STOCK TITAN

Prudential (NYSE: PRU) CEO granted 158 Deferred Compensation Shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Prudential Financial Inc. CEO Andrew F. Sullivan received a grant of 158 Deferred Compensation Shares tied to common stock. These derivative units were awarded on June 11, 2026 at a reference value of $106.51 per unit and are classified as a compensation-related acquisition, not an open-market purchase.

The Deferred Compensation Shares are based on unitized accounting and correspond 1-for-1 to Prudential common stock. They are deemed immediately exercisable and are payable in cash at a date selected by the participant. Following this award, Sullivan’s directly held Deferred Compensation Shares totaled 12,415 units.

Positive

  • None.

Negative

  • None.
Insider SULLIVAN ANDREW F
Role Chief Executive Officer
Type Security Shares Price Value
Grant/Award Deferred Compensation Shares 158 $106.51 $17K
Holdings After Transaction: Deferred Compensation Shares — 12,415 shares (Direct, null)
Footnotes (1)
  1. Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.
Deferred Compensation Shares granted 158 units Grant on June 11, 2026
Reference value per unit $106.51 per unit Deferred Compensation Shares grant
Deferred Compensation Shares after grant 12,415 units Total direct holdings post-transaction
Conversion ratio 1 unit : 1 common share Deferred Compensation Shares to common stock value
Deferred Compensation Shares financial
"Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis."
unitized accounting financial
"Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis."
immediately exercisable financial
"Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant."
grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SULLIVAN ANDREW F

(Last)(First)(Middle)
751 BROAD STREET, 5TH FLOOR
ATTN: REGULATORY FILINGS UNIT

(Street)
NEWARK NEW JERSEY 07102

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PRUDENTIAL FINANCIAL INC [ PRU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)XOther (specify below)
Chief Executive OfficerChairman of the Board
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Deferred Compensation Shares$0(1)06/11/2026A158 (2) (2)Common Stock158$106.5112,415D
Explanation of Responses:
1. Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis.
2. Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.
/s/ Danny Fiore, attorney-in-fact06/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Prudential (PRU) CEO Andrew Sullivan report in this Form 4?

Andrew F. Sullivan reported receiving 158 Deferred Compensation Shares on June 11, 2026. These units are tied to Prudential common stock value and represent a compensation-related award rather than an open-market stock purchase or sale.

Is the Prudential (PRU) Form 4 transaction a stock buy or sell?

The Form 4 shows an acquisition via grant, not a market trade. Sullivan received 158 Deferred Compensation Shares as a grant, classified as a grant, award, or other acquisition, with no open-market buying or selling activity reported.

How many Deferred Compensation Shares does the Prudential CEO hold after this grant?

After the June 11, 2026 grant, Andrew F. Sullivan held 12,415 Deferred Compensation Shares directly. This total includes the new 158-unit award and reflects his position in these deferred units following the reported transaction.

How are Prudential’s Deferred Compensation Shares linked to common stock value?

Prudential’s Deferred Compensation Shares use unitized accounting and convert to common stock on a 1-to-1 basis for value. The units are deemed immediately exercisable and are ultimately payable in cash at a date chosen by the participant.

What was the reference price for the Prudential CEO’s deferred share grant?

The 158 Deferred Compensation Shares granted to Andrew F. Sullivan used a reference value of $106.51 per unit. This price reflects the underlying common stock value used to determine the size and value of the compensation award.