Welcome to our dedicated page for Prospect Capital SEC filings (Ticker: PSEC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Prospect Capital Corporation (PSEC) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, annual proxy statements on Schedule 14A and other materials that describe Prospect’s financial results, distributions, capital structure and governance.
Prospect uses Form 8-K to report material events such as quarterly and annual financial results, the declaration of monthly cash distributions to common shareholders, and dividends on its 5.35%, 5.50%, 6.50%, 7.50% and floating rate preferred stock series. These filings specify record dates, payment dates and dividend rates based on the stated value of the preferred shares. Form 8-Ks also describe institutional funding transactions, including the pricing and issuance of 5.5% Series A senior unsecured Notes due 2030, the key terms of the Deed of Trust governing those notes, and the expected listing of the notes and PSEC common stock on the Tel Aviv Stock Exchange.
Prospect’s definitive proxy statement on Schedule 14A outlines the agenda for its annual meeting of stockholders, including the election of directors, voting rights of common and preferred stockholders, and procedures for participating in virtual meetings. The proxy materials also discuss the company’s stockholder base, noting the significant presence of retail investors, and describe the use of a proxy solicitor to help achieve a quorum.
Through these filings, investors can review Prospect’s reported net investment income, net income or loss applicable to common shareholders, distributions, net asset value to common shareholders, leverage and coverage ratios, and portfolio composition, as summarized in the earnings press releases attached as exhibits. Filings also detail the company’s revolving credit facility, program notes, unsecured debt issuances and perpetual preferred stock programs.
On Stock Titan, AI-powered tools can help summarize lengthy PSEC filings, highlight key terms such as dividend declarations, new debt obligations and covenant descriptions, and make it easier to locate information about common and preferred stock, institutional notes and governance matters within Prospect Capital’s regulatory history.
Prospect Capital Corporation is offering three new series of unsecured Prospect Capital InterNotes®: 6.500% notes due 2029, 6.750% notes due 2031 and 7.000% notes due 2033. The notes pay fixed interest semi-annually on January 15 and July 15, starting July 15, 2026, and are issued in minimum denominations of $1,000. Each series is callable at 100% of principal plus accrued interest on July 15, 2026 and on any business day thereafter at the company’s option. The notes include a Survivor’s Option, allowing repayment at par plus accrued interest following the death of a beneficial owner, subject to annual aggregate and per‑holder limits.
Prospect Capital is an externally managed business development company that lends to and invests in middle‑market, privately held companies. Recent balance sheet actions include repurchases of portions of its 3.437% 2028 and 3.364% 2026 notes, and issuance of 5.50% senior notes due 2030 in Israel, with net proceeds intended primarily for refinancing existing indebtedness and maintaining liquidity. The company’s common stock and the 5.50% 2030 notes are listed on the Tel Aviv Stock Exchange.
Prospect Capital Corporation is issuing new Prospect Capital InterNotes®, including 6.500% notes due 2029 and 7.000% notes due 2033. The company priced $316,000 principal amount of the 6.500% 2029 notes and $146,000 of the 7.000% 2033 notes at 100% of principal, with semi-annual interest starting July 15, 2026 and optional redemption at par from July 15, 2026.
Recent balance sheet actions include repurchasing $20.3 million of 3.437% 2028 notes and $34.8 million of 3.364% 2026 notes at discounts to par. Prospect Capital also issued approximately $167.6 million of 5.50% Series A notes due 2030 in Israel, receiving about $159.8 million in net proceeds primarily to refinance existing debt, and listed both the 5.50% 2030 notes and its common stock on the Tel Aviv Stock Exchange.
Prospect Capital Corporation reported the results of its virtual Annual Meeting of Stockholders held on January 15, 2026. Common and multiple series of preferred stock, each entitled to one vote per share, were eligible to vote on a single proposal described in the company’s definitive proxy statement filed on September 18, 2025.
As of September 17, 2025, the company had 465,087,009 shares of common stock outstanding, along with several series of preferred stock, including 26,232,644 shares of 5.50% Series A1 Preferred Stock and 5,251,157 shares of 5.35% Series A Fixed Rate Cumulative Perpetual Preferred Stock, among others. Stockholders elected two Class III directors: John F. Barry III and Eugene S. Stark, who will serve until the 2028 annual meeting or until their successors are elected and qualified or they otherwise cease to serve.
Prospect Capital Corporation filed Post-Effective Amendment No. 128 to its Form N-2 registration statement (Registration No. 333-269714). The company states this amendment is being made under Rule 462(d) solely to file exhibits and related Part C information. It consists of a facing page, an explanatory note and an updated exhibit list and expressly does not modify any other part of the existing registration statement. The filing incorporates previously prepared financial statements by reference and becomes effective immediately upon filing with the SEC.
Prospect Capital Corporation filed Post-Effective Amendment No. 124 to its Form N-2 registration statement (File No. 333-269714) as an administrative update. The amendment is made under Rule 462(d) of the Securities Act of 1933 and is described as being filed solely to include exhibits with the existing registration statement.
