Welcome to our dedicated page for Prospect Capital SEC filings (Ticker: PSEC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Prospect Capital Corporation (PSEC) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, annual proxy statements on Schedule 14A and other materials that describe Prospect’s financial results, distributions, capital structure and governance.
Prospect uses Form 8-K to report material events such as quarterly and annual financial results, the declaration of monthly cash distributions to common shareholders, and dividends on its 5.35%, 5.50%, 6.50%, 7.50% and floating rate preferred stock series. These filings specify record dates, payment dates and dividend rates based on the stated value of the preferred shares. Form 8-Ks also describe institutional funding transactions, including the pricing and issuance of 5.5% Series A senior unsecured Notes due 2030, the key terms of the Deed of Trust governing those notes, and the expected listing of the notes and PSEC common stock on the Tel Aviv Stock Exchange.
Prospect’s definitive proxy statement on Schedule 14A outlines the agenda for its annual meeting of stockholders, including the election of directors, voting rights of common and preferred stockholders, and procedures for participating in virtual meetings. The proxy materials also discuss the company’s stockholder base, noting the significant presence of retail investors, and describe the use of a proxy solicitor to help achieve a quorum.
Through these filings, investors can review Prospect’s reported net investment income, net income or loss applicable to common shareholders, distributions, net asset value to common shareholders, leverage and coverage ratios, and portfolio composition, as summarized in the earnings press releases attached as exhibits. Filings also detail the company’s revolving credit facility, program notes, unsecured debt issuances and perpetual preferred stock programs.
On Stock Titan, AI-powered tools can help summarize lengthy PSEC filings, highlight key terms such as dividend declarations, new debt obligations and covenant descriptions, and make it easier to locate information about common and preferred stock, institutional notes and governance matters within Prospect Capital’s regulatory history.
Prospect Capital Corporation filed Post-Effective Amendment No. 4 to its Form N-2 (Registration No. 333-293349) on March 12, 2026 under Rule 462(d) to furnish exhibits to the registration statement. The amendment consists only of a facing page, an explanatory note and Part C listing financial statements and extensive exhibits; it becomes effective immediately upon filing.
Prospect Capital Corporation is calling a virtual special meeting of stockholders to vote on renewing its authorization, with Board approval, to sell common stock for the next 12 months at prices below its then-current net asset value (NAV) per share. Any sale on a given date would be capped at 25% of shares outstanding immediately before that sale.
The proxy explains that, as a business development company, Prospect relies on equity markets to fund investments and maintain required asset coverage ratios. Management argues that below-NAV sales, while immediately dilutive to existing holders, could provide capital to pursue investment opportunities and repay borrowings during periods when the stock trades at a discount to NAV. As of March 11, 2026, the last reported NAV per common share was $6.21 and the Nasdaq closing price was $2.66, a 57.2% discount.
The materials detail voting mechanics, quorum requirements, and examples showing how issuing shares at different discounts to NAV would dilute non-participating holders and, in some cases, slightly benefit those who buy more than their pro rata share. The Board unanimously recommends voting “FOR” the proposal.
Prospect Capital Corporation is offering Prospect Capital InterNotes® in three series: 6.500% Notes due 2029, 6.750% Notes due 2031 and 7.000% Notes due 2033 pursuant to a preliminary pricing supplement dated
The Notes are unsecured senior obligations, issued in minimum denominations of $1,000, sold at 100.000% with dealers' concessions disclosed, accrue interest from
Prospect Capital Corporation priced three Prospect Capital InterNotes®:
Interest accrues from
Prospect Capital Corporation filed Post-Effective Amendment No. 3 to its Form N-2 (Registration No. 333-293349) on March 5, 2026 to furnish exhibits to the registration statement. The amendment, filed pursuant to Rule 462(d) under the Securities Act, states it will become effective immediately upon filing and incorporates the registration statement's prior contents by reference.
The cover indicates offerings may occur "from time to time after the effective date of this Registration Statement" and Part C supplies a detailed exhibits list and financial statements incorporated by reference.
Prospect Capital Corp’s major shareholder John F. Barry III has updated his ownership filing, reporting control over 130,310,032.69 common shares, or 26.9% of the company. The John & Daria Barry Foundation separately reports beneficial ownership of 43,727,065.61 shares, representing 9.0% of the outstanding stock.
Since the prior amendment filed on November 22, 2024, Mr. Barry acquired an additional 8,713,656.13 shares, including 266,698.13 shares through the issuer’s dividend reinvestment plan and 8,446,958.00 shares purchased with personal funds on the open market. An IRA account controlled by his spouse acquired 75,422.54 shares via dividend reinvestment. These percentages are based on 484,825,572 shares outstanding as of February 26, 2026.
Prospect Capital Corporation is offering Prospect Capital InterNotes® consisting of 6.500% Notes due
The notes price at 100.000%, are unsecured senior obligations, callable at 100.000% on and after
Prospect Capital Corporation priced three Prospect Capital InterNotes® series on
The notes are unsecured senior obligations, issued in minimum denominations of
Prospect Capital Corporation is seeking stockholder approval to renew, for a 12-month period, authorization (with Board approval) to sell shares of its common stock at prices below its then current net asset value per share. The authority would limit sales on any given date to 25% of outstanding common stock immediately prior to such sale.
The Board, including a majority of independent directors, recommends the Proposal; the company cites market volatility and constrained capital markets as drivers for maintaining the flexibility to raise equity below NAV. The proxy notes an estimated NAV per common share of
Prospect Capital Corporation filed a Post-Effective Amendment No. 2 to its Registration Statement (File No. 333-293349) on