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Prelude Therapeutics (PRLD) director receives 38,000 stock options at $3.94 strike

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Prelude Therapeutics Inc director Paul A. Friedman received a grant of stock options as part of his board compensation. The award covers 38,000 options to buy common stock at an exercise price of $3.94 per share and expires on June 8, 2036. The options will fully vest on the earlier of the company’s next annual stockholder meeting or the one-year anniversary of the grant date, provided he continues serving the company through the vesting date.

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Insider FRIEDMAN PAUL A
Role null
Type Security Shares Price Value
Grant/Award Director Stock Option (Right to Buy) 38,000 $0.00 --
Holdings After Transaction: Director Stock Option (Right to Buy) — 38,000 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Options granted 38,000 options Director stock option award to Paul A. Friedman
Exercise price $3.94 per share Exercise price for the 38,000 director stock options
Expiration date June 8, 2036 Option term for director stock option grant
Shares underlying options 38,000 shares Common stock underlying the director stock option grant
Director Stock Option (Right to Buy) financial
"security_title: "Director Stock Option (Right to Buy)""
exercise price financial
"conversion_or_exercise_price: "3.9400""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
expiration date financial
"expiration_date: "2036-06-08T00:00:00.000Z""
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
annual stockholder meeting financial
"the Issuer's next annual stockholder meeting, or (b) the one-year anniversary"
An annual stockholder meeting is a yearly gathering where a company's owners (shareholders) receive updates on performance, vote on key issues like board members, executive pay and major corporate plans, and ask questions of management. Think of it as a company town hall where choices about oversight and direction are decided; outcomes can affect management accountability, corporate strategy and ultimately the value and risks of investors’ shares.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
FRIEDMAN PAUL A

(Last)(First)(Middle)
C/O PRELUDE THERAPEUTICS INCORPORATED
175 INNOVATION BOULEVARD

(Street)
WILMINGTON DELAWARE 19805

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Prelude Therapeutics Inc [ PRLD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/09/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Director Stock Option (Right to Buy)$3.9406/09/2026A38,000 (1)06/08/2036Common Stock38,000$0.0038,000D
Explanation of Responses:
1. The option award will fully vest upon the earlier of (a) the Issuer's next annual stockholder meeting, or (b) the one-year anniversary of the grant date, such to the Reporting Person's provision of service to the Issuer on each vesting date.
Remarks:
/s/ Krishna Vaddi, Attorney-in-Fact06/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Prelude Therapeutics (PRLD) director Paul A. Friedman report on this Form 4?

Paul A. Friedman reported receiving a grant of stock options for 38,000 shares of Prelude Therapeutics common stock. These options are part of his director compensation and give him the right to buy shares at a fixed exercise price in the future.

How many Prelude Therapeutics (PRLD) options were granted to Paul A. Friedman?

He was granted stock options covering 38,000 shares of Prelude Therapeutics common stock. This entire amount is newly awarded in this transaction and represents his total option holdings related to this grant after the reported award.

What is the exercise price of Paul A. Friedman’s Prelude Therapeutics (PRLD) stock options?

The stock options have an exercise price of $3.94 per share. This means Friedman can purchase Prelude Therapeutics common stock at $3.94 per share once the options are vested and exercised, regardless of the market price at that time.

When do Paul A. Friedman’s Prelude Therapeutics (PRLD) options vest?

The options will fully vest on the earlier of Prelude Therapeutics’ next annual stockholder meeting or the one-year anniversary of the grant date. Vesting is conditioned on Friedman continuing to provide services to the company through the applicable vesting date.

When do Paul A. Friedman’s Prelude Therapeutics (PRLD) stock options expire?

These director stock options expire on June 8, 2036. After that expiration date, Friedman will no longer be able to exercise the options to purchase Prelude Therapeutics common stock at the $3.94 exercise price.

Is Paul A. Friedman buying or selling Prelude Therapeutics (PRLD) shares in this Form 4?

He is not buying or selling shares on the open market. The Form 4 reports a compensation-related grant of stock options, which gives him the right to acquire shares in the future rather than reflecting an immediate market trade.