Welcome to our dedicated page for Prospect Capital SEC filings (Ticker: PSEC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Prospect Capital Corporation (PSEC) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, annual proxy statements on Schedule 14A and other materials that describe Prospect’s financial results, distributions, capital structure and governance.
Prospect uses Form 8-K to report material events such as quarterly and annual financial results, the declaration of monthly cash distributions to common shareholders, and dividends on its 5.35%, 5.50%, 6.50%, 7.50% and floating rate preferred stock series. These filings specify record dates, payment dates and dividend rates based on the stated value of the preferred shares. Form 8-Ks also describe institutional funding transactions, including the pricing and issuance of 5.5% Series A senior unsecured Notes due 2030, the key terms of the Deed of Trust governing those notes, and the expected listing of the notes and PSEC common stock on the Tel Aviv Stock Exchange.
Prospect’s definitive proxy statement on Schedule 14A outlines the agenda for its annual meeting of stockholders, including the election of directors, voting rights of common and preferred stockholders, and procedures for participating in virtual meetings. The proxy materials also discuss the company’s stockholder base, noting the significant presence of retail investors, and describe the use of a proxy solicitor to help achieve a quorum.
Through these filings, investors can review Prospect’s reported net investment income, net income or loss applicable to common shareholders, distributions, net asset value to common shareholders, leverage and coverage ratios, and portfolio composition, as summarized in the earnings press releases attached as exhibits. Filings also detail the company’s revolving credit facility, program notes, unsecured debt issuances and perpetual preferred stock programs.
On Stock Titan, AI-powered tools can help summarize lengthy PSEC filings, highlight key terms such as dividend declarations, new debt obligations and covenant descriptions, and make it easier to locate information about common and preferred stock, institutional notes and governance matters within Prospect Capital’s regulatory history.
Prospect Capital Corporation is issuing three small tranches of Prospect Capital InterNotes®: 6.250% Notes due 2028 with $161,000 principal, 6.500% Notes due 2030 with $114,000 principal, and 6.750% Notes due 2032 with $120,000 principal. Each series is sold at 100% of principal, with disclosed gross concessions and net proceeds, and pays semi-annual interest on May 15 and November 15, starting May 15, 2026.
The notes are senior unsecured obligations, issued under an existing indenture, and are callable at 100% of principal plus accrued interest on or after May 15, 2026. A Survivor’s Option allows repayment at par plus accrued interest upon the death of a beneficial owner, subject to annual caps of $2,000,000 or 2% of outstanding notes in total and $250,000 per deceased holder. The broader program allows Prospect to issue up to $1 billion of InterNotes, with $354.3 million outstanding as of February 8, 2023, and the filing highlights risks from leverage, subordination to secured debt and subsidiaries’ obligations, interest rate movements, and SOFR-based floating-rate structures for other series.
Prospect Capital Corporation filed Post-Effective Amendment No. 120 to its Form N-2 registration statement (Registration No. 333-269714). The company states this amendment is being made pursuant to Rule 462(d) solely to file exhibits to the existing registration statement and does not modify any other part of that statement. The amendment consists only of the facing page, an explanatory note, and Part C listing financial statements incorporated by reference and a detailed schedule of exhibit agreements, including numerous supplemental indentures for Prospect Capital InterNotes® and other debt instruments. Under Rule 462(d), this amendment becomes effective immediately upon filing with the SEC.
Prospect Capital Corporation is issuing additional Prospect Capital InterNotes under its medium-term note program, including $200,000 of 6.250% notes due 2028, $23,000 of 6.500% notes due 2030 and $43,000 of 6.750% notes due 2032. Each series is priced at 100% of principal with semi-annual interest payments on May 15 and November 15, starting May 15, 2026, and includes a Survivor’s Option that allows early repayment upon a beneficial owner’s death, subject to annual issuer caps.
The notes are senior unsecured obligations issued under Prospect Capital’s 2012 indenture and are callable at 100% of principal, plus accrued interest, at the company’s option on or after May 15, 2026. A related supplement updates and clarifies the operation of the Survivor’s Option and the program disclosure describes broader risks around leverage, interest rates and SOFR-based floating-rate notes.
Prospect Capital Corporation is offering new Prospect Capital InterNotes®, consisting of 6.250% notes due 2028, 6.500% notes due 2030, and 6.750% notes due 2032. The notes are unsecured senior obligations, pay interest semi-annually on May 15 and November 15 starting May 15, 2026, and are issued in minimum denominations of $1,000. Prospect may redeem any of the notes, in whole or in part, at $1,000 per note plus accrued interest on or after May 15, 2026. Each series includes a Survivor’s Option, allowing repayment at par plus accrued interest upon the death of a beneficial owner, subject to annual aggregate limits of the greater of $2,000,000 or 2% of notes outstanding and $250,000 per individual decedent.
