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PROSPECT CAPITAL (PSEC) SEC Filings, Jun 8-29, 2026

PSEC NASDAQ

Prospect Capital Corporation files regulatory reports that document its business development company structure, investment results, distribution policy and capital structure. Form 8-K filings cover quarterly results releases, Regulation FD distribution announcements, material agreements and financing activity involving common stock, preferred stock series and senior unsecured notes.

Proxy statements and shareholder-meeting filings describe voting matters for common and preferred stockholders, governance procedures and meeting mechanics. Prospect Capital filings also document preferred stock offering arrangements, dealer manager agreements, equity distribution agreements, dividend declarations and the security terms associated with its debt and preferred equity instruments.

Rhea-AI Summary

Prospect Capital Corporation priced a series of Prospect Capital InterNotes®: fixed-rate 6.250% Notes due 2029, 6.500% Notes due 2031 and 6.750% Notes due 2033. Each series is offered at 100.000% selling price with first coupon dates of 1/15/2027 and first coupon amounts of $32.29, $33.58 and $34.88, respectively. The notes are callable at 100.000% on 1/15/2027 and any business day thereafter. Trade date is July 6, 2026 and settlement is July 9, 2026. The offering is issued under the company’s indenture and sold in book-entry form through DTC; minimum denomination is $1,000.

The supplement also discloses a pending asset sale: an agreement to sell Prospect’s investment in Valley Electric Company, Inc. for approximately $328.0 million, subject to adjustments and regulatory approvals, with expected closing on or about July 1, 2026.

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Rhea-AI Summary

Prospect Capital Corporation priced three Prospect Capital InterNotes®: a 6.250% note due 7/15/2029, a 6.500% note due 7/15/2031 and a 6.750% note due 7/15/2033. The notes are callable at 100.000% on and after 1/15/2027. Trade date was 6/29/2026 with settlement on 7/2/2026, minimum denomination $1,000 and interest accrues from 7/2/2026. Interest is payable semi-annually on January 15 and July 15 beginning 1/15/2027. The pricing supplement shows a $45,000 principal example for the 2029 series, selling price 100.000%, and first coupon amounts listed in the supplement. The offering is unsecured and issued under the February 16, 2012 indenture as supplemented.

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Rhea-AI Summary

PROSPECT CAPITAL CORP director and CEO John F. Barry reported substantial open‑market purchases of PSEC common stock. On June 23, 2026, he bought 1,000,000 shares at $2.2745 per share and an additional 67,648 shares at $2.2701 per share.

After these transactions, Barry directly owned 89,213,725.166 shares of common stock. The filing also shows an indirect holding of 432,918.737 shares reported as owned by his spouse. Overall, the Form 4 reflects net insider share purchases rather than sales.

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Rhea-AI Summary

Prospect Capital Corporation filed Post-Effective Amendment No. 16 to its Form N-2 (Registration No. 333-293349) to furnish exhibits pursuant to Rule 462(d) under the Securities Act. The amendment consists of exhibit listings and "shall become effective immediately upon filing" under Rule 462(d).

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Rhea-AI Summary

Prospect Capital Corp director and CEO John F. Barry bought 1,000,000 shares of common stock in an open-market purchase at $2.2463 per share. The transaction on June 22, 2026 increased his direct holdings to 88,146,077.166 shares. A separate entry reports 432,918.737 shares held indirectly by his spouse.

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Rhea-AI Summary

Prospect Capital Corporation is offering Prospect Capital InterNotes® in three fixed-rate series: 6.250% due 7/15/2029, 6.500% due 7/15/2031 and 6.750% due 7/15/2033, with optional redemptions at par beginning 1/15/2027. Trade date is 6/29/2026 and settlement is 7/2/2026.

The pricing supplement shows each series issued at 100.000% with first coupon amounts of $33.51, $34.85 and $36.19 respectively and semi-annual interest payments commencing 1/15/2027. The supplement also discloses a recent sale agreement for Valley Electric for approximately $328.0 million, expected to close about 7/1/2026.

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Rhea-AI Summary

Prospect Capital Corporation priced three Prospect Capital InterNotes® series in a pricing supplement dated June 22, 2026: fixed-rate notes with coupons of 6.500% due 6/15/2029, 6.750% due 6/15/2031 and 7.000% due 6/15/2033. The notes are callable at 100% beginning 12/15/2026, pay semiannual interest beginning 12/15/2026, settle 6/25/2026 and will be issued in book-entry form through DTC. The pricing supplement notes a recent agreement to sell Prospect's investment in Valley Electric for approximately $328.0 million, subject to adjustments and regulatory approvals, with a closing expected on or about July 1, 2026.

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Rhea-AI Summary

Prospect Capital Corporation filed Post-Effective Amendment No. 15 to its Form N-2 registration statement (File No. 333-293349) to furnish exhibits and incorporated financial statements.

The amendment, filed pursuant to Rule 462(d), becomes effective immediately upon filing and consists only of exhibit and Part C updates.

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Rhea-AI Summary

Prospect Capital Corporation filed Post-Effective Amendment No. 14 to its Registration Statement on Form N-2 (Registration No. 333-293349) on June 11, 2026. The amendment is filed pursuant to Rule 462(d) and consists only of exhibits; it becomes effective immediately upon filing.

The filing incorporates consolidated financial statements with period end dates including June 30, 2022 and includes a schedule of numerous supplemental indentures and note forms listed as exhibits. The prospectus states the proposed public offering may occur "from time to time after the effective date."

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Rhea-AI Summary

Prospect Capital Corporation priced three series of Prospect Capital InterNotes®: fixed-rate 6.500% due 2029, 6.750% due 2031 and 7.000% due 2033, callable at 100% beginning 12/15/2026. Trades are scheduled 6/15/2026 with settlement 6/18/2026, minimum denomination $1,000. The offering is being made under the existing board authorization allowing up to $1.0 billion aggregate principal amount of InterNotes; as of 2/6/2026, $637.2 million aggregate principal amount of notes were outstanding. The preliminary pricing supplement sets selling price at 100% and shows first coupon payments on 12/15/2026.

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FAQ

How many PROSPECT CAPITAL (PSEC) SEC filings are available on StockTitan?

StockTitan tracks 176 SEC filings for PROSPECT CAPITAL (PSEC), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for PROSPECT CAPITAL (PSEC)?

The most recent SEC filing for PROSPECT CAPITAL (PSEC) was filed on June 29, 2026.