Prospect Capital Corporation files regulatory reports that document its business development company structure, investment results, distribution policy and capital structure. Form 8-K filings cover quarterly results releases, Regulation FD distribution announcements, material agreements and financing activity involving common stock, preferred stock series and senior unsecured notes.
Proxy statements and shareholder-meeting filings describe voting matters for common and preferred stockholders, governance procedures and meeting mechanics. Prospect Capital filings also document preferred stock offering arrangements, dealer manager agreements, equity distribution agreements, dividend declarations and the security terms associated with its debt and preferred equity instruments.
Prospect Capital Corporation (PSEC) filed Post-Effective Amendment No. 24 to its Form N-2 registration statement (Registration No. 333-293349) as a technical update. The amendment is filed under Rule 462(d) solely to add and update exhibits to the existing registration statement and becomes effective immediately upon filing.
The amendment consists only of a facing page, an explanatory note and Part C listing financial statements incorporated by reference and a very extensive schedule of exhibits, including numerous supplemental indentures for Prospect Capital InterNote® issuances and other debt securities. The company states that this amendment does not modify any other part of the registration statement, whose contents are incorporated by reference.
PROSPECT CAPITAL CORP (PSEC) reported that chief executive officer and director John F. Barry purchased 1,217,105 shares of common stock on September 4, 2026 in an open-market or private transaction at a price of $2.24 per share. After this purchase, he held 90,479,988 shares of common stock directly. The filing also reports 446,806 shares of common stock held indirectly through his spouse as of the same date. No Rule 10b5-1 trading plan is reported for these transactions.
Prospect Capital Corporation (PSEC) is offering additional unsecured senior Prospect Capital InterNotes® under its medium‑term note program, with its board authorizing issuance of up to $1 billion aggregate principal amount of notes in this offering. The preliminary pricing supplement sets out three fixed‑rate tranches: 6.250% Notes due September 15, 2029, 6.500% Notes due September 15, 2031, and 6.750% Notes due September 15, 2033, each sold at 100% of principal, paying interest semi‑annually on March 15 and September 15, starting March 15, 2027, and carrying a Survivor’s Option.
The notes are unsecured senior obligations ranking pari passu with other unsecured senior debt and effectively subordinated to secured borrowings. They are callable at 100% of principal on March 15, 2027 and on any business day thereafter, plus accrued interest. As of December 31, 2025, PSEC reported approximately $6.5 billion of total assets and a portfolio fair value of about $6.4 billion across 91 portfolio companies and CLOs; as of February 6, 2026 it had about $1.4 billion of unsecured senior indebtedness and $0.7 billion of secured indebtedness outstanding.
The company highlights risks from higher leverage, subordination of the notes to secured and subsidiary liabilities, limited covenants in the indenture, and interest‑rate sensitivity. For floating‑rate InterNotes that may be issued, extensive disclosure addresses the use of SOFR, Compounded SOFR and Term SOFR benchmarks, potential benchmark reforms, and the possibility that benchmark changes or caps could reduce interest income for investors.
Prospect Capital Corporation (PSEC) is issuing additional Prospect Capital InterNotes, a series of senior unsecured notes, under its medium-term note program authorized for up to $1 billion of aggregate principal. As of February 6, 2026, $637.2 million of Prospect Capital InterNotes were outstanding.
The pricing supplement details new fixed-rate tranches including 6.000% Notes due September 15, 2029 with $86,000 principal and 6.250% Notes due September 15, 2031 with $42,000 principal. These notes are issued at 100% of principal, pay interest semi-annually starting March 15, 2027, and are callable at par plus accrued interest on or after March 15, 2027, in whole or in part. The notes are direct, senior unsecured obligations, ranking equally with PSEC’s other unsecured senior debt and effectively subordinated to secured borrowings.
PSEC is an externally managed business development company focused on lending to and investing in middle-market, privately held companies, with approximately $6.5 billion of total assets and a portfolio fair value of about $6.4 billion as of December 31, 2025. The portfolio’s annualized current yield was 10.9% on performing interest-bearing investments and 8.3% across all investments, and net asset value per share was $6.21 as of December 31, 2025. As of February 6, 2026, PSEC and its subsidiaries had approximately $1.4 billion of unsecured senior indebtedness and $0.7 billion of secured indebtedness outstanding, and the risk disclosures emphasize the impact of this leverage, interest-rate sensitivity, limited covenants in the notes, and structural subordination to subsidiary liabilities.
Prospect Capital Corporation (PSEC) is offering three series of Prospect Capital InterNotes® unsecured senior notes under its medium-term note program: 6.250% Notes due 2029, 6.500% Notes due 2031 and 6.750% Notes due 2033. Each series is priced at 100% of principal, pays fixed, semi-annual interest on March 15 and September 15 starting March 15, 2027, and includes a Survivor’s Option. The notes are callable at 100% of principal on or after March 15, 2027, plus accrued interest, at PSEC’s option.
The notes are issued in $1,000 denominations under an indenture originally dated February 16, 2012. They are direct, unsecured senior obligations ranking equally with PSEC’s other unsecured senior debt. As of February 6, 2026, PSEC had approximately $1.4 billion of unsecured senior debt and $0.7 billion of secured debt outstanding, including $743.1 million under its secured credit facility.
