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Prudential SVP gets 353 shares from RSU vesting

A Form 4 shows Robert E. Boyle’s Aug. 31, 2026 RSUs converting to 353 shares, with 115 shares withheld at $117.60 for taxes.

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Prudential Financial Inc (PFH) reported that Senior Vice President Robert E. Boyle settled a tranche of previously granted restricted stock units on August 31, 2026. 353 Restricted Stock Units granted on August 10, 2023 converted into 353 shares of Common Stock, vesting as part of a 3‑year schedule.

On the same date, 115 shares of Common Stock were withheld at $117.60 per share for payment of taxes. The filing also corrects prior misreported beneficial ownership amounts and reports 962 shares of Common Stock held indirectly via a 401(k) plan, including 27 shares accumulated between December 31, 2025 and June 30, 2026. No Rule 10b5‑1 trading plan is reported.

Positive

  • None.

Negative

  • None.
Insider Boyle Robert E
Role Senior Vice President
Type Security Shares Price Value
Exercise 8/10/2023 Restricted Stock Units F5, F6 353 $0.00 $0.00
Exercise Common Stock F1, F2 353 $0.00 $0.00
Tax Withholding Common Stock F3 115 $117.60 $14K
holding Common Stock F4 -- -- --
Holdings After Transaction: 8/10/2023 Restricted Stock Units — 0 contracts (Direct); Common Stock — 5,972 shares (Direct); Common Stock — 962 shares (Indirect, By 401(k))
Footnotes (6)
  1. F1. Represents the vesting of previously awarded restricted stock units.
  2. F2. The amount of securities beneficially owned by Mr. Boyle was incorrectly stated on the Form 4 filed on 2/11/26 in Column 5 thereof due to a calculation error, and this error was also reflected in Mr. Boyle's Form 4 filed on 3/03/26 in Column 5 thereof. The error has been corrected in this report in Column 5.
  3. F3. Represents shares withheld for the payment of taxes.
  4. F4. Amount reported has been adjusted to include 27 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2025, and June 30, 2026, based on a plan statement dated June 30, 2026. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
  5. F5. The Restricted Stock Units convert to common stock on a 1 to 1 basis.
  6. F6. The Restricted Stock Units will vest 1/3 per year beginning the last day of August 2024.
Restricted Stock Units converted 353 shares 8/10/2023 RSUs converting into Common Stock on August 31, 2026 at a 1:1 ratio
Common Stock acquired from RSU vesting 353 shares Shares of Prudential Financial Inc Common Stock received on August 31, 2026 upon RSU vesting
Shares withheld for taxes 115 shares Common Stock withheld on August 31, 2026 for payment of tax liability at $117.60 per share
Tax withholding price $117.60 per share Value applied to the 115 shares of Common Stock withheld for taxes
Indirect 401(k) holdings 962 shares Common Stock held indirectly through a 401(k) plan after adjustments noted in the filing
Additional shares in savings plan 27 shares Issuer Common Stock acquired under The Prudential Employee Savings Plan between December 31, 2025 and June 30, 2026
Restricted Stock Units financial
"Represents the vesting of previously awarded restricted stock units."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Section 16 regulatory
"exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B)"
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.
Rule 16b-3(c) regulatory
"exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B)"
An SEC rule that lets corporate insiders avoid automatic "short‑swing" profit recovery when they buy or sell their company’s stock under a pre‑approved, written plan that meets specific conditions. For investors, it matters because it clarifies when insider trades are treated as routine, reducing legal uncertainty and helping distinguish trades made for ordinary compensation or pre‑planned reasons from those that might signal opportunistic or timely insider advantage.
Rule 16a-3(f)(1)(i)(B) regulatory
"exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B)"
401(k) financial
"Amount reported has been adjusted to include 27 shares ... By 401(k)"
A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.

FAQ

What equity award activity did PFH report for Robert E. Boyle on August 31, 2026?
PFH reported that 353 Restricted Stock Units granted on August 10, 2023 converted into 353 shares of Common Stock for Senior Vice President Robert E. Boyle on August 31, 2026 as part of the scheduled vesting of that award.

How many PFH shares were used to cover taxes for Robert E. Boyle’s award vesting?
To cover tax obligations from the vesting, 115 shares of Prudential Financial Inc Common Stock were withheld on August 31, 2026 at a reported value of $117.60 per share, classified as shares delivered or withheld for payment of tax liability.

What indirect PFH holdings does Robert E. Boyle report after these transactions?
After the reported transactions, Robert E. Boyle reports 962 shares of Prudential Financial Inc Common Stock held indirectly through a 401(k) plan, an amount that includes 27 shares acquired under The Prudential Employee Savings Plan between December 31, 2025 and June 30, 2026.

Did the PFH Form 4 disclose any corrections to Robert E. Boyle’s prior share totals?
Yes. A footnote states that beneficial ownership amounts previously reported on Forms 4 filed on February 11, 2026 and March 3, 2026 were incorrect due to a calculation error, and that this report corrects Column 5 to reflect the accurate holdings.

Are Robert E. Boyle’s PFH transactions on August 31, 2026 under a Rule 10b5-1 plan?
No. The filing’s Rule 10b5‑1 checkbox is not marked, and there is no indication that the August 31, 2026 transactions were made pursuant to a Rule 10b5‑1 trading plan; they relate to vesting and associated tax withholding.

What are the vesting terms of Robert E. Boyle’s 8/10/2023 PFH Restricted Stock Units?
The 8/10/2023 Restricted Stock Units convert to Common Stock on a 1‑for‑1 basis and vest one‑third per year beginning on the last day of August 2024, according to the footnotes describing this award’s vesting schedule.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Boyle Robert E
(Last)(First)(Middle)
751 BROAD STREET, 5TH FLOOR
ATTN: REGULATORY FILINGS UNIT
(Street)
NEWARK NEW JERSEY 07102
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
PRUDENTIAL FINANCIAL INC [ PRU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Senior Vice President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/31/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/31/2026M353(1)A$06,087(2)D
Common Stock08/31/2026F115(3)D$117.65,972D
Common Stock962(4)IBy 401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
8/10/2023 Restricted Stock Units$0(5)08/31/2026M353 (6) (6)Common Stock353$00D
Explanation of Responses:
1. Represents the vesting of previously awarded restricted stock units.
2. The amount of securities beneficially owned by Mr. Boyle was incorrectly stated on the Form 4 filed on 2/11/26 in Column 5 thereof due to a calculation error, and this error was also reflected in Mr. Boyle's Form 4 filed on 3/03/26 in Column 5 thereof. The error has been corrected in this report in Column 5.
3. Represents shares withheld for the payment of taxes.
4. Amount reported has been adjusted to include 27 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2025, and June 30, 2026, based on a plan statement dated June 30, 2026. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
5. The Restricted Stock Units convert to common stock on a 1 to 1 basis.
6. The Restricted Stock Units will vest 1/3 per year beginning the last day of August 2024.
/s/ Richard J. Baker, attorney-in-fact09/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR