Provident Financial (PROV) VP has 357 shares withheld for taxes on RS vesting

Rhea-AI Filing Summary

Provident Financial Holdings Inc. Vice President Sunarto Haryanto Lee reported a tax-related share withholding. On 2026-08-12, 357 shares of common stock at $18.02 per share were withheld by the issuer to satisfy tax withholding obligations triggered by the vesting of restricted stock. Following this, Lee holds 4,687 shares directly, including 2,625 restricted shares under the Provident 2022 Equity Incentive Plan that vest on May 23, 2028, and 10,258 additional shares are held indirectly through an ESOP.

Insider Trade Summary

Net Seller: 357 shares

Net Sell 2 txns

Insider Sunarto Haryanto Lee

Role Vice President

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock, PAR value $0.01 F1, F2	357	$18.02	$6K
holding	Common Stock, PAR value $0.01	--	--	--

Holdings After Transaction: Common Stock, PAR value $0.01 — 4,687 shares (Direct); Common Stock, PAR value $0.01 — 10,258 shares (Indirect, By ESOP)

Footnotes (2)

1. F1. Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock.
2. F2. The ownership of 4,687 shares include 2,625 shares of restricted stock under the Provident 2022 Equity Incentive Plan, which vests on May 23, 2028.

Key Figures

Shares withheld for taxes: 357 shares Withholding price: $18.02 per share Direct holdings after transaction: 4,687 shares +2 more

5 metrics

Shares withheld for taxes 357 shares Shares withheld by issuer on 2026-08-12 to satisfy tax withholding obligations

Withholding price $18.02 per share Price per share for the 357 shares withheld on 2026-08-12

Direct holdings after transaction 4,687 shares Total directly held shares of common stock following the tax-withholding transaction

Restricted stock within direct holdings 2,625 shares Restricted stock under Provident 2022 Equity Incentive Plan vesting on May 23, 2028

Indirect ESOP holdings 10,258 shares Shares of common stock held indirectly by ESOP

Key Terms

tax withholding obligations, restricted stock, Provident 2022 Equity Incentive Plan, ESOP

4 terms

tax withholding obligations financial

"shares withheld by the issuer to satisfy tax withholding obligations"

restricted stock financial

"in connection with the vesting of restricted stock"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Provident 2022 Equity Incentive Plan financial

"restricted stock under the Provident 2022 Equity Incentive Plan, which vests"

ESOP financial

"total shares following transaction held indirectly By ESOP"

An Employee Stock Ownership Plan (ESOP) is a program that gives employees ownership shares in their company, often as part of their benefits package. It acts like a company-sponsored savings plan, allowing workers to have a stake in the company's success, which can boost motivation and loyalty. For investors, ESOPs can influence company decisions and stock value, making them an important aspect of corporate ownership and governance.

FAQ

What did Provident Financial (PROV) insider Sunarto Haryanto Lee report in this Form 4?

Lee reported that 357 shares of Provident Financial common stock were withheld on 2026-08-12 at $18.02 per share to satisfy tax withholding obligations upon the vesting of restricted stock.

Was the PROV Form 4 transaction a market sale by Sunarto Haryanto Lee?

No. The Form 4 states the 357 shares were withheld by the issuer to cover tax withholding obligations related to restricted stock vesting, rather than being sold in an open-market transaction.

How many Provident Financial (PROV) shares does Sunarto Haryanto Lee directly hold after this filing?

After the tax-withholding transaction, Lee directly holds 4,687 shares of Provident Financial common stock, including 2,625 shares of restricted stock under the Provident 2022 Equity Incentive Plan vesting on May 23, 2028.

What indirect Provident Financial (PROV) holdings does Sunarto Haryanto Lee report?

In addition to direct holdings, the Form 4 reports 10,258 Provident Financial common shares held indirectly by ESOP (an employee stock ownership plan), reflecting Lee’s indirect beneficial interest in those shares.

What is the nature of the restricted stock mentioned in the PROV Form 4?

The filing notes that 2,625 shares of Lee’s direct holdings are restricted stock granted under the Provident 2022 Equity Incentive Plan, with these shares scheduled to vest on May 23, 2028.

Does the PROV Form 4 mention a Rule 10b5-1 trading plan for this transaction?

No. The filing’s Rule 10b5-1 indicator is false, and the footnotes describe the event as shares withheld to satisfy tax withholding obligations upon restricted stock vesting, not as part of a trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/13/2026 - 05:43 PM Accepted by SEC EDGAR 08/13/2026 - 05:43 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sunarto Haryanto Lee

(Last) (First) (Middle)

3756 CENTRAL AVENUE

(Street)

RIVERSIDE CALIFORNIA 92506

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PROVIDENT FINANCIAL HOLDINGS INC [ PROV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Vice President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, PAR value $0.01	08/12/2026		F		357(1)	D	$18.02	4,687(2)	D
Common Stock, PAR value $0.01								10,258	I	By ESOP

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock.

2. The ownership of 4,687 shares include 2,625 shares of restricted stock under the Provident 2022 Equity Incentive Plan, which vests on May 23, 2028.

	/s/ Haryanto Lee Sunarto	08/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)