PSEC is an externally managed BDC focused on lending to middle-market, privately held companies, with approximately $6.5 billion of total assets and an investment portfolio with $6.4 billion fair value as of December 31, 2025. The portfolio’s annualized current yield across performing interest-bearing investments was 10.9%, and 8.3% across all investments. NAV per share was $6.21 as of December 31, 2025. The company also disclosed recent monthly and quarterly cash dividends on its common and preferred stock.
PROSPECT CAPITAL CORP (PSEC) is offering new Prospect Capital InterNotes® senior unsecured notes under its medium-term note program, including fixed-rate series: 6.250% Notes due 2029, 6.500% Notes due 2031 and 6.750% Notes due 2033. The notes price at 100% of principal, pay interest semi-annually on March 15 and September 15 starting March 15, 2027, and are callable at par from March 15, 2027, plus accrued interest. Each series includes a Survivor’s Option and ranks as senior unsecured indebtedness. The board has authorized up to $1 billion of notes under this offering; as of February 6, 2026, $637.2 million of InterNotes were outstanding. PSEC reports about $6.5 billion of total assets and an investment portfolio of 91 positions with an 8.3% overall annualized yield and $6.21 NAV per share as of December 31, 2025, and continues to declare regular monthly dividends on common and multiple preferred stock series.
Prospect Capital Corporation (PSEC) filed Post-Effective Amendment No. 23 to its Form N-2 registration statement (File No. 333-293349). The amendment is filed under Rule 462(d) solely to add or update exhibits to the existing registration statement and, by its terms, becomes effective immediately upon filing with the SEC.
The amendment consists only of the facing page, an explanatory note, and Part C listing extensive exhibit references, including prior financial statements and numerous indentures and supplemental indentures for Prospect Capital InterNotes and other notes. It does not modify any other part of the registration statement, and the prior contents are incorporated by reference.
PROSPECT CAPITAL CORP (PSEC) reported results for its fiscal quarter and year ended June 30, 2026 and announced new common and preferred dividends. For the June 2026 quarter, net investment income (NII) was $77.7 million, or $0.15 per common share, while total investment income was $155.8 million. The quarter produced a net loss applicable to common shareholders of $38.1 million, or $(0.08) per share, driven by $83.8 million of net realized and unrealized losses.
For the full fiscal year, NII was $326.4 million and the net increase in net assets from operations was $153.7 million, a sharp improvement from a $469.9 million decrease in the prior year. Net asset value (NAV) to common shareholders was $2.93 billion, or $5.71 per share, down from $6.56 a year earlier. Prospect declared monthly common distributions of $0.035 per share for September and October 2026 and detailed monthly or quarterly dividends on its 7.50%, 6.50%, 5.50%, 6.50% floating-rate, and 5.35% preferred stock series. The portfolio remained concentrated in first lien senior secured middle-market loans, with 72.5% of investments at cost in first lien debt and non-accrual loans at 0.7% of total assets at fair value.
Prospect Capital Corporation (PSEC), a Maryland-incorporated closed-end investment company, files its annual report as a business development company. Prospect is a financial services lender focused on privately held U.S. middle-market companies, targeting current income and long-term capital appreciation.
The company primarily invests in senior and secured first lien loans, with additional exposure to second lien loans, subordinated debt, convertible debt, preferred and common equity, and warrants. It also invests a smaller portion of assets in real estate through National Property REIT Corp. and in structured finance, including CLOs. As of June 30, 2026, total assets were approximately $6.4 billion, diversified across 31 industry categories, with no single industry (excluding CLOs) exceeding 18.1% of the portfolio by cost or fair value.
Prospect is externally managed by Prospect Capital Management L.P., earning a 2.00% annual base management fee on gross assets plus a two-part incentive fee: an income incentive fee over a 7.00% annualized hurdle rate, and a 20% capital gains incentive fee on net realized gains. The company maintains BDC and RIC status for regulatory and tax purposes. As of December 31, 2025, the aggregate market value of non-affiliate common equity was $889.5 million at a price of $2.59 per share, and as of August 19, 2026, there were 524,832,496 common shares outstanding.
Prospect Capital Corporation is offering senior unsecured Prospect Capital InterNotes® under an existing medium-term note program, with its board authorizing up to $1 billion aggregate principal amount of additional notes. Recent pricing supplements include a 6.000% note due 2029 with $97,000 principal and a 6.250% note due 2031 with $10,000 principal, both sold at par and callable at 100% on or after February 15, 2027. Interest is paid semi-annually, and the notes rank equally with other unsecured senior debt.
The company is a long-tenured business development company with approximately $6.5 billion in total assets and a portfolio fair value of about $6.4 billion across 91 investments as of December 31, 2025. The portfolio’s annualized current yield was 10.9% on performing interest-bearing investments and 8.3% across all investments; NAV per share was $6.21.
Recent activity includes the July 2026 sale of a 94.99% equity interest in Valley Electric Company for $280.8 million total consideration, generating a realized equity gain of $131.8 million and $143.9 million cash at closing, plus escrow and earn-out potential. Between May 14 and August 10, 2026, the company repurchased $40.1 million of 3.437% 2028 Notes and $1.4 million of 3.364% 2026 Notes below par.