STOCK TITAN
  1. Home
  2. Sec-filings
  3. PRU
  4. [Form 4] PRUDENTIAL FINANCIAL INC Insider Trading Activity

Prudential Financial (PFH) director awarded 1,754 deferred restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Wolk Joseph J reported acquisition or exercise transactions in this Form 4 filing.

Prudential Financial director Joseph J. Wolk received a grant of 1,754 restricted stock units tied to company common stock. Each unit represents a contingent right to receive one share of Prudential Financial common stock. The 2026 restricted stock units vest at the earlier of the company’s annual meeting or one year on May 12, 2027, and have been deferred until Mr. Wolk retires from the Board under Prudential Financial, Inc.’s 2011 Deferred Compensation Plan for Non-Employee Directors. Following this award, Mr. Wolk holds 1,754 restricted stock units directly.

Positive

  • None.

Negative

  • None.
Insider Wolk Joseph J
Role null
Type Security Shares Price Value
Grant/Award 2026 Restricted Stock Units 1,754 $0.00 --
Holdings After Transaction: 2026 Restricted Stock Units — 1,754 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of PRU common stock. The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2027 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.
RSU grant size 1,754 units 2026 restricted stock units granted on May 12, 2026
Underlying shares 1,754 shares Each unit equals one share of common stock
Vesting date May 12, 2027 Earlier of annual meeting or one year on this date
Post-grant RSU holdings 1,754 units Total restricted stock units following the transaction
restricted stock unit financial
"Each restricted stock unit represents a contingent right to receive one share of PRU common stock."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share of PRU common stock."
Deferred Compensation Plan for Non-Employee Directors financial
"under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wolk Joseph J
(Last)(First)(Middle)
751 BROAD STREET, 5TH FLOOR
ATTN.: REGULATORY FILINGS UNIT
(Street)
NEWARK NEW JERSEY 07102
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
PRUDENTIAL FINANCIAL INC [ PRU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/12/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
2026 Restricted Stock Units$0(1)05/12/2026A1,754 (2) (2)Common Stock1,754$01,754D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of PRU common stock.
2. The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2027 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.
/s/ Richard J. Baker, attorney-in-fact05/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did PRUDENTIAL FINANCIAL INC (PFH) report for Joseph J. Wolk?

PRUDENTIAL FINANCIAL INC reported that director Joseph J. Wolk received 1,754 restricted stock units. These 2026 units are a stock-based compensation award rather than an open-market purchase or sale.

How many restricted stock units did Joseph J. Wolk receive from PRUDENTIAL FINANCIAL INC?

Joseph J. Wolk received 1,754 restricted stock units. Each unit represents a contingent right to receive one share of Prudential Financial common stock once vesting and deferral conditions are satisfied.

When do Joseph J. Wolk’s 1,754 PRUDENTIAL FINANCIAL INC restricted stock units vest?

The 1,754 restricted stock units vest at the earlier of the company’s annual meeting or one year on May 12, 2027. Vesting must occur before the underlying common shares can be delivered.

What does each PRUDENTIAL FINANCIAL INC restricted stock unit granted to Joseph J. Wolk represent?

Each restricted stock unit represents a contingent right to receive one share of Prudential Financial common stock. Delivery of the shares depends on the units vesting and the deferral terms in the director compensation plan.

How are Joseph J. Wolk’s PRUDENTIAL FINANCIAL INC restricted stock units treated under the director plan?

The restricted stock units were deferred until Joseph J. Wolk retires from the Board. This deferral is made under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors, delaying share delivery until retirement.

What is Joseph J. Wolk’s restricted stock unit balance after this PRUDENTIAL FINANCIAL INC grant?

After this grant, Joseph J. Wolk holds 1,754 restricted stock units directly. These units correspond to a potential future delivery of 1,754 shares of Prudential Financial common stock, subject to vesting and deferral conditions.