Prospect Capital Corporation plans a primary debt offering of Prospect Capital InterNotes, comprising 6.250% Notes due 2028, 6.500% Notes due 2030, and 6.750% Notes due 2032. The notes are unsecured senior obligations, sold at 100.000% of principal, with semi-annual interest on May 15 and November 15, commencing May 15, 2026.
Each series is callable at 100% beginning 5/15/2026 and on every business day thereafter. Preliminary concessions to the purchasing agent are 1.125% (2028), 1.700% (2030), and 1.950% (2032). First coupon amounts per $1,000 are $30.38 (2028), $31.60 (2030), and $32.81 (2032). The notes include a Survivor’s Option as described, subject to annual caps.
Trade date is November 17, 2025; settlement on November 20, 2025. Minimum denomination is $1,000. The notes clear through DTC in book-entry form under an existing indenture with U.S. Bank National Association as trustee.
Prospect Capital Corporation furnished a press release with financial results for the fiscal quarter ended September 30, 2025, and announced cash distributions to equity holders.
Common stockholders will receive monthly dividends of $0.045 per share with record dates on 11/25/2025, 12/29/2025, and 1/28/2026, payable on 12/18/2025, 1/21/2026, and 2/18/2026, respectively.
Preferred dividends declared include: 7.50% Preferred at $0.156250 monthly; Floating Rate Preferred at $0.135417 monthly; 5.50% Preferred at $0.114583 monthly; and 6.50% Preferred at $0.135417 monthly, each with December 2025–February 2026 record dates and early following-month payments. The 5.35% Series A Preferred quarterly dividend is $0.334375 for the period noted, with a record date of 1/21/2026 and payment on 2/2/2026.
Prospect Capital Corporation reports a net increase in net assets from operations of
After preferred dividends and related items, net income applicable to common stockholders was
Prospect Capital Corporation filed Post-Effective Amendment No. 119 to its Form N-2 registration statement (No. 333-269714). The filing was made under Rule 462(d) solely to add exhibits and, per the explanatory note, it does not modify any other part of the registration statement.
The amendment becomes effective immediately upon filing with the SEC.
Prospect Capital Corporation priced three Prospect Capital InterNotes under its shelf program. The company will issue fixed‑rate senior unsecured notes in three tranches: 6.250% Notes due 2028 with $3,383,000 principal and net proceeds of $3,344,941.25; 6.500% Notes due 2030 with $140,000 principal and net proceeds of $137,620.00; and 6.750% Notes due 2032 with $50,000 principal and net proceeds of $49,025.00.
All three tranches price at 100% of principal, pay interest semi‑annually on May 15 and November 15 (first payment May 15, 2026), include a Survivor’s Option, and are callable at 100% beginning May 15, 2026 and every business day thereafter. Trade date is November 3, 2025, with settlement on November 6, 2025, in $1,000 denominations via DTC. Recent capital actions include repurchasing $20.3 million of 3.437% 2028 Notes at 88.95%–89.95% and issuing approximately $167.6 million of 5.50% Series A Notes due 2030 in Israel, yielding net proceeds of about $159.8 million for refinancing and liquidity purposes; the Series A Notes are listed on the TASE and rated ilAA‑ by S&P Global Ratings Maalot Ltd.
Prospect Capital Corporation entered a material financing, issuing approximately $167 million aggregate principal amount of 5.5% Series A Notes due 2030. The notes are senior unsecured, pay interest quarterly starting March 31, 2026, and are expected to list on the Tel Aviv Stock Exchange on November 2, 2025. Net proceeds are estimated at $160 million, which the company expects to use primarily to refinance existing debt, including borrowings under its revolving credit facility, with any remainder for liquidity and investments aligned with its objective.
The notes may be redeemed, after 60 days from TASE listing, at the greater of par plus accrued interest, the 30‑day average closing price before board approval, or the discounted value of remaining payments, as defined in the deed of trust. Covenants include minimum total equity, a maximum net debt‑to‑total assets ratio, a minimum equity‑to‑total assets ratio, and a negative pledge. The notes, governed by Israeli law and issued under Regulation S, were sold to non‑U.S. persons offshore. The company also entered foreign exchange forwards covering expected interest and principal on the shekel‑denominated notes. Common stock is also expected to list on the TASE on November 2, 2025.
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