The company states that this amendment consists only of the facing page, an explanatory note, and Part C listing financial statements incorporated by reference and a very extensive schedule of exhibit agreements, primarily supplemental indentures for various Prospect Capital InterNotes and related debt instruments. It expressly does not modify any other part of the registration statement and becomes effective immediately upon filing with the SEC.
Prospect Capital Corporation is offering new Prospect Capital InterNotes with fixed coupons of 6.250% due 2028, 6.500% due 2030, and 6.750% due 2032. The notes pay interest semi-annually starting June 15, 2026, are senior unsecured obligations, and are callable at 100% of principal on or after June 15, 2026. Each series includes a Survivor’s Option, allowing repayment at par upon the death of a long‑term beneficial owner, subject to annual issuer caps.
Prospect is an externally managed business development company focused on lending to middle‑market private companies. Recent actions include repurchasing $20.3 million of 3.437% 2028 notes and $34.8 million of 3.364% 2026 notes below par, and issuing approximately $167.6 million of 5.50% Series A notes due 2030 in Israel, generating about $159.8 million in net proceeds primarily for refinancing existing debt. The 5.50% 2030 notes and Prospect’s common stock are listed for trading on the Tel Aviv Stock Exchange.
Prospect Capital Corporation is issuing $110,000 of 6.250% notes due 2028, $62,000 of 6.500% notes due 2030 and $22,000 of 6.750% notes due 2032 under its Prospect Capital InterNotes program. The notes pay semi-annual interest starting June 15, 2026, include a Survivor’s Option, and may be redeemed at par plus accrued interest on or after June 15, 2026. Recent activity includes repurchases of $20.3 million of 3.437% 2028 notes and $34.8 million of 3.364% 2026 notes at discounts, and the issuance of approximately $167.6 million of 5.50% Series A notes due 2030 in Israel, generating about $159.8 million of net proceeds primarily for refinancing existing debt and maintaining liquidity. The company’s common stock and the 5.50% 2030 notes are listed on the Tel Aviv Stock Exchange.
Prospect Capital Corporation outlines three new Prospect Capital InterNotes®: 6.250% notes due 2028, 6.500% notes due 2030 and 6.750% notes due 2032. The notes are unsecured senior obligations issued at 100% of principal, pay interest semi-annually each June 15 and December 15 starting June 15, 2026, and can be redeemed at par by the company on or after June 15, 2026.
The InterNotes program is authorized for up to $1 billion in aggregate principal, and the company had $354.3 million of InterNotes outstanding as of February 8, 2023. A Survivor’s Option allows estates of deceased beneficial owners to request repayment at 100% of principal plus accrued interest, subject to annual caps of the greater of $2,000,000 or 2% of notes outstanding and $250,000 per individual.
Recent activity includes repurchasing $20.3 million of 3.437% 2028 notes and $34.8 million of 3.364% 2026 notes below par, issuing approximately $167.6 million of 5.50% Series A notes due 2030 in Israel with net proceeds of about $159.8 million to refinance existing debt and support liquidity, and listing both the Series A notes and the company’s common stock on the Tel Aviv Stock Exchange.
Prospect Capital Corporation plans to issue new Prospect Capital InterNotes® as senior unsecured debt under its ongoing medium-term note program. The preliminary pricing supplement describes three fixed-rate series: 6.250% notes due 2028, 6.500% notes due 2030, and 6.750% notes due 2032, each sold at 100% of principal, paying interest semi-annually, and callable at par on or after June 15, 2026. The notes are issued in $1,000 denominations, clear through DTC, and pay interest on June 15 and December 15 each year, starting June 15, 2026.
The notes rank equally with Prospect’s other unsecured senior indebtedness and are effectively subordinated to secured debt and structurally subordinated to subsidiary liabilities. Certain series may include a Survivor’s Option, allowing repayment at 100% of principal plus accrued interest after a holder’s death, subject to annual caps of the greater of $2 million or 2% of notes outstanding and $250,000 per decedent. The broader program permits both fixed and SOFR-based floating-rate notes and is part of Prospect’s strategy to fund lending to middle-market companies as a regulated business development company.
Prospect Capital Corporation is issuing three small tranches of Prospect Capital InterNotes®: 6.250% Notes due 2028 with $161,000 principal, 6.500% Notes due 2030 with $114,000 principal, and 6.750% Notes due 2032 with $120,000 principal. Each series is sold at 100% of principal, with disclosed gross concessions and net proceeds, and pays semi-annual interest on May 15 and November 15, starting May 15, 2026.
The notes are senior unsecured obligations, issued under an existing indenture, and are callable at 100% of principal plus accrued interest on or after May 15, 2026. A Survivor’s Option allows repayment at par plus accrued interest upon the death of a beneficial owner, subject to annual caps of $2,000,000 or 2% of outstanding notes in total and $250,000 per deceased holder. The broader program allows Prospect to issue up to $1 billion of InterNotes, with $354.3 million outstanding as of February 8, 2023, and the filing highlights risks from leverage, subordination to secured debt and subsidiaries’ obligations, interest rate movements, and SOFR-based floating-rate structures for other series.
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