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PROSPECT CAPITAL CORP SEC Filings

PSEC NASDAQ

Welcome to our dedicated page for PROSPECT CAPITAL SEC filings (Ticker: PSEC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on PROSPECT CAPITAL's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into PROSPECT CAPITAL's regulatory disclosures and financial reporting.

Rhea-AI Summary

Prospect Capital Corporation priced a preliminary offering of Prospect Capital InterNotes® consisting of three unsecured fixed-rate series: 6.000% Notes due 2029, 6.250% Notes due 2031 and 6.750% Notes due 2033. Each series is callable at 100.000% on 1/15/2027 and thereafter. The notes are issued under the existing indenture and will accrue interest from 7/16/2026 with semi-annual payments beginning 1/15/2027. Trade date is 7/13/2026 and settlement is 7/16/2026. Minimum denomination is $1,000 and issuance is DTC book-entry only. The pricing supplement states selling prices at 100.000% with stated concessions and first coupon amounts of $29.83, $31.08 and $32.32 for the 2029, 2031 and 2033 series, respectively. A Recent Event disclosure states the company sold its investment in Valley Electric Company, Inc. for approximately $328.0 million, subject to adjustments.

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Rhea-AI Summary

Prospect Capital Corporation priced three series of Prospect Capital InterNotes®: 6.250% due 7/15/2029, 6.500% due 7/15/2031 and 6.750% due 7/15/2033. The pricing supplement dated July 6, 2026 shows a $200,000 principal issuance for the 6.750% 2033 Notes; two series show principal amount fields as "$ —" in the excerpt. Interest accrues from July 9, 2026, interest payable semi-annually on January 15 and July 15, commencing January 15, 2027. Notes are unsecured senior obligations, callable at 100.000% on January 15, 2027 and thereafter, issued in book-entry form through DTC and sold at the stated selling prices and concessions shown in the pricing supplement.

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Rhea-AI Summary

Prospect Capital Corporation filed Post-Effective Amendment No. 17 to its Registration Statement on Form N-2 (Registration No. 333-293349) solely to furnish exhibits, including bylaws, indentures and consolidated financial statements. The filing states it "shall become effective immediately upon filing" pursuant to Rule 462(d).

The amendment incorporates consolidated financial statements as of June 30, 2022 and related periods, and lists extensive supplemental indentures and forms of notes (various coupon rates and maturities) included as exhibits.

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Rhea-AI Summary

Prospect Capital Corporation priced a series of Prospect Capital InterNotes®: fixed-rate 6.250% Notes due 2029, 6.500% Notes due 2031 and 6.750% Notes due 2033. Each series is offered at 100.000% selling price with first coupon dates of 1/15/2027 and first coupon amounts of $32.29, $33.58 and $34.88, respectively. The notes are callable at 100.000% on 1/15/2027 and any business day thereafter. Trade date is July 6, 2026 and settlement is July 9, 2026. The offering is issued under the company’s indenture and sold in book-entry form through DTC; minimum denomination is $1,000.

The supplement also discloses a pending asset sale: an agreement to sell Prospect’s investment in Valley Electric Company, Inc. for approximately $328.0 million, subject to adjustments and regulatory approvals, with expected closing on or about July 1, 2026.

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Rhea-AI Summary

Prospect Capital Corporation priced three Prospect Capital InterNotes®: a 6.250% note due 7/15/2029, a 6.500% note due 7/15/2031 and a 6.750% note due 7/15/2033. The notes are callable at 100.000% on and after 1/15/2027. Trade date was 6/29/2026 with settlement on 7/2/2026, minimum denomination $1,000 and interest accrues from 7/2/2026. Interest is payable semi-annually on January 15 and July 15 beginning 1/15/2027. The pricing supplement shows a $45,000 principal example for the 2029 series, selling price 100.000%, and first coupon amounts listed in the supplement. The offering is unsecured and issued under the February 16, 2012 indenture as supplemented.

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Rhea-AI Summary

PROSPECT CAPITAL CORP director and CEO John F. Barry reported substantial open‑market purchases of PSEC common stock. On June 23, 2026, he bought 1,000,000 shares at $2.2745 per share and an additional 67,648 shares at $2.2701 per share.

After these transactions, Barry directly owned 89,213,725.166 shares of common stock. The filing also shows an indirect holding of 432,918.737 shares reported as owned by his spouse. Overall, the Form 4 reflects net insider share purchases rather than sales.

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Rhea-AI Summary

Prospect Capital Corporation filed Post-Effective Amendment No. 16 to its Form N-2 (Registration No. 333-293349) to furnish exhibits pursuant to Rule 462(d) under the Securities Act. The amendment consists of exhibit listings and "shall become effective immediately upon filing" under Rule 462(d).

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Rhea-AI Summary

Prospect Capital Corp director and CEO John F. Barry bought 1,000,000 shares of common stock in an open-market purchase at $2.2463 per share. The transaction on June 22, 2026 increased his direct holdings to 88,146,077.166 shares. A separate entry reports 432,918.737 shares held indirectly by his spouse.

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Rhea-AI Summary

Prospect Capital Corporation is offering Prospect Capital InterNotes® in three fixed-rate series: 6.250% due 7/15/2029, 6.500% due 7/15/2031 and 6.750% due 7/15/2033, with optional redemptions at par beginning 1/15/2027. Trade date is 6/29/2026 and settlement is 7/2/2026.

The pricing supplement shows each series issued at 100.000% with first coupon amounts of $33.51, $34.85 and $36.19 respectively and semi-annual interest payments commencing 1/15/2027. The supplement also discloses a recent sale agreement for Valley Electric for approximately $328.0 million, expected to close about 7/1/2026.

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Rhea-AI Summary

Prospect Capital Corporation priced three Prospect Capital InterNotes® series in a pricing supplement dated June 22, 2026: fixed-rate notes with coupons of 6.500% due 6/15/2029, 6.750% due 6/15/2031 and 7.000% due 6/15/2033. The notes are callable at 100% beginning 12/15/2026, pay semiannual interest beginning 12/15/2026, settle 6/25/2026 and will be issued in book-entry form through DTC. The pricing supplement notes a recent agreement to sell Prospect's investment in Valley Electric for approximately $328.0 million, subject to adjustments and regulatory approvals, with a closing expected on or about July 1, 2026.

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FAQ

How many PROSPECT CAPITAL (PSEC) SEC filings are available on StockTitan?

StockTitan tracks 148 SEC filings for PROSPECT CAPITAL (PSEC), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for PROSPECT CAPITAL (PSEC)?

The most recent SEC filing for PROSPECT CAPITAL (PSEC) was filed on July 6, 2026.