Welcome to our dedicated page for Prospect Capital SEC filings (Ticker: PSEC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Prospect Capital Corporation (PSEC) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, annual proxy statements on Schedule 14A and other materials that describe Prospect’s financial results, distributions, capital structure and governance.
Prospect uses Form 8-K to report material events such as quarterly and annual financial results, the declaration of monthly cash distributions to common shareholders, and dividends on its 5.35%, 5.50%, 6.50%, 7.50% and floating rate preferred stock series. These filings specify record dates, payment dates and dividend rates based on the stated value of the preferred shares. Form 8-Ks also describe institutional funding transactions, including the pricing and issuance of 5.5% Series A senior unsecured Notes due 2030, the key terms of the Deed of Trust governing those notes, and the expected listing of the notes and PSEC common stock on the Tel Aviv Stock Exchange.
Prospect’s definitive proxy statement on Schedule 14A outlines the agenda for its annual meeting of stockholders, including the election of directors, voting rights of common and preferred stockholders, and procedures for participating in virtual meetings. The proxy materials also discuss the company’s stockholder base, noting the significant presence of retail investors, and describe the use of a proxy solicitor to help achieve a quorum.
Through these filings, investors can review Prospect’s reported net investment income, net income or loss applicable to common shareholders, distributions, net asset value to common shareholders, leverage and coverage ratios, and portfolio composition, as summarized in the earnings press releases attached as exhibits. Filings also detail the company’s revolving credit facility, program notes, unsecured debt issuances and perpetual preferred stock programs.
On Stock Titan, AI-powered tools can help summarize lengthy PSEC filings, highlight key terms such as dividend declarations, new debt obligations and covenant descriptions, and make it easier to locate information about common and preferred stock, institutional notes and governance matters within Prospect Capital’s regulatory history.
Prospect Capital Corporation is seeking stockholder approval to renew, for a 12-month period, authorization (with Board approval) to sell shares of its common stock at prices below its then current net asset value per share. The authority would limit sales on any given date to 25% of outstanding common stock immediately prior to such sale.
The Board, including a majority of independent directors, recommends the Proposal; the company cites market volatility and constrained capital markets as drivers for maintaining the flexibility to raise equity below NAV. The proxy notes an estimated NAV per common share of
Prospect Capital Corporation filed a Post-Effective Amendment No. 2 to its Registration Statement (File No. 333-293349) on
Prospect Capital Corporation priced three series of Prospect Capital InterNotes® with fixed coupons maturing in
The pricing supplement sets coupon rates at 6.50% (2029), 6.75% (2031) and 7.00% (2033). The notes are callable at
The pricing tables show a stated principal of $220,000.00 for the 7.00% 2033 notes; the other two series list no principal amount in the excerpt. The supplement also discloses that on
Prospect Capital Corporation is offering three series of Prospect Capital InterNotes®: 6.500% due
The notes price at 100.000%, are unsecured senior obligations, callable at 100.000% on and after
Prospect Capital Corporation submitted Post-Effective Amendment No. 1 to its Form N-2 under Rule 462(d) to furnish exhibits; this amendment consists only of a facing page, an explanatory note and Part C (exhibits) and becomes effective immediately upon filing.
The amendment does not modify other parts of the registration statement and incorporates by reference consolidated financial statements (including statements as of
Prospect Capital Corporation is offering new Prospect Capital InterNotes® as unsecured senior notes with staggered maturities in 2029, 2031 and 2033. The notes carry fixed coupons of 6.500%, 6.750% and 7.000%, pay interest semi-annually, and include a survivor’s option feature.
The notes are callable at 100% of principal beginning August 15, 2026, with minimum denominations of $1,000 and issuance in DTC book-entry form. Prospect Capital, a large business development company with approximately $6.5 billion of total assets as of December 31, 2025, also highlights ongoing common and preferred stock dividends and a net asset value of $6.21 per share as of that date.
Prospect Capital Corporation is issuing three series of unsecured Prospect Capital InterNotes to raise fixed-rate debt that matures between 2029 and 2033. The 6.500% notes due 2029 have $307,000 principal, the 6.750% notes due 2031 have $46,000 principal, and the 7.000% notes due 2033 have $144,000 principal. All three series pay interest semi-annually on February 15 and August 15, starting August 15, 2026, and are callable at 100% of principal on or after August 15, 2026. The notes are senior unsecured obligations ranking equally with Prospect’s other senior unsecured debt and are sold at 100% of principal, with the company receiving net proceeds after selling concessions. Prospect Capital is a large business development company focused on lending to middle market, privately held companies. The filing also highlights recent declarations of monthly and quarterly cash dividends across multiple preferred stock series and monthly dividends on common stock at $0.045 per share for February, March and April 2026.
Prospect Capital Corp’s Chief Operating Officer and director M. Grier Eliasek bought common stock in the company on February 11, 2026. He made an open‑market purchase of 942,800 shares at a price of $2.9166 per share. Following this transaction, he directly owns 3,443,930.422 Prospect Capital common shares.
Prospect Capital Corporation amended its dealer manager agreement with Preferred Capital Securities to expand its ongoing preferred stock offering. The amendment increases the total aggregate liquidation preference of preferred stock that may be sold from
The company may now issue up to 105,858,302 shares of preferred stock across all series under this agreement, each with a
Prospect Capital Corporation is offering new Prospect Capital InterNotes®, including 6.500% notes due 2029, 6.750% notes due 2031 and 7.000% notes due 2033. These unsecured senior notes pay interest semi-annually, include a Survivor’s Option, and are callable at par on August 15, 2026 and on any business day thereafter.
The company is a long‑running business development company with approximately $6.5 billion of total assets and about $6.4 billion of investments as of December 31, 2025, and an annualized current portfolio yield of 10.9% on performing interest‑bearing investments. As of February 6, 2026 it had roughly $1.4 billion of unsecured senior debt and $0.7 billion of secured debt outstanding, including $743.1 million under its credit facility.
Recently, Prospect Capital issued approximately $167.6 million of 5.50% Series A notes due 2030 in Israel, receiving about $159.8 million of net proceeds to refinance existing indebtedness and support liquidity. It also repurchased $20.3 million of 3.437% 2028 notes and $34.8 million of 3.364% 2026 notes and declared a series of monthly preferred and common stock dividends for early 2026.