed common stock sale with Piper Sandler and the NYSE. These details indicate that any eventual transaction would be executed through Piper Sandler and would take place on the NYSE market rather than an alternative trading venue.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Piper Sandler 800 Nicolett Mall Suite 900 Minneapolis MN 55402-7020	20644	6321192.8	31180000	07/15/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/15/2013	Compensation	Issuer			1847	07/15/2013	Compensation
Common	12/14/2014	Compensation	Issuer			3460	12/14/2014	Compensation
Common	12/31/2015	Compensation	Issuer			3443	12/31/2015	Compensation
Common	09/30/2016	Compensation	Issuer			3466	09/30/2016	Compensation
Common	05/16/2018	Compensation	Issuer			1054	05/16/2018	Compensation
Common	05/13/2020	Compensation	Issuer			1256	05/13/2020	Compensation
Common	05/12/2021	Compensation	Issuer			825	05/12/2021	Compensation
Common	05/11/2022	Compensation	Issuer			1090	05/11/2022	Compensation
Common	05/17/2023	Compensation	Issuer			720	05/17/2023	Compensation
Common	05/08/2024	Compensation	Issuer			684	05/08/2024	Compensation
Common	05/14/2025	Compensation	Issuer			552	05/14/2025	Compensation
Common	03/13/2026	Compensation	issuer			99	03/13/2026	Compensation
Common	12/31/2025	Compensation	Issuer			2148	12/31/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)