Palmer Square Capital BDC Inc. (PSBD) CCO reports 1,854-share holding on Form 3
Rhea-AI Filing Summary
Palmer Square Capital BDC Inc. insider Ben Wiesenfeld, serving as Chief Compliance Officer, filed an initial ownership report on Form 3. The filing shows a direct holding of 1,854 shares of Common Stock as of the reported date, with no specific buy or sell transaction disclosed.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
Wiesenfeld Ben
Role
Chief Compliance Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 1,854 shares (Direct)
Key Figures
Common Stock held: 1,854 shares
1 metrics
Common Stock held
1,854 shares
Direct beneficial ownership reported by Chief Compliance Officer on Form 3
Key Terms
Common Stock, Chief Compliance Officer, Power of Attorney
3 terms
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Chief Compliance Officer financial
"officer_title: "Chief Compliance Officer""
The chief compliance officer is the senior executive responsible for making sure a company follows laws, industry rules and its own internal policies, acting like a safety inspector for legal and ethical risks. Investors care because effective compliance reduces the chance of fines, lawsuits, operational disruption and reputational damage, so the officer’s competence and independence can materially affect future profits and risk exposure.
Power of Attorney regulatory
"Exhibit 24 - Power of Attorney"
A power of attorney is a legal document that allows one person to make decisions and act on behalf of another person, often in financial or legal matters. It’s like giving someone a trusted helper or agent the authority to handle important tasks if you are unable to do so yourself. This matters to investors because it can impact how their assets are managed or transferred if they become unable to oversee their affairs.
FAQ
What does the PSBD Form 3 filing by Ben Wiesenfeld report?
The Form 3 for PSBD reports that Chief Compliance Officer Ben Wiesenfeld holds 1,854 shares of Palmer Square Capital BDC Inc. Common Stock directly, as an initial statement of beneficial ownership.
Is the PSBD Form 3 for Ben Wiesenfeld a buy or sell transaction?
The PSBD Form 3 does not report a specific buy or sell transaction. It functions as an initial statement of beneficial ownership, listing 1,854 shares of Common Stock held directly by Ben Wiesenfeld.
What is Ben Wiesenfeld’s role at Palmer Square Capital BDC Inc. (PSBD)?
In the PSBD Form 3, Ben Wiesenfeld is listed as the company’s Chief Compliance Officer. The filing associates this officer role with his reported direct ownership of 1,854 shares of Common Stock.
AI-generated analysis. How Rhea-AI works. Not financial advice.
