Welcome to our dedicated page for Prospect Capital SEC filings (Ticker: PSEC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Prospect Capital Corporation (PSEC) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, annual proxy statements on Schedule 14A and other materials that describe Prospect’s financial results, distributions, capital structure and governance.
Prospect uses Form 8-K to report material events such as quarterly and annual financial results, the declaration of monthly cash distributions to common shareholders, and dividends on its 5.35%, 5.50%, 6.50%, 7.50% and floating rate preferred stock series. These filings specify record dates, payment dates and dividend rates based on the stated value of the preferred shares. Form 8-Ks also describe institutional funding transactions, including the pricing and issuance of 5.5% Series A senior unsecured Notes due 2030, the key terms of the Deed of Trust governing those notes, and the expected listing of the notes and PSEC common stock on the Tel Aviv Stock Exchange.
Prospect’s definitive proxy statement on Schedule 14A outlines the agenda for its annual meeting of stockholders, including the election of directors, voting rights of common and preferred stockholders, and procedures for participating in virtual meetings. The proxy materials also discuss the company’s stockholder base, noting the significant presence of retail investors, and describe the use of a proxy solicitor to help achieve a quorum.
Through these filings, investors can review Prospect’s reported net investment income, net income or loss applicable to common shareholders, distributions, net asset value to common shareholders, leverage and coverage ratios, and portfolio composition, as summarized in the earnings press releases attached as exhibits. Filings also detail the company’s revolving credit facility, program notes, unsecured debt issuances and perpetual preferred stock programs.
On Stock Titan, AI-powered tools can help summarize lengthy PSEC filings, highlight key terms such as dividend declarations, new debt obligations and covenant descriptions, and make it easier to locate information about common and preferred stock, institutional notes and governance matters within Prospect Capital’s regulatory history.
Prospect Capital Corporation filed a current report describing recent financial and dividend actions. On August 26, 2025, the company issued a press release with its financial results for the fiscal year ended June 30, 2025, which is furnished as Exhibit 99.1.
The company also announced monthly cash distributions to common shareholders of $0.0450 per share for September 2025 and October 2025, with record dates of 9/26/2025 and 10/29/2025 and payment dates of 10/22/2025 and 11/18/2025.
Prospect Capital declared monthly dividends on its Floating Rate, 7.50%, 5.50% and 6.50% preferred stock series for September, October and November 2025, with per-share amounts of $0.135417 (Floating and 6.50%), $0.156250 (7.50%) and $0.114583 (5.50%). It also declared a quarterly dividend on its 5.35% preferred stock of $0.334375 per share for the period August 2025–October 2025, with a record date of 10/22/2025 and payment on 11/3/2025.
Prospect Capital Corporation (PSEC) operates as a business development company that lends to and invests in U.S. middle-market private companies. The company reports approximately $7.0 billion of total assets as of June 30, 2025 and an aggregate market value of common equity held by non-affiliates of $1.349 billion as of December 31, 2024. There were 462,343,452 common shares outstanding as of August 25, 2025. Prospect is externally managed by Prospect Capital Management, which receives a 2.00% annual base management fee on gross assets plus a two-part incentive fee (an income-based catch-up/incentive structure and a 20% capital gains fee). The Board unanimously renewed the Investment Advisory Agreement for the 12-month period ending June 20, 2026. The company discloses an asset coverage ratio of 319.4% (based on $2.1 billion principal amount of indebtedness) and an asset coverage on senior securities that are stock of 173.3%. The filing describes valuation policies under ASC 820, monitoring and proxy voting procedures, dividend reinvestment plans (5% discount for common stock DRIP) and material tax-designation metrics for 2024.
Prospect Capital Corporation filed Post-Effective Amendment No. 109 to its Form N-2 registration statement. This update is made under Rule 462(d) solely to add and organize exhibits, including extensive indenture and note-related documents, and to incorporate existing financial statements by reference. The company states that this amendment does not modify any other part of the effective registration statement and becomes effective immediately upon filing with the SEC